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Campbell Fund Trust – ‘D/A’ on 6/1/23

On:  Thursday, 6/1/23, at 11:18am ET   ·   Effective:  6/1/23   ·   Accession #:  1043951-23-1   ·   File #:  21-129447

Previous ‘D’:  ‘D/A’ on 5/19/22   ·   Latest ‘D’:  This Filing

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  As Of               Filer                 Filing    For·On·As Docs:Size

 6/01/23  Campbell Fund Trust               D/A         6/01/23    1:70K

Amendment to Notice of an Exempt Offering of Securities   —   Form D   —   Regulation D   —   SA’33

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: D/A         Amendment to Notice of an Exempt Offering of        HTML     69K 
                Securities -- primary_doc.xml/7.8


        

This ‘D/A’ Document is an XML Data File that may be rendered in various formats:

  Form D    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 
 
XML Data rendering:  Amendment to Notice of an Exempt Offering of Securities
 
                                                                                                                                                                                
<?xml version="1.0" encoding="windows-1252"?>
<edgarSubmission>
<schemaVersion> X0708 </schemaVersion>
<submissionType> D/A </submissionType>
<testOrLive> LIVE </testOrLive>
<primaryIssuer>
<cik> 0001043951 </cik>
<entityName> CAMPBELL FUND TRUST </entityName>
<issuerAddress>
<street1> 2850 QUARRY LAKE DRIVE </street1>
<city> BALTIMORE </city>
<stateOrCountry> MD </stateOrCountry>
<stateOrCountryDescription> MARYLAND </stateOrCountryDescription>
<zipCode> 21209 </zipCode>
</issuerAddress>
<issuerPhoneNumber> 410-413-2600 </issuerPhoneNumber>
<jurisdictionOfInc> DELAWARE </jurisdictionOfInc>
<issuerPreviousNameList>
<value> None </value>
</issuerPreviousNameList>
<edgarPreviousNameList>
<value> None </value>
</edgarPreviousNameList>
<entityType> Business Trust </entityType>
<yearOfInc>
<overFiveYears> true </overFiveYears>
</yearOfInc>
</primaryIssuer>
<relatedPersonsList>
<relatedPersonInfo>
<relatedPersonName>
<firstName> Thomas </firstName>
<middleName> P. </middleName>
<lastName> Lloyd </lastName>
</relatedPersonName>
<relatedPersonAddress>
<street1> Campbell & Company, LP </street1>
<street2> 2850 Quarry Lake Drive </street2>
<city> Baltimore </city>
<stateOrCountry> MD </stateOrCountry>
<stateOrCountryDescription> MARYLAND </stateOrCountryDescription>
<zipCode> 21209 </zipCode>
</relatedPersonAddress>
<relatedPersonRelationshipList>
<relationship> Executive Officer </relationship>
</relatedPersonRelationshipList>
<relationshipClarification></relationshipClarification>
</relatedPersonInfo>
<relatedPersonInfo>
<relatedPersonName>
<firstName> n/a </firstName>
<lastName> Campbell & Company, LP </lastName>
</relatedPersonName>
<relatedPersonAddress>
<street1> 2850 Quarry Lake Drive </street1>
<city> Baltimore </city>
<stateOrCountry> MD </stateOrCountry>
<stateOrCountryDescription> MARYLAND </stateOrCountryDescription>
<zipCode> 21209 </zipCode>
</relatedPersonAddress>
<relatedPersonRelationshipList>
<relationship> Executive Officer </relationship>
</relatedPersonRelationshipList>
<relationshipClarification> Managing Operator of the Trust. </relationshipClarification>
</relatedPersonInfo>
<relatedPersonInfo>
<relatedPersonName>
<firstName> Kevin </firstName>
<middleName> D </middleName>
<lastName> Cole </lastName>
</relatedPersonName>
<relatedPersonAddress>
<street1> Campbelll & Company LP </street1>
<street2> 2850 Quarry Lake Drive </street2>
<city> Baltimore </city>
<stateOrCountry> MD </stateOrCountry>
<stateOrCountryDescription> MARYLAND </stateOrCountryDescription>
<zipCode> 21209 </zipCode>
</relatedPersonAddress>
<relatedPersonRelationshipList>
<relationship> Executive Officer </relationship>
</relatedPersonRelationshipList>
<relationshipClarification></relationshipClarification>
</relatedPersonInfo>
<relatedPersonInfo>
<relatedPersonName>
<firstName> John </firstName>
<middleName> R </middleName>
<lastName> Radle </lastName>
</relatedPersonName>
<relatedPersonAddress>
<street1> Campbell & Company LP </street1>
<street2> 2850 Quarry Lake Drive </street2>
<city> Baltimore </city>
<stateOrCountry> MD </stateOrCountry>
<stateOrCountryDescription> MARYLAND </stateOrCountryDescription>
<zipCode> 21209 </zipCode>
</relatedPersonAddress>
<relatedPersonRelationshipList>
<relationship> Executive Officer </relationship>
</relatedPersonRelationshipList>
<relationshipClarification></relationshipClarification>
</relatedPersonInfo>
</relatedPersonsList>
<offeringData>
<industryGroup>
<industryGroupType> Pooled Investment Fund </industryGroupType>
<investmentFundInfo>
<investmentFundType> Other Investment Fund </investmentFundType>
<is40Act> false </is40Act>
</investmentFundInfo>
</industryGroup>
<issuerSize>
<aggregateNetAssetValueRange> Decline to Disclose </aggregateNetAssetValueRange>
</issuerSize>
<federalExemptionsExclusions>
<item> 06b </item>
</federalExemptionsExclusions>
<typeOfFiling>
<newOrAmendment>
<isAmendment> true </isAmendment>
<previousAccessionNumber> 0001043951-22-000005 </previousAccessionNumber>
</newOrAmendment>
<dateOfFirstSale>
<value> 1996-01-01 </value>
</dateOfFirstSale>
</typeOfFiling>
<durationOfOffering>
<moreThanOneYear> true </moreThanOneYear>
</durationOfOffering>
<typesOfSecuritiesOffered>
<isPooledInvestmentFundType> true </isPooledInvestmentFundType>
</typesOfSecuritiesOffered>
<businessCombinationTransaction>
<isBusinessCombinationTransaction> false </isBusinessCombinationTransaction>
<clarificationOfResponse></clarificationOfResponse>
</businessCombinationTransaction>
<minimumInvestmentAccepted> 25000 </minimumInvestmentAccepted>
<salesCompensationList>
<recipient>
<recipientName> Cambridge Investment Research, Inc. </recipientName>
<recipientCRDNumber> 39543 </recipientCRDNumber>
<associatedBDName> None </associatedBDName>
<associatedBDCRDNumber> None </associatedBDCRDNumber>
<recipientAddress>
<street1> 1776 Pleasant Plain Road </street1>
<city> Fairfield </city>
<stateOrCountry> IA </stateOrCountry>
<stateOrCountryDescription> IOWA </stateOrCountryDescription>
<zipCode> 52556 </zipCode>
</recipientAddress>
<statesOfSolicitationList>
<value> All States </value>
</statesOfSolicitationList>
<foreignSolicitation> false </foreignSolicitation>
</recipient>
<recipient>
<recipientName> Campbell Financial Services, Inc. </recipientName>
<recipientCRDNumber> 42953 </recipientCRDNumber>
<associatedBDName> None </associatedBDName>
<associatedBDCRDNumber> None </associatedBDCRDNumber>
<recipientAddress>
<street1> 2850 Quarry Lake Drive </street1>
<city> Baltimore </city>
<stateOrCountry> MD </stateOrCountry>
<stateOrCountryDescription> MARYLAND </stateOrCountryDescription>
<zipCode> 21209 </zipCode>
</recipientAddress>
<statesOfSolicitationList>
<value> All States </value>
</statesOfSolicitationList>
<foreignSolicitation> false </foreignSolicitation>
</recipient>
<recipient>
<recipientName> Commonwealth Financial Network </recipientName>
<recipientCRDNumber> 8032 </recipientCRDNumber>
<associatedBDName> None </associatedBDName>
<associatedBDCRDNumber> None </associatedBDCRDNumber>
<recipientAddress>
<street1> 29 Sawyer Road </street1>
<city> Waltham </city>
<stateOrCountry> MA </stateOrCountry>
<stateOrCountryDescription> MASSACHUSETTS </stateOrCountryDescription>
<zipCode> 02453 </zipCode>
</recipientAddress>
<statesOfSolicitationList>
<value> All States </value>
</statesOfSolicitationList>
<foreignSolicitation> false </foreignSolicitation>
</recipient>
<recipient>
<recipientName> Credit Suisse Securities (USA) LLC </recipientName>
<recipientCRDNumber> 816 </recipientCRDNumber>
<associatedBDName> None </associatedBDName>
<associatedBDCRDNumber> None </associatedBDCRDNumber>
<recipientAddress>
<street1> 11 Madison Avenue </street1>
<street2> 24th Floor </street2>
<city> New York </city>
<stateOrCountry> NY </stateOrCountry>
<stateOrCountryDescription> NEW YORK </stateOrCountryDescription>
<zipCode> 10010 </zipCode>
</recipientAddress>
<statesOfSolicitationList>
<value> All States </value>
</statesOfSolicitationList>
<foreignSolicitation> false </foreignSolicitation>
</recipient>
<recipient>
<recipientName> David A. Noyes & Company </recipientName>
<recipientCRDNumber> 205 </recipientCRDNumber>
<associatedBDName> None </associatedBDName>
<associatedBDCRDNumber> None </associatedBDCRDNumber>
<recipientAddress>
<street1> 209 South La Salle Street </street1>
<street2> 12th Floor </street2>
<city> Chicago </city>
<stateOrCountry> IL </stateOrCountry>
<stateOrCountryDescription> ILLINOIS </stateOrCountryDescription>
<zipCode> 60604 </zipCode>
</recipientAddress>
<statesOfSolicitationList>
<state> AL </state>
<description> ALABAMA </description>
<state> AK </state>
<description> ALASKA </description>
<state> AZ </state>
<description> ARIZONA </description>
<state> AR </state>
<description> ARKANSAS </description>
<state> CA </state>
<description> CALIFORNIA </description>
<state> CO </state>
<description> COLORADO </description>
<state> CT </state>
<description> CONNECTICUT </description>
<state> DE </state>
<description> DELAWARE </description>
<state> DC </state>
<description> DISTRICT OF COLUMBIA </description>
<state> FL </state>
<description> FLORIDA </description>
<state> GA </state>
<description> GEORGIA </description>
<state> HI </state>
<description> HAWAII </description>
<state> ID </state>
<description> IDAHO </description>
<state> IL </state>
<description> ILLINOIS </description>
<state> IN </state>
<description> INDIANA </description>
<state> IA </state>
<description> IOWA </description>
<state> KS </state>
<description> KANSAS </description>
<state> KY </state>
<description> KENTUCKY </description>
<state> LA </state>
<description> LOUISIANA </description>
<state> ME </state>
<description> MAINE </description>
<state> MD </state>
<description> MARYLAND </description>
<state> MA </state>
<description> MASSACHUSETTS </description>
<state> MI </state>
<description> MICHIGAN </description>
<state> MN </state>
<description> MINNESOTA </description>
<state> MS </state>
<description> MISSISSIPPI </description>
<state> MO </state>
<description> MISSOURI </description>
<state> MT </state>
<description> MONTANA </description>
<state> NE </state>
<description> NEBRASKA </description>
<state> NV </state>
<description> NEVADA </description>
<state> NH </state>
<description> NEW HAMPSHIRE </description>
<state> NJ </state>
<description> NEW JERSEY </description>
<state> NM </state>
<description> NEW MEXICO </description>
<state> NY </state>
<description> NEW YORK </description>
<state> NC </state>
<description> NORTH CAROLINA </description>
<state> ND </state>
<description> NORTH DAKOTA </description>
<state> OH </state>
<description> OHIO </description>
<state> OK </state>
<description> OKLAHOMA </description>
<state> OR </state>
<description> OREGON </description>
<state> PA </state>
<description> PENNSYLVANIA </description>
<state> RI </state>
<description> RHODE ISLAND </description>
<state> SC </state>
<description> SOUTH CAROLINA </description>
<state> SD </state>
<description> SOUTH DAKOTA </description>
<state> TN </state>
<description> TENNESSEE </description>
<state> TX </state>
<description> TEXAS </description>
<state> UT </state>
<description> UTAH </description>
<state> VT </state>
<description> VERMONT </description>
<state> VA </state>
<description> VIRGINIA </description>
<state> WA </state>
<description> WASHINGTON </description>
<state> WV </state>
<description> WEST VIRGINIA </description>
<state> WI </state>
<description> WISCONSIN </description>
<state> WY </state>
<description> WYOMING </description>
</statesOfSolicitationList>
<foreignSolicitation> false </foreignSolicitation>
</recipient>
<recipient>
<recipientName> Geneos Wealth Management, Inc. </recipientName>
<recipientCRDNumber> 120894 </recipientCRDNumber>
<associatedBDName> None </associatedBDName>
<associatedBDCRDNumber> None </associatedBDCRDNumber>
<recipientAddress>
<street1> 9055 E Mineral Circle </street1>
<street2> Suite 200 </street2>
<city> Centennial </city>
<stateOrCountry> CO </stateOrCountry>
<stateOrCountryDescription> COLORADO </stateOrCountryDescription>
<zipCode> 80112 </zipCode>
</recipientAddress>
<statesOfSolicitationList>
<value> All States </value>
</statesOfSolicitationList>
<foreignSolicitation> false </foreignSolicitation>
</recipient>
<recipient>
<recipientName> Janney Montgomery Scott, LLC </recipientName>
<recipientCRDNumber> 463 </recipientCRDNumber>
<associatedBDName> None </associatedBDName>
<associatedBDCRDNumber> None </associatedBDCRDNumber>
<recipientAddress>
<street1> 1717 Arch Street </street1>
<city> Philadelphia </city>
<stateOrCountry> PA </stateOrCountry>
<stateOrCountryDescription> PENNSYLVANIA </stateOrCountryDescription>
<zipCode> 19103 </zipCode>
</recipientAddress>
<statesOfSolicitationList>
<value> All States </value>
</statesOfSolicitationList>
<foreignSolicitation> false </foreignSolicitation>
</recipient>
<recipient>
<recipientName> Lincoln Financial Advisors Corporation </recipientName>
<recipientCRDNumber> 3978 </recipientCRDNumber>
<associatedBDName> None </associatedBDName>
<associatedBDCRDNumber> None </associatedBDCRDNumber>
<recipientAddress>
<street1> 1300 South Clinton Street </street1>
<street2> Suite 150 </street2>
<city> Fort Wayne </city>
<stateOrCountry> IN </stateOrCountry>
<stateOrCountryDescription> INDIANA </stateOrCountryDescription>
<zipCode> 46802 </zipCode>
</recipientAddress>
<statesOfSolicitationList>
<value> All States </value>
</statesOfSolicitationList>
<foreignSolicitation> false </foreignSolicitation>
</recipient>
<recipient>
<recipientName> LPL Financial Corporation </recipientName>
<recipientCRDNumber> 6413 </recipientCRDNumber>
<associatedBDName> None </associatedBDName>
<associatedBDCRDNumber> None </associatedBDCRDNumber>
<recipientAddress>
<street1> 75 State Street </street1>
<street2> 24th Floor </street2>
<city> Boston </city>
<stateOrCountry> MA </stateOrCountry>
<stateOrCountryDescription> MASSACHUSETTS </stateOrCountryDescription>
<zipCode> 02109 </zipCode>
</recipientAddress>
<statesOfSolicitationList>
<value> All States </value>
</statesOfSolicitationList>
<foreignSolicitation> false </foreignSolicitation>
</recipient>
<recipient>
<recipientName> Merrill Lynch, Pierce, Fenner & Smith, Inc. </recipientName>
<recipientCRDNumber> 7691 </recipientCRDNumber>
<associatedBDName> None </associatedBDName>
<associatedBDCRDNumber> None </associatedBDCRDNumber>
<recipientAddress>
<street1> One Bryant Park </street1>
<city> New York </city>
<stateOrCountry> NY </stateOrCountry>
<stateOrCountryDescription> NEW YORK </stateOrCountryDescription>
<zipCode> 10036 </zipCode>
</recipientAddress>
<statesOfSolicitationList>
<value> All States </value>
</statesOfSolicitationList>
<foreignSolicitation> false </foreignSolicitation>
</recipient>
<recipient>
<recipientName> Morgan Stanley Smith Barney LLC </recipientName>
<recipientCRDNumber> 149777 </recipientCRDNumber>
<associatedBDName> None </associatedBDName>
<associatedBDCRDNumber> None </associatedBDCRDNumber>
<recipientAddress>
<street1> 2000 Westchester Avenue </street1>
<city> Purchase </city>
<stateOrCountry> NY </stateOrCountry>
<stateOrCountryDescription> NEW YORK </stateOrCountryDescription>
<zipCode> 10577 </zipCode>
</recipientAddress>
<statesOfSolicitationList>
<value> All States </value>
</statesOfSolicitationList>
<foreignSolicitation> false </foreignSolicitation>
</recipient>
<recipient>
<recipientName> Raymond James & Associates, Inc </recipientName>
<recipientCRDNumber> 705 </recipientCRDNumber>
<associatedBDName> None </associatedBDName>
<associatedBDCRDNumber> None </associatedBDCRDNumber>
<recipientAddress>
<street1> 880 Carillon Parkway </street1>
<city> St. Petersburg </city>
<stateOrCountry> FL </stateOrCountry>
<stateOrCountryDescription> FLORIDA </stateOrCountryDescription>
<zipCode> 33716 </zipCode>
</recipientAddress>
<statesOfSolicitationList>
<value> All States </value>
</statesOfSolicitationList>
<foreignSolicitation> false </foreignSolicitation>
</recipient>
<recipient>
<recipientName> RBC Capital Markets LLC </recipientName>
<recipientCRDNumber> 31194 </recipientCRDNumber>
<associatedBDName> None </associatedBDName>
<associatedBDCRDNumber> None </associatedBDCRDNumber>
<recipientAddress>
<street1> 3 World Financial Center </street1>
<street2> 200 Vesey Street </street2>
<city> New York </city>
<stateOrCountry> NY </stateOrCountry>
<stateOrCountryDescription> NEW YORK </stateOrCountryDescription>
<zipCode> 10281 </zipCode>
</recipientAddress>
<statesOfSolicitationList>
<value> All States </value>
</statesOfSolicitationList>
<foreignSolicitation> false </foreignSolicitation>
</recipient>
<recipient>
<recipientName> Stephens, Inc. </recipientName>
<recipientCRDNumber> 3496 </recipientCRDNumber>
<associatedBDName> None </associatedBDName>
<associatedBDCRDNumber> None </associatedBDCRDNumber>
<recipientAddress>
<street1> 111 Center Street </street1>
<city> Little Rock </city>
<stateOrCountry> AR </stateOrCountry>
<stateOrCountryDescription> ARKANSAS </stateOrCountryDescription>
<zipCode> 72201 </zipCode>
</recipientAddress>
<statesOfSolicitationList>
<value> All States </value>
</statesOfSolicitationList>
<foreignSolicitation> false </foreignSolicitation>
</recipient>
<recipient>
<recipientName> Stifel Nicolaus & Company, Incorporated </recipientName>
<recipientCRDNumber> 793 </recipientCRDNumber>
<associatedBDName> None </associatedBDName>
<associatedBDCRDNumber> None </associatedBDCRDNumber>
<recipientAddress>
<street1> 501 North Broadway </street1>
<city> St. Louis </city>
<stateOrCountry> MO </stateOrCountry>
<stateOrCountryDescription> MISSOURI </stateOrCountryDescription>
<zipCode> 63102 </zipCode>
</recipientAddress>
<statesOfSolicitationList>
<value> All States </value>
</statesOfSolicitationList>
<foreignSolicitation> false </foreignSolicitation>
</recipient>
<recipient>
<recipientName> UBS Financial Services Inc. </recipientName>
<recipientCRDNumber> 8174 </recipientCRDNumber>
<associatedBDName> None </associatedBDName>
<associatedBDCRDNumber> None </associatedBDCRDNumber>
<recipientAddress>
<street1> 1200 Harbor Boulevard </street1>
<city> Weehawken </city>
<stateOrCountry> NJ </stateOrCountry>
<stateOrCountryDescription> NEW JERSEY </stateOrCountryDescription>
<zipCode> 07086 </zipCode>
</recipientAddress>
<statesOfSolicitationList>
<value> All States </value>
</statesOfSolicitationList>
<foreignSolicitation> false </foreignSolicitation>
</recipient>
<recipient>
<recipientName> Wells Fargo Advisors Financial Network, LLC </recipientName>
<recipientCRDNumber> 11025 </recipientCRDNumber>
<associatedBDName> None </associatedBDName>
<associatedBDCRDNumber> None </associatedBDCRDNumber>
<recipientAddress>
<street1> One North Jefferson Avenue </street1>
<city> St. Louis </city>
<stateOrCountry> MO </stateOrCountry>
<stateOrCountryDescription> MISSOURI </stateOrCountryDescription>
<zipCode> 63103 </zipCode>
</recipientAddress>
<statesOfSolicitationList>
<value> All States </value>
</statesOfSolicitationList>
<foreignSolicitation> false </foreignSolicitation>
</recipient>
<recipient>
<recipientName> Wells Fargo Advisors, LLC </recipientName>
<recipientCRDNumber> 19616 </recipientCRDNumber>
<associatedBDName> None </associatedBDName>
<associatedBDCRDNumber> None </associatedBDCRDNumber>
<recipientAddress>
<street1> One North Jefferson Avenue </street1>
<city> St. Louis </city>
<stateOrCountry> MO </stateOrCountry>
<stateOrCountryDescription> MISSOURI </stateOrCountryDescription>
<zipCode> 63103 </zipCode>
</recipientAddress>
<statesOfSolicitationList>
<value> All States </value>
</statesOfSolicitationList>
<foreignSolicitation> false </foreignSolicitation>
</recipient>
<recipient>
<recipientName> American Portfolios Financial Services, Inc. </recipientName>
<recipientCRDNumber> 18487 </recipientCRDNumber>
<associatedBDName> None </associatedBDName>
<associatedBDCRDNumber> None </associatedBDCRDNumber>
<recipientAddress>
<street1> 4250 Veterans Memorial Highway </street1>
<street2> 4th Floor East </street2>
<city> Holbrook </city>
<stateOrCountry> NY </stateOrCountry>
<stateOrCountryDescription> NEW YORK </stateOrCountryDescription>
<zipCode> 11741 </zipCode>
</recipientAddress>
<statesOfSolicitationList>
<value> All States </value>
</statesOfSolicitationList>
<foreignSolicitation> false </foreignSolicitation>
</recipient>
<recipient>
<recipientName> Ameriprise Financial Services, Inc. </recipientName>
<recipientCRDNumber> 6363 </recipientCRDNumber>
<associatedBDName> None </associatedBDName>
<associatedBDCRDNumber> None </associatedBDCRDNumber>
<recipientAddress>
<street1> 707 2nd Avenue South </street1>
<city> Minneapolis </city>
<stateOrCountry> MN </stateOrCountry>
<stateOrCountryDescription> MINNESOTA </stateOrCountryDescription>
<zipCode> 55402 </zipCode>
</recipientAddress>
<statesOfSolicitationList>
<value> All States </value>
</statesOfSolicitationList>
<foreignSolicitation> false </foreignSolicitation>
</recipient>
<recipient>
<recipientName> Benjamin F. Edwards & Co., Inc. </recipientName>
<recipientCRDNumber> 146936 </recipientCRDNumber>
<associatedBDName> None </associatedBDName>
<associatedBDCRDNumber> None </associatedBDCRDNumber>
<recipientAddress>
<street1> One North Brentwood Boulevard </street1>
<street2> Suite 850 </street2>
<city> St. Louis </city>
<stateOrCountry> MO </stateOrCountry>
<stateOrCountryDescription> MISSOURI </stateOrCountryDescription>
<zipCode> 63105 </zipCode>
</recipientAddress>
<statesOfSolicitationList>
<value> All States </value>
</statesOfSolicitationList>
<foreignSolicitation> false </foreignSolicitation>
</recipient>
<recipient>
<recipientName> Berthel, Fisher & Company Financial Services, Inc. </recipientName>
<recipientCRDNumber> 13609 </recipientCRDNumber>
<associatedBDName> None </associatedBDName>
<associatedBDCRDNumber> None </associatedBDCRDNumber>
<recipientAddress>
<street1> 701 Tama Street </street1>
<street2> Building B </street2>
<city> Marion </city>
<stateOrCountry> IA </stateOrCountry>
<stateOrCountryDescription> IOWA </stateOrCountryDescription>
<zipCode> 52302 </zipCode>
</recipientAddress>
<statesOfSolicitationList>
<state> AL </state>
<description> ALABAMA </description>
<state> AK </state>
<description> ALASKA </description>
<state> AZ </state>
<description> ARIZONA </description>
<state> AR </state>
<description> ARKANSAS </description>
<state> CA </state>
<description> CALIFORNIA </description>
<state> CO </state>
<description> COLORADO </description>
<state> CT </state>
<description> CONNECTICUT </description>
<state> DE </state>
<description> DELAWARE </description>
<state> DC </state>
<description> DISTRICT OF COLUMBIA </description>
<state> FL </state>
<description> FLORIDA </description>
<state> GA </state>
<description> GEORGIA </description>
<state> HI </state>
<description> HAWAII </description>
<state> ID </state>
<description> IDAHO </description>
<state> IL </state>
<description> ILLINOIS </description>
<state> IN </state>
<description> INDIANA </description>
<state> IA </state>
<description> IOWA </description>
<state> KS </state>
<description> KANSAS </description>
<state> KY </state>
<description> KENTUCKY </description>
<state> LA </state>
<description> LOUISIANA </description>
<state> ME </state>
<description> MAINE </description>
<state> MD </state>
<description> MARYLAND </description>
<state> MA </state>
<description> MASSACHUSETTS </description>
<state> MI </state>
<description> MICHIGAN </description>
<state> MN </state>
<description> MINNESOTA </description>
<state> MS </state>
<description> MISSISSIPPI </description>
<state> MO </state>
<description> MISSOURI </description>
<state> MT </state>
<description> MONTANA </description>
<state> NE </state>
<description> NEBRASKA </description>
<state> NV </state>
<description> NEVADA </description>
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<description> NEW JERSEY </description>
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<description> NORTH DAKOTA </description>
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<description> PENNSYLVANIA </description>
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<description> RHODE ISLAND </description>
<state> SC </state>
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<description> SOUTH DAKOTA </description>
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<description> TENNESSEE </description>
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<description> TEXAS </description>
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<description> WYOMING </description>
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<foreignSolicitation> false </foreignSolicitation>
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<recipient>
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<associatedBDName> None </associatedBDName>
<associatedBDCRDNumber> None </associatedBDCRDNumber>
<recipientAddress>
<street1> One James Center </street1>
<street2> 901 E. Cary Street </street2>
<city> Richmond </city>
<stateOrCountry> VA </stateOrCountry>
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<zipCode> 23219 </zipCode>
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</statesOfSolicitationList>
<foreignSolicitation> false </foreignSolicitation>
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<recipient>
<recipientName> First Allied Securities </recipientName>
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<associatedBDCRDNumber> None </associatedBDCRDNumber>
<recipientAddress>
<street1> 655 West Broadway </street1>
<street2> 12th Floor </street2>
<city> San Diego </city>
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<foreignSolicitation> false </foreignSolicitation>
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<recipient>
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<associatedBDCRDNumber> None </associatedBDCRDNumber>
<recipientAddress>
<street1> 2300 Windy Ridge Parkway </street1>
<street2> Suite 1100 </street2>
<city> Atlanta </city>
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<zipCode> 30339 </zipCode>
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<foreignSolicitation> false </foreignSolicitation>
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<recipient>
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<associatedBDCRDNumber> None </associatedBDCRDNumber>
<recipientAddress>
<street1> 200 West Madison Street </street1>
<street2> Suite 2500 </street2>
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<foreignSolicitation> false </foreignSolicitation>
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<recipient>
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<recipientAddress>
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<street2> Suite 600 </street2>
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<zipCode> 80237 </zipCode>
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<foreignSolicitation> false </foreignSolicitation>
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<recipient>
<recipientName> Purshe, Kaplan, Sterling Investments </recipientName>
<recipientCRDNumber> 35747 </recipientCRDNumber>
<associatedBDName> None </associatedBDName>
<associatedBDCRDNumber> None </associatedBDCRDNumber>
<recipientAddress>
<street1> 18 Corporate Woods Boulevard </street1>
<city> Albany </city>
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<state> AK </state>
<description> ALASKA </description>
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<description> ARIZONA </description>
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<description> ARKANSAS </description>
<state> CA </state>
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<description> DELAWARE </description>
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<state> FL </state>
<description> FLORIDA </description>
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<description> IDAHO </description>
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<description> INDIANA </description>
<state> IA </state>
<description> IOWA </description>
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<description> KENTUCKY </description>
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<description> MAINE </description>
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<description> MARYLAND </description>
<state> MA </state>
<description> MASSACHUSETTS </description>
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<description> MICHIGAN </description>
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<description> MINNESOTA </description>
<state> MS </state>
<description> MISSISSIPPI </description>
<state> MO </state>
<description> MISSOURI </description>
<state> MT </state>
<description> MONTANA </description>
<state> NE </state>
<description> NEBRASKA </description>
<state> NV </state>
<description> NEVADA </description>
<state> NH </state>
<description> NEW HAMPSHIRE </description>
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<description> NEW JERSEY </description>
<state> NM </state>
<description> NEW MEXICO </description>
<state> NY </state>
<description> NEW YORK </description>
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<description> NORTH DAKOTA </description>
<state> OH </state>
<description> OHIO </description>
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<description> OKLAHOMA </description>
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<state> PA </state>
<description> PENNSYLVANIA </description>
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<description> RHODE ISLAND </description>
<state> SC </state>
<description> SOUTH CAROLINA </description>
<state> SD </state>
<description> SOUTH DAKOTA </description>
<state> TN </state>
<description> TENNESSEE </description>
<state> TX </state>
<description> TEXAS </description>
<state> UT </state>
<description> UTAH </description>
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<description> VERMONT </description>
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<description> WASHINGTON </description>
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<description> WISCONSIN </description>
<state> WY </state>
<description> WYOMING </description>
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<foreignSolicitation> false </foreignSolicitation>
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<recipient>
<recipientName> Robert W. Baird & Co., Inc. </recipientName>
<recipientCRDNumber> 8158 </recipientCRDNumber>
<associatedBDName> None </associatedBDName>
<associatedBDCRDNumber> None </associatedBDCRDNumber>
<recipientAddress>
<street1> 777 E. Wisconsin Ave. </street1>
<city> Milwaukee </city>
<stateOrCountry> WI </stateOrCountry>
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<zipCode> 53202 </zipCode>
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<foreignSolicitation> false </foreignSolicitation>
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<recipient>
<recipientName> Royal Alliance Associates, Inc. </recipientName>
<recipientCRDNumber> 23131 </recipientCRDNumber>
<associatedBDName> None </associatedBDName>
<associatedBDCRDNumber> None </associatedBDCRDNumber>
<recipientAddress>
<street1> One World Financial Center </street1>
<street2> 15th Floor </street2>
<city> New York </city>
<stateOrCountry> NY </stateOrCountry>
<stateOrCountryDescription> NEW YORK </stateOrCountryDescription>
<zipCode> 10281 </zipCode>
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<value> All States </value>
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<foreignSolicitation> false </foreignSolicitation>
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<recipient>
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<recipientCRDNumber> 133763 </recipientCRDNumber>
<associatedBDName> None </associatedBDName>
<associatedBDCRDNumber> None </associatedBDCRDNumber>
<recipientAddress>
<street1> 2800 North Central Avenue </street1>
<street2> Suite 2100 </street2>
<city> Phoenix </city>
<stateOrCountry> AZ </stateOrCountry>
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<zipCode> 85004 </zipCode>
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<statesOfSolicitationList>
<value> All States </value>
</statesOfSolicitationList>
<foreignSolicitation> false </foreignSolicitation>
</recipient>
<recipient>
<recipientName> Securities America, Inc. </recipientName>
<recipientCRDNumber> 10205 </recipientCRDNumber>
<associatedBDName> None </associatedBDName>
<associatedBDCRDNumber> None </associatedBDCRDNumber>
<recipientAddress>
<street1> 12325 Port Grace Boulevard </street1>
<city> LaVista </city>
<stateOrCountry> NE </stateOrCountry>
<stateOrCountryDescription> NEBRASKA </stateOrCountryDescription>
<zipCode> 68128 </zipCode>
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<value> All States </value>
</statesOfSolicitationList>
<foreignSolicitation> false </foreignSolicitation>
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<recipient>
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<recipientCRDNumber> 144131 </recipientCRDNumber>
<associatedBDName> None </associatedBDName>
<associatedBDCRDNumber> None </associatedBDCRDNumber>
<recipientAddress>
<street1> 1840 Michael Faraday Dr. </street1>
<street2> Suite 105 </street2>
<city> Reston </city>
<stateOrCountry> VA </stateOrCountry>
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<zipCode> 20190 </zipCode>
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<value> All States </value>
</statesOfSolicitationList>
<foreignSolicitation> false </foreignSolicitation>
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<recipient>
<recipientName> Stephen A. Kohn & Associates, Ltd. </recipientName>
<recipientCRDNumber> 41067 </recipientCRDNumber>
<associatedBDName> None </associatedBDName>
<associatedBDCRDNumber> None </associatedBDCRDNumber>
<recipientAddress>
<street1> 3232 South Vance Street </street1>
<street2> Suite 210 </street2>
<city> Lakewood </city>
<stateOrCountry> CO </stateOrCountry>
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<zipCode> 80227 </zipCode>
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<description> ARIZONA </description>
<state> CA </state>
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<description> COLORADO </description>
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<description> LOUISIANA </description>
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<description> MINNESOTA </description>
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<description> MISSOURI </description>
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<description> OHIO </description>
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<description> PENNSYLVANIA </description>
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<description> TENNESSEE </description>
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<state> UT </state>
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<description> VIRGINIA </description>
<state> WA </state>
<description> WASHINGTON </description>
<state> WI </state>
<description> WISCONSIN </description>
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<foreignSolicitation> false </foreignSolicitation>
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<recipient>
<recipientName> USA FInancial Securities Corporation </recipientName>
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<associatedBDName> None </associatedBDName>
<associatedBDCRDNumber> None </associatedBDCRDNumber>
<recipientAddress>
<street1> 6020 East Fulton </street1>
<city> Ada </city>
<stateOrCountry> MI </stateOrCountry>
<stateOrCountryDescription> MICHIGAN </stateOrCountryDescription>
<zipCode> 49301 </zipCode>
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<state> AK </state>
<description> ALASKA </description>
<state> AZ </state>
<description> ARIZONA </description>
<state> AR </state>
<description> ARKANSAS </description>
<state> CA </state>
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<description> COLORADO </description>
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<description> DISTRICT OF COLUMBIA </description>
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<description> MAINE </description>
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<description> MARYLAND </description>
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<description> MICHIGAN </description>
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<description> MINNESOTA </description>
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<description> NORTH DAKOTA </description>
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<description> TENNESSEE </description>
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<description> UTAH </description>
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<state> WY </state>
<description> WYOMING </description>
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<foreignSolicitation> false </foreignSolicitation>
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<recipient>
<recipientName> Arete Wealth Management, LLC </recipientName>
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<associatedBDName> None </associatedBDName>
<associatedBDCRDNumber> None </associatedBDCRDNumber>
<recipientAddress>
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<city> Schaumburg </city>
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<foreignSolicitation> false </foreignSolicitation>
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<recipient>
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<associatedBDCRDNumber> None </associatedBDCRDNumber>
<recipientAddress>
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<city> Wyncotse </city>
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<foreignSolicitation> false </foreignSolicitation>
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<recipient>
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<associatedBDCRDNumber> None </associatedBDCRDNumber>
<recipientAddress>
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<stateOrCountry> CA </stateOrCountry>
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<foreignSolicitation> false </foreignSolicitation>
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<recipient>
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<recipientAddress>
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<street2> Suite 260 </street2>
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<state> AR </state>
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<description> MICHIGAN </description>
<state> MN </state>
<description> MINNESOTA </description>
<state> MO </state>
<description> MISSOURI </description>
<state> NV </state>
<description> NEVADA </description>
<state> NM </state>
<description> NEW MEXICO </description>
<state> NY </state>
<description> NEW YORK </description>
<state> NC </state>
<description> NORTH CAROLINA </description>
<state> OH </state>
<description> OHIO </description>
<state> OK </state>
<description> OKLAHOMA </description>
<state> SD </state>
<description> SOUTH DAKOTA </description>
<state> TN </state>
<description> TENNESSEE </description>
<state> TX </state>
<description> TEXAS </description>
<state> UT </state>
<description> UTAH </description>
<state> VA </state>
<description> VIRGINIA </description>
<state> WA </state>
<description> WASHINGTON </description>
<state> WV </state>
<description> WEST VIRGINIA </description>
<state> WI </state>
<description> WISCONSIN </description>
<state> WY </state>
<description> WYOMING </description>
</statesOfSolicitationList>
<foreignSolicitation> false </foreignSolicitation>
</recipient>
<recipient>
<recipientName> KMS Financial Services, Inc. </recipientName>
<recipientCRDNumber> 3866 </recipientCRDNumber>
<associatedBDName> None </associatedBDName>
<associatedBDCRDNumber> None </associatedBDCRDNumber>
<recipientAddress>
<street1> 2001 Sixth Avenue </street1>
<street2> Suite 2801 </street2>
<city> Seattle </city>
<stateOrCountry> WA </stateOrCountry>
<stateOrCountryDescription> WASHINGTON </stateOrCountryDescription>
<zipCode> 98121-1866 </zipCode>
</recipientAddress>
<statesOfSolicitationList>
<state> AL </state>
<description> ALABAMA </description>
<state> AK </state>
<description> ALASKA </description>
<state> AZ </state>
<description> ARIZONA </description>
<state> AR </state>
<description> ARKANSAS </description>
<state> CA </state>
<description> CALIFORNIA </description>
<state> CO </state>
<description> COLORADO </description>
<state> CT </state>
<description> CONNECTICUT </description>
<state> DE </state>
<description> DELAWARE </description>
<state> DC </state>
<description> DISTRICT OF COLUMBIA </description>
<state> FL </state>
<description> FLORIDA </description>
<state> GA </state>
<description> GEORGIA </description>
<state> HI </state>
<description> HAWAII </description>
<state> ID </state>
<description> IDAHO </description>
<state> IL </state>
<description> ILLINOIS </description>
<state> IN </state>
<description> INDIANA </description>
<state> IA </state>
<description> IOWA </description>
<state> KS </state>
<description> KANSAS </description>
<state> KY </state>
<description> KENTUCKY </description>
<state> LA </state>
<description> LOUISIANA </description>
<state> ME </state>
<description> MAINE </description>
<state> MD </state>
<description> MARYLAND </description>
<state> MA </state>
<description> MASSACHUSETTS </description>
<state> MI </state>
<description> MICHIGAN </description>
<state> MN </state>
<description> MINNESOTA </description>
<state> MS </state>
<description> MISSISSIPPI </description>
<state> MO </state>
<description> MISSOURI </description>
<state> MT </state>
<description> MONTANA </description>
<state> NE </state>
<description> NEBRASKA </description>
<state> NV </state>
<description> NEVADA </description>
<state> NH </state>
<description> NEW HAMPSHIRE </description>
<state> NJ </state>
<description> NEW JERSEY </description>
<state> NM </state>
<description> NEW MEXICO </description>
<state> NY </state>
<description> NEW YORK </description>
<state> NC </state>
<description> NORTH CAROLINA </description>
<state> ND </state>
<description> NORTH DAKOTA </description>
<state> OH </state>
<description> OHIO </description>
<state> OK </state>
<description> OKLAHOMA </description>
<state> OR </state>
<description> OREGON </description>
<state> PA </state>
<description> PENNSYLVANIA </description>
<state> RI </state>
<description> RHODE ISLAND </description>
<state> SC </state>
<description> SOUTH CAROLINA </description>
<state> SD </state>
<description> SOUTH DAKOTA </description>
<state> TN </state>
<description> TENNESSEE </description>
<state> TX </state>
<description> TEXAS </description>
<state> UT </state>
<description> UTAH </description>
<state> VT </state>
<description> VERMONT </description>
<state> VA </state>
<description> VIRGINIA </description>
<state> WA </state>
<description> WASHINGTON </description>
<state> WV </state>
<description> WEST VIRGINIA </description>
<state> WI </state>
<description> WISCONSIN </description>
<state> WY </state>
<description> WYOMING </description>
</statesOfSolicitationList>
<foreignSolicitation> false </foreignSolicitation>
</recipient>
<recipient>
<recipientName> Oppenheimer & Co., Inc. </recipientName>
<recipientCRDNumber> 249 </recipientCRDNumber>
<associatedBDName> None </associatedBDName>
<associatedBDCRDNumber> None </associatedBDCRDNumber>
<recipientAddress>
<street1> 85 Broad Street </street1>
<street2> 22nd, 24th Floor </street2>
<city> New York </city>
<stateOrCountry> NY </stateOrCountry>
<stateOrCountryDescription> NEW YORK </stateOrCountryDescription>
<zipCode> 10004 </zipCode>
</recipientAddress>
<statesOfSolicitationList>
<value> All States </value>
</statesOfSolicitationList>
<foreignSolicitation> false </foreignSolicitation>
</recipient>
<recipient>
<recipientName> D.H. HILL SECURITIES, LLLP </recipientName>
<recipientCRDNumber> 41528 </recipientCRDNumber>
<associatedBDName> None </associatedBDName>
<associatedBDCRDNumber> None </associatedBDCRDNumber>
<recipientAddress>
<street1> 1543 GREEN OAK PLACE </street1>
<street2> SUITE 100 </street2>
<city> KINGWOOD </city>
<stateOrCountry> TX </stateOrCountry>
<stateOrCountryDescription> TEXAS </stateOrCountryDescription>
<zipCode> 77339 </zipCode>
</recipientAddress>
<statesOfSolicitationList>
<state> AL </state>
<description> ALABAMA </description>
<state> AZ </state>
<description> ARIZONA </description>
<state> AR </state>
<description> ARKANSAS </description>
<state> CA </state>
<description> CALIFORNIA </description>
<state> CO </state>
<description> COLORADO </description>
<state> CT </state>
<description> CONNECTICUT </description>
<state> DE </state>
<description> DELAWARE </description>
<state> FL </state>
<description> FLORIDA </description>
<state> GA </state>
<description> GEORGIA </description>
<state> HI </state>
<description> HAWAII </description>
<state> ID </state>
<description> IDAHO </description>
<state> IL </state>
<description> ILLINOIS </description>
<state> IN </state>
<description> INDIANA </description>
<state> IA </state>
<description> IOWA </description>
<state> KS </state>
<description> KANSAS </description>
<state> KY </state>
<description> KENTUCKY </description>
<state> LA </state>
<description> LOUISIANA </description>
<state> MD </state>
<description> MARYLAND </description>
<state> MA </state>
<description> MASSACHUSETTS </description>
<state> MI </state>
<description> MICHIGAN </description>
<state> MN </state>
<description> MINNESOTA </description>
<state> MS </state>
<description> MISSISSIPPI </description>
<state> MO </state>
<description> MISSOURI </description>
<state> MT </state>
<description> MONTANA </description>
<state> NE </state>
<description> NEBRASKA </description>
<state> NV </state>
<description> NEVADA </description>
<state> NH </state>
<description> NEW HAMPSHIRE </description>
<state> NJ </state>
<description> NEW JERSEY </description>
<state> NM </state>
<description> NEW MEXICO </description>
<state> NY </state>
<description> NEW YORK </description>
<state> NC </state>
<description> NORTH CAROLINA </description>
<state> OH </state>
<description> OHIO </description>
<state> OK </state>
<description> OKLAHOMA </description>
<state> OR </state>
<description> OREGON </description>
<state> PA </state>
<description> PENNSYLVANIA </description>
<state> RI </state>
<description> RHODE ISLAND </description>
<state> SC </state>
<description> SOUTH CAROLINA </description>
<state> SD </state>
<description> SOUTH DAKOTA </description>
<state> TN </state>
<description> TENNESSEE </description>
<state> TX </state>
<description> TEXAS </description>
<state> UT </state>
<description> UTAH </description>
<state> VA </state>
<description> VIRGINIA </description>
<state> WA </state>
<description> WASHINGTON </description>
<state> WI </state>
<description> WISCONSIN </description>
<state> WY </state>
<description> WYOMING </description>
</statesOfSolicitationList>
<foreignSolicitation> false </foreignSolicitation>
</recipient>
<recipient>
<recipientName> Ausdal Financial Partners, Inc. </recipientName>
<recipientCRDNumber> 7995 </recipientCRDNumber>
<associatedBDName> None </associatedBDName>
<associatedBDCRDNumber> None </associatedBDCRDNumber>
<recipientAddress>
<street1> 220 North Main Street </street1>
<street2> Suite 400 </street2>
<city> Davenport </city>
<stateOrCountry> IA </stateOrCountry>
<stateOrCountryDescription> IOWA </stateOrCountryDescription>
<zipCode> 52801 </zipCode>
</recipientAddress>
<statesOfSolicitationList>
<value> All States </value>
</statesOfSolicitationList>
<foreignSolicitation> false </foreignSolicitation>
</recipient>
<recipient>
<recipientName> Kestra Investment Services, LLC </recipientName>
<recipientCRDNumber> 42046 </recipientCRDNumber>
<associatedBDName> None </associatedBDName>
<associatedBDCRDNumber> None </associatedBDCRDNumber>
<recipientAddress>
<street1> 5707 Southwest Parkway </street1>
<street2> Bldg 2, Ste 400 </street2>
<city> Austin </city>
<stateOrCountry> TX </stateOrCountry>
<stateOrCountryDescription> TEXAS </stateOrCountryDescription>
<zipCode> 78735 </zipCode>
</recipientAddress>
<statesOfSolicitationList>
<value> All States </value>
</statesOfSolicitationList>
<foreignSolicitation> false </foreignSolicitation>
</recipient>
<recipient>
<recipientName> Raymond James Financial Services, Inc. </recipientName>
<recipientCRDNumber> 6694 </recipientCRDNumber>
<associatedBDName> None </associatedBDName>
<associatedBDCRDNumber> None </associatedBDCRDNumber>
<recipientAddress>
<street1> 880 Carillon Parkway </street1>
<city> Saint Petersburg </city>
<stateOrCountry> FL </stateOrCountry>
<stateOrCountryDescription> FLORIDA </stateOrCountryDescription>
<zipCode> 33716 </zipCode>
</recipientAddress>
<statesOfSolicitationList>
<value> All States </value>
</statesOfSolicitationList>
<foreignSolicitation> false </foreignSolicitation>
</recipient>
<recipient>
<recipientName> Frontier Solutions LLC </recipientName>
<recipientCRDNumber> 136102 </recipientCRDNumber>
<associatedBDName> None </associatedBDName>
<associatedBDCRDNumber> None </associatedBDCRDNumber>
<recipientAddress>
<street1> 9 East Franklin Street </street1>
<city> Richmond </city>
<stateOrCountry> VA </stateOrCountry>
<stateOrCountryDescription> VIRGINIA </stateOrCountryDescription>
<zipCode> 23219 </zipCode>
</recipientAddress>
<statesOfSolicitationList>
<state> AL </state>
<description> ALABAMA </description>
<state> AZ </state>
<description> ARIZONA </description>
<state> AR </state>
<description> ARKANSAS </description>
<state> CA </state>
<description> CALIFORNIA </description>
<state> CO </state>
<description> COLORADO </description>
<state> CT </state>
<description> CONNECTICUT </description>
<state> DE </state>
<description> DELAWARE </description>
<state> DC </state>
<description> DISTRICT OF COLUMBIA </description>
<state> FL </state>
<description> FLORIDA </description>
<state> GA </state>
<description> GEORGIA </description>
<state> ID </state>
<description> IDAHO </description>
<state> IL </state>
<description> ILLINOIS </description>
<state> IN </state>
<description> INDIANA </description>
<state> KS </state>
<description> KANSAS </description>
<state> KY </state>
<description> KENTUCKY </description>
<state> LA </state>
<description> LOUISIANA </description>
<state> MD </state>
<description> MARYLAND </description>
<state> MA </state>
<description> MASSACHUSETTS </description>
<state> MN </state>
<description> MINNESOTA </description>
<state> MS </state>
<description> MISSISSIPPI </description>
<state> NJ </state>
<description> NEW JERSEY </description>
<state> NM </state>
<description> NEW MEXICO </description>
<state> NY </state>
<description> NEW YORK </description>
<state> NC </state>
<description> NORTH CAROLINA </description>
<state> OH </state>
<description> OHIO </description>
<state> OK </state>
<description> OKLAHOMA </description>
<state> OR </state>
<description> OREGON </description>
<state> PA </state>
<description> PENNSYLVANIA </description>
<state> SC </state>
<description> SOUTH CAROLINA </description>
<state> TX </state>
<description> TEXAS </description>
<state> UT </state>
<description> UTAH </description>
<state> VA </state>
<description> VIRGINIA </description>
<state> WA </state>
<description> WASHINGTON </description>
<state> WV </state>
<description> WEST VIRGINIA </description>
<state> WY </state>
<description> WYOMING </description>
</statesOfSolicitationList>
<foreignSolicitation> false </foreignSolicitation>
</recipient>
<recipient>
<recipientName> Hilltop Securities Inc </recipientName>
<recipientCRDNumber> 6220 </recipientCRDNumber>
<associatedBDName> None </associatedBDName>
<associatedBDCRDNumber> None </associatedBDCRDNumber>
<recipientAddress>
<street1> 1201 Elm Street </street1>
<street2> Suite 3500 </street2>
<city> Dallas </city>
<stateOrCountry> TX </stateOrCountry>
<stateOrCountryDescription> TEXAS </stateOrCountryDescription>
<zipCode> 75270 </zipCode>
</recipientAddress>
<statesOfSolicitationList>
<value> All States </value>
</statesOfSolicitationList>
<foreignSolicitation> false </foreignSolicitation>
</recipient>
<recipient>
<recipientName> J.P. Morgan Securities LLC </recipientName>
<recipientCRDNumber> 79 </recipientCRDNumber>
<associatedBDName> None </associatedBDName>
<associatedBDCRDNumber> None </associatedBDCRDNumber>
<recipientAddress>
<street1> 383 Madison Avenue </street1>
<city> New York </city>
<stateOrCountry> NY </stateOrCountry>
<stateOrCountryDescription> NEW YORK </stateOrCountryDescription>
<zipCode> 10179 </zipCode>
</recipientAddress>
<statesOfSolicitationList>
<value> All States </value>
</statesOfSolicitationList>
<foreignSolicitation> false </foreignSolicitation>
</recipient>
<recipient>
<recipientName> McDonald Partners LLC </recipientName>
<recipientCRDNumber> 135414 </recipientCRDNumber>
<associatedBDName> None </associatedBDName>
<associatedBDCRDNumber> None </associatedBDCRDNumber>
<recipientAddress>
<street1> 1301 East 9th Street </street1>
<street2> Suite 3700 </street2>
<city> Cleveland </city>
<stateOrCountry> OH </stateOrCountry>
<stateOrCountryDescription> OHIO </stateOrCountryDescription>
<zipCode> 44114 </zipCode>
</recipientAddress>
<statesOfSolicitationList>
<value> All States </value>
</statesOfSolicitationList>
<foreignSolicitation> false </foreignSolicitation>
</recipient>
<recipient>
<recipientName> Prospera Financial Services Inc </recipientName>
<recipientCRDNumber> 10740 </recipientCRDNumber>
<associatedBDName> None </associatedBDName>
<associatedBDCRDNumber> None </associatedBDCRDNumber>
<recipientAddress>
<street1> 5429 LBJ Freeway </street1>
<street2> Suite 400 </street2>
<city> Dallas </city>
<stateOrCountry> TX </stateOrCountry>
<stateOrCountryDescription> TEXAS </stateOrCountryDescription>
<zipCode> 75240 </zipCode>
</recipientAddress>
<statesOfSolicitationList>
<value> All States </value>
</statesOfSolicitationList>
<foreignSolicitation> false </foreignSolicitation>
</recipient>
<recipient>
<recipientName> Snowden Account Services LLC </recipientName>
<recipientCRDNumber> 149794 </recipientCRDNumber>
<associatedBDName> None </associatedBDName>
<associatedBDCRDNumber> None </associatedBDCRDNumber>
<recipientAddress>
<street1> 540 Madison Avenue </street1>
<street2> 9th Floor </street2>
<city> New York </city>
<stateOrCountry> NY </stateOrCountry>
<stateOrCountryDescription> NEW YORK </stateOrCountryDescription>
<zipCode> 10022 </zipCode>
</recipientAddress>
<statesOfSolicitationList>
<value> All States </value>
</statesOfSolicitationList>
<foreignSolicitation> false </foreignSolicitation>
</recipient>
<recipient>
<recipientName> Lincoln Financial Securities Corporation </recipientName>
<recipientCRDNumber> 3870 </recipientCRDNumber>
<associatedBDName> None </associatedBDName>
<associatedBDCRDNumber> None </associatedBDCRDNumber>
<recipientAddress>
<street1> 1300 South Clinton Street </street1>
<city> Fort Wayne </city>
<stateOrCountry> IN </stateOrCountry>
<stateOrCountryDescription> INDIANA </stateOrCountryDescription>
<zipCode> 46802 </zipCode>
</recipientAddress>
<statesOfSolicitationList>
<value> All States </value>
</statesOfSolicitationList>
<foreignSolicitation> false </foreignSolicitation>
</recipient>
<recipient>
<recipientName> Nations Financial Group Inc </recipientName>
<recipientCRDNumber> 44181 </recipientCRDNumber>
<associatedBDName> None </associatedBDName>
<associatedBDCRDNumber> None </associatedBDCRDNumber>
<recipientAddress>
<street1> 4000 River Ridge Dr NE </street1>
<city> Cedar Rapids </city>
<stateOrCountry> IA </stateOrCountry>
<stateOrCountryDescription> IOWA </stateOrCountryDescription>
<zipCode> 52402 </zipCode>
</recipientAddress>
<statesOfSolicitationList>
<value> All States </value>
</statesOfSolicitationList>
<foreignSolicitation> false </foreignSolicitation>
</recipient>
<recipient>
<recipientName> Truist Investment Services </recipientName>
<recipientCRDNumber> 17499 </recipientCRDNumber>
<associatedBDName> None </associatedBDName>
<associatedBDCRDNumber> None </associatedBDCRDNumber>
<recipientAddress>
<street1> 303 Peachtree Center Ave </street1>
<street2> Suite 140 </street2>
<city> Atlanta </city>
<stateOrCountry> GA </stateOrCountry>
<stateOrCountryDescription> GEORGIA </stateOrCountryDescription>
<zipCode> 30303 </zipCode>
</recipientAddress>
<statesOfSolicitationList>
<value> All States </value>
</statesOfSolicitationList>
<foreignSolicitation> false </foreignSolicitation>
</recipient>
<recipient>
<recipientName> Cetera Advisor Networks LLC </recipientName>
<recipientCRDNumber> 13572 </recipientCRDNumber>
<associatedBDName> None </associatedBDName>
<associatedBDCRDNumber> None </associatedBDCRDNumber>
<recipientAddress>
<street1> 200 N Pacific Coast Hwy </street1>
<street2> STE 1300 </street2>
<city> El Segundo </city>
<stateOrCountry> CA </stateOrCountry>
<stateOrCountryDescription> CALIFORNIA </stateOrCountryDescription>
<zipCode> 90245 </zipCode>
</recipientAddress>
<statesOfSolicitationList>
<value> All States </value>
</statesOfSolicitationList>
<foreignSolicitation> false </foreignSolicitation>
</recipient>
<recipient>
<recipientName> LoCorr Distributors LLC </recipientName>
<recipientCRDNumber> 41782 </recipientCRDNumber>
<associatedBDName> None </associatedBDName>
<associatedBDCRDNumber> None </associatedBDCRDNumber>
<recipientAddress>
<street1> 687 Excelsior Blvd </street1>
<city> Excelsior </city>
<stateOrCountry> MN </stateOrCountry>
<stateOrCountryDescription> MINNESOTA </stateOrCountryDescription>
<zipCode> 55331 </zipCode>
</recipientAddress>
<statesOfSolicitationList>
<state> CA </state>
<description> CALIFORNIA </description>
<state> FL </state>
<description> FLORIDA </description>
<state> IL </state>
<description> ILLINOIS </description>
<state> MA </state>
<description> MASSACHUSETTS </description>
<state> MI </state>
<description> MICHIGAN </description>
<state> MN </state>
<description> MINNESOTA </description>
<state> MO </state>
<description> MISSOURI </description>
<state> NJ </state>
<description> NEW JERSEY </description>
<state> NY </state>
<description> NEW YORK </description>
<state> NC </state>
<description> NORTH CAROLINA </description>
<state> OH </state>
<description> OHIO </description>
<state> PA </state>
<description> PENNSYLVANIA </description>
<state> SD </state>
<description> SOUTH DAKOTA </description>
<state> TX </state>
<description> TEXAS </description>
<state> WI </state>
<description> WISCONSIN </description>
</statesOfSolicitationList>
<foreignSolicitation> false </foreignSolicitation>
</recipient>
<recipient>
<recipientName> Grove Point Investments, LLC </recipientName>
<recipientCRDNumber> 1763 </recipientCRDNumber>
<associatedBDName> None </associatedBDName>
<associatedBDCRDNumber> None </associatedBDCRDNumber>
<recipientAddress>
<street1> 2440 Research Boulevard </street1>
<street2> Suite 500 </street2>
<city> Rockville </city>
<stateOrCountry> MD </stateOrCountry>
<stateOrCountryDescription> MARYLAND </stateOrCountryDescription>
<zipCode> 20850 </zipCode>
</recipientAddress>
<statesOfSolicitationList>
<value> All States </value>
</statesOfSolicitationList>
<foreignSolicitation> false </foreignSolicitation>
</recipient>
<recipient>
<recipientName> Insigneo Securities, LLC </recipientName>
<recipientCRDNumber> 29249 </recipientCRDNumber>
<associatedBDName> None </associatedBDName>
<associatedBDCRDNumber> None </associatedBDCRDNumber>
<recipientAddress>
<street1> 1221 Brickell Ave </street1>
<street2> 27th FL </street2>
<city> Miami </city>
<stateOrCountry> FL </stateOrCountry>
<stateOrCountryDescription> FLORIDA </stateOrCountryDescription>
<zipCode> 33131 </zipCode>
</recipientAddress>
<statesOfSolicitationList>
<value> All States </value>
</statesOfSolicitationList>
<foreignSolicitation> false </foreignSolicitation>
</recipient>
<recipient>
<recipientName> Polar Investment Counsel, Inc </recipientName>
<recipientCRDNumber> 42847 </recipientCRDNumber>
<associatedBDName> None </associatedBDName>
<associatedBDCRDNumber> None </associatedBDCRDNumber>
<recipientAddress>
<street1> 19547 210th AV NE </street1>
<city> Thief River Falls </city>
<stateOrCountry> MN </stateOrCountry>
<stateOrCountryDescription> MINNESOTA </stateOrCountryDescription>
<zipCode> 56701 </zipCode>
</recipientAddress>
<statesOfSolicitationList>
<state> AL </state>
<description> ALABAMA </description>
<state> AZ </state>
<description> ARIZONA </description>
<state> AR </state>
<description> ARKANSAS </description>
<state> CA </state>
<description> CALIFORNIA </description>
<state> CO </state>
<description> COLORADO </description>
<state> FL </state>
<description> FLORIDA </description>
<state> GA </state>
<description> GEORGIA </description>
<state> IL </state>
<description> ILLINOIS </description>
<state> IN </state>
<description> INDIANA </description>
<state> IA </state>
<description> IOWA </description>
<state> KS </state>
<description> KANSAS </description>
<state> KY </state>
<description> KENTUCKY </description>
<state> LA </state>
<description> LOUISIANA </description>
<state> MA </state>
<description> MASSACHUSETTS </description>
<state> MI </state>
<description> MICHIGAN </description>
<state> MN </state>
<description> MINNESOTA </description>
<state> MS </state>
<description> MISSISSIPPI </description>
<state> MO </state>
<description> MISSOURI </description>
<state> NE </state>
<description> NEBRASKA </description>
<state> NV </state>
<description> NEVADA </description>
<state> NY </state>
<description> NEW YORK </description>
<state> NC </state>
<description> NORTH CAROLINA </description>
<state> ND </state>
<description> NORTH DAKOTA </description>
<state> OH </state>
<description> OHIO </description>
<state> PA </state>
<description> PENNSYLVANIA </description>
<state> TN </state>
<description> TENNESSEE </description>
<state> TX </state>
<description> TEXAS </description>
<state> VA </state>
<description> VIRGINIA </description>
<state> WV </state>
<description> WEST VIRGINIA </description>
<state> WI </state>
<description> WISCONSIN </description>
</statesOfSolicitationList>
<foreignSolicitation> false </foreignSolicitation>
</recipient>
</salesCompensationList>
<offeringSalesAmounts>
<totalOfferingAmount> Indefinite </totalOfferingAmount>
<totalAmountSold> 2429526960 </totalAmountSold>
<totalRemaining> Indefinite </totalRemaining>
<clarificationOfResponse></clarificationOfResponse>
</offeringSalesAmounts>
<investors>
<hasNonAccreditedInvestors> true </hasNonAccreditedInvestors>
<numberNonAccreditedInvestors> 7 </numberNonAccreditedInvestors>
<totalNumberAlreadyInvested> 13247 </totalNumberAlreadyInvested>
</investors>
<salesCommissionsFindersFees>
<salesCommissions>
<dollarAmount> 124261884 </dollarAmount>
<isEstimate> true </isEstimate>
</salesCommissions>
<findersFees>
<dollarAmount> 0 </dollarAmount>
</findersFees>
<clarificationOfResponse></clarificationOfResponse>
</salesCommissionsFindersFees>
<useOfProceeds>
<grossProceedsUsed>
<dollarAmount> 0 </dollarAmount>
</grossProceedsUsed>
<clarificationOfResponse></clarificationOfResponse>
</useOfProceeds>
<signatureBlock>
<authorizedRepresentative> false </authorizedRepresentative>
<signature>
<issuerName> CAMPBELL FUND TRUST </issuerName>
<signatureName> Thomas P. Lloyd </signatureName>
<nameOfSigner> Thomas P. Lloyd </nameOfSigner>
<signatureTitle> Chief Compliance Officer of CCLP </signatureTitle>
<signatureDate> 2023-06-01 </signatureDate>
</signature>
</signatureBlock>
</offeringData>
</edgarSubmission>


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