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As Of Filer Filing For·On·As Docs:Size 3/02/17 Callidus Software Inc 10-K/A 12/31/16 6:125K |
Document/Exhibit Description Pages Size 1: 10-K/A Amendment to Annual Report HTML 38K 2: EX-31.1 Certification -- Sarbanes-Oxley Act - Sect. 302 HTML 13K 3: EX-31.2 Certification -- Sarbanes-Oxley Act - Sect. 302 HTML 13K 4: EX-31.3 Certification -- Sarbanes-Oxley Act - Sect. 302 HTML 8K 5: EX-31.4 Certification -- Sarbanes-Oxley Act - Sect. 302 HTML 9K 6: EX-32.1 Certification -- Sarbanes-Oxley Act - Sect. 906 HTML 10K
Document |
(Mark
One) | ||
ý | ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 | |
For the fiscal year ended December 31, 2016 | ||
Or | ||
o | TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT
OF 1934 | |
For the transition period from to . |
Delaware (State or other jurisdiction of incorporation or organization) | 77-0438629 (I.R.S.
Employer Identification Number) |
Title
of Each Class | Name of Each Exchange on Which Registered | |
Common Stock, $0.001 par value per share Preferred Stock Purchase Rights | The NASDAQ Stock Market LLC The NASDAQ Stock Market LLC |
Large accelerated filer ý | Accelerated filer o | Non-accelerated filer o (Do
not check if a smaller reporting company) | Small reporting company o |
Exhibit Number | Description | |
2.1 | Agreement,
dated September 15, 2014, between the vendors set forth therein, Callidus Software Inc. and Dorset Acquisition Corp (incorporated by reference to Exhibit 2.1 to the Registrant’s Form 8-K (File No. 000-50463) filed with the Commission on September 17, 2014). | |
3.1 | Amended and Restated Certificate of Incorporation (incorporated
by reference to Exhibit 3.1 to the Registrant's Registration Statement on Form S-1 (File No. 333-109059) filed with the Commission on September 23, 2003, and declared effective on November 19, 2003). | |
3.2 | Second Amended and Restated Bylaws (incorporated by reference to Exhibit 3.2 to the
Registrant's Form 10-Q (File No. 000-50463) filed with the Commission on November 5, 2010) | |
4.1 | Specimen Stock Certificate (incorporated by reference to Exhibit 4.1 to Amendment No. 4, filed with the Commission on November 7, 2003, to the Registrant's Registration Statement on Form S-1 (File No. 333-109059) filed with the Commission on September 23,
2003, and declared effective on November 19, 2003) | |
10.1 | Sublease between Oracle America, Inc. and Callidus Software Inc. dated October 3, 2014 (incorporated by reference to Exhibit 10.4 to the Registrant's Form 10-K (File No. 000-50463) filed with the Commission on March 2, 2015) | |
#10.2 | First
Amendment to Sublease between Oracle America, Inc. and Callidus Software Inc. dated August 8, 2016. | |
10.3+ | 1997 Stock Option Plan (incorporated by reference to Exhibit 10.6 to the Registrant's Registration Statement on Form S-1 (File No. 333-109059) filed with the Commission on September 23, 2003, and declared effective on November 19, 2003) | |
10.4+ | Amended
and Restated 2003 Stock Incentive Plan (incorporated by reference to Exhibit 10.3.1 to the Company's Form 10-Q (File No. 000-50463) filed with the Commission on August 9, 2010) | |
10.5+ | Forms of Stock Option Agreement and Restricted Stock Unit Agreement under the 2003 Stock Incentive Plan (incorporated by reference to Exhibit 10.5 to the Registrant's Form 10-K (File No.
000-50463) filed with the Commission on March 10, 2014) | |
10.6+ | 2013 Stock Incentive Plan and Forms of Restricted Stock Unit Agreement and Stock Option Agreement (incorporated by reference to Appendix B of the Registrant's Schedule 14A Proxy Statement (File No. 000-50463) filed with the Commission on April 28, 2015, Exhibit 99.1 to the
Registrant's Form S-8 (File No. 333-189416) filed with the Commission on June 18, 2013, and Exhibit 4.5 to the Registrant's Form S-8 (File No. 333-205389) filed with the Commission on July 1, 2015) | |
10.7+ | Amended and Restated Employee Stock Purchase Plan, and enrollment forms (incorporated by reference to Exhibit 10.7 to the
Registrant's Form 10-K (File No. 000-50463) filed with the Commission on March 10, 2014) | |
10.8+ | Executive Incentive Bonus Plan, effective January 27, 2014 (incorporated by reference to Exhibit 99.1 to the Registrant's Form 8-K (File No. 000-50463) filed with the Commission on January 31, 2014) | |
10.9 | Form
of Non-Employee Director Offer Letter (incorporated by reference to Exhibit 10.2 to the Registrant's Form 10-Q (File No. 000-50463) filed with the Commission on August 4, 2014) | |
10.10+ | Form of Executive Change of Control Agreement (incorporated by reference to Exhibit 10.12 to the Registrant's Form 10-K (File No. 000-50463)
filed with the Commission on March 2, 2015) | |
10.11+ | Form of Director Change of Control Agreement (incorporated by reference to Exhibit 10.13 to the Registrant's Form 10-K (File No. 000-50463) filed with the Commission on March 2, 2015) | |
10.12 | Form of Indemnification
Agreement (incorporated by reference to Exhibit 10.14 to the Registrant's Form 10-K (File No. 000-50463) filed with the Commission on March 2, 2015) | |
10.13 | Amendment dated November 20, 2007 to Offer Letter Between Callidus Software Inc. and Leslie J. Stretch (incorporated by reference to Exhibit 10.16 to the Registrant's
Form 10-K (File No. 000-50463) filed with the Commission on March 10, 2014) | |
10.14+ | Offer Letter between Callidus Software Inc. and Jimmy Duan dated September 24, 2008 (incorporated by reference to Exhibit 10.16 to the Registrant's Form 10-K (File No. 000-50463) filed with the Commission on March 2, 2015) | |
10.15+ | Employment
Agreement between Callidus Software Inc. and Bob L. Corey dated April 30, 2013 (incorporated by reference to Exhibit 10.2 to the Registrant's Form 10-Q (File No. 000-50463) filed with the Commission on November 7, 2013) | |
#10.17+ | Transition and Retirement Agreement between Callidus Software Inc. and Bob L. Corey dated November 14, 2016. | |
#10.18+ | Offer
Letter between Callidus Software Inc. and Roxanne Oulman dated November 14, 2016. | |
10.19 | Credit Agreement by and among Wells Fargo Bank, National Association, as administrative agent, the lender that is a party thereto, and Callidus Software Inc., dated as of May 13, 2014 (incorporated by reference to Exhibit 99.1 to the Registrant’s Form 8-K (File No. 000-50463) filed with the
Commission on May 13, 2014) | |
10.20 | Amendment Number One, dated August 29, 2014, to Credit Agreement by and among Wells Fargo Bank, National Association, as administrative agent, the lender that is a party thereto, and Callidus Software Inc., dated as of May 13, 2014 (incorporated by reference to Exhibit 10.1 to the Registrant's Form 10-Q (File No. 000-50463) filed with the Commission on August
6, 2015) |
10.21 | Amendment Number Two, dated September 11, 2014, to Credit Agreement by and among Wells Fargo Bank, National Association, as administrative agent, the lender that is a party thereto, and Callidus Software Inc., dated as of May 13, 2014 (incorporated
by reference to Exhibit 10.2 to the Registrant's Form 10-Q (File No. 000-50463) filed with the Commission on August 6, 2015) | |
10.22 | Amendment Number Three, dated September 16, 2014, to Credit Agreement by and among Wells Fargo Bank, National Association, as administrative agent, the lender that is a party thereto, and Callidus Software Inc., dated as of May 13, 2014 (incorporated by reference to Exhibit
10.3 to the Registrant's Form 10-Q (File No. 000-50463) filed with the Commission on August 6, 2015) | |
10.23 | Agreement between Callidus Software Inc. and Versata Software, Inc., Versata Development Group, Inc., and Versata, Inc. dated November 13, 2014 (incorporated by reference to Exhibit 10.19 to the Registrant's Form 10-K/A (File No. 000-50463)
filed with the Commission on May 1, 2015) | |
#23.1 | Consent of Independent Registered Public Accounting Firm | |
##31.1 | Certifications of Chief Executive Officer Pursuant to Rule 13a-14(a) of the Securities Exchange Act of 1934, as adopted by Section 302 of the of the Sarbanes-Oxley Act of 2002 | |
##31.2 | Certifications of Chief Financial Officer
Pursuant to Rule 13a-14(a) of the Securities Exchange Act of 1934, as adopted by Section 302 of the of the Sarbanes-Oxley Act of 2002 | |
##31.3 | Certifications of Chief Executive Officer Pursuant to Rule 13a-14(a) of the Securities Exchange Act of 1934, as adopted by Section 302 of the of the Sarbanes-Oxley Act of 2002 | |
##31.4 | Certifications of Chief Financial Officer Pursuant to Rule 13a-14(a) of the Securities Exchange Act of 1934, as adopted by Section 302 of the of the Sarbanes-Oxley Act of 2002 | |
##32.1 | Certifications
of Chief Executive Officer and Chief Financial Officer Pursuant to 18 U.S.C. section 1350, as adopted by Section 906 of the Sarbanes-Oxley Act of 2002 | |
#101 | Interactive Data Files Pursuant to Rule 405 of Regulations S-T (XBRL) |
CALLIDUS SOFTWARE INC. | ||
By: | /s/
ROXANNE OULMAN | |
Executive Vice President, Chief Financial Officer |
This ‘10-K/A’ Filing | Date | Other Filings | ||
---|---|---|---|---|
Filed on: | 3/2/17 | |||
2/27/17 | 10-K, 4 | |||
2/16/17 | 4 | |||
For Period End: | 12/31/16 | 10-K | ||
11/14/16 | ||||
8/8/16 | ||||
6/30/16 | 10-Q | |||
8/6/15 | 10-Q, 4 | |||
7/1/15 | S-8 | |||
5/1/15 | 10-K/A | |||
4/28/15 | DEF 14A, DEFA14A | |||
3/2/15 | 10-K, S-3ASR | |||
11/13/14 | ||||
10/3/14 | ||||
9/17/14 | 8-K | |||
9/16/14 | 8-K | |||
9/15/14 | ||||
9/11/14 | ||||
8/29/14 | ||||
8/4/14 | 10-Q | |||
5/13/14 | 8-K | |||
3/10/14 | 10-K | |||
1/31/14 | 4, 4/A, 8-K | |||
1/27/14 | 8-K | |||
11/7/13 | 10-Q, 8-K | |||
6/18/13 | S-8 | |||
4/30/13 | 3, 4, 8-K | |||
11/5/10 | 10-Q | |||
8/9/10 | 10-Q, S-8 | |||
9/24/08 | ||||
11/20/07 | 8-K | |||
11/19/03 | 3, 3/A, 4 | |||
11/7/03 | S-1/A | |||
9/23/03 | S-1 | |||
List all Filings |