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As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 6/11/21 Apollo Global Management, Inc. 8-K:8 6/07/21 11:240K Paul Weiss Ri… LLP 01/FA |
Document/Exhibit Description Pages Size 1: 8-K Current Report HTML 34K 7: R1 Cover HTML 54K 9: XML IDEA XML File -- Filing Summary XML 12K 6: XML XBRL Instance -- eh210159776_8k_htm XML 21K 8: EXCEL IDEA Workbook of Financial Reports XLSX 6K 3: EX-101.DEF XBRL Definitions -- apo-20210607_def XML 75K 4: EX-101.LAB XBRL Labels -- apo-20210607_lab XML 104K 5: EX-101.PRE XBRL Presentations -- apo-20210607_pre XML 72K 2: EX-101.SCH XBRL Schema -- apo-20210607 XSD 13K 10: JSON XBRL Instance as JSON Data -- MetaLinks 27± 34K 11: ZIP XBRL Zipped Folder -- 0000950142-21-001960-xbrl Zip 14K
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(D)
OF THE SECURITIES EXCHANGE ACT OF 1934
Date of report (Date of earliest event reported): i June 7, 2021
i Apollo Global Management, Inc.
(Exact name of registrant as specified in its charter)
| i Delaware | i 001-35107 | i 20-8880053 | ||
| (State or other jurisdiction of incorporation) |
(Commission File Number) |
(IRS Employer Identification No.) |
i 9 West 57th Street, i 43rd Floor
i New York, i New York i 10019
(Address of principal executive offices) (Zip Code)
(Registrant’s Telephone Number, Including Area Code)
N/A
(Former Name or Former Address, if Changed Since Last Report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
Securities registered pursuant to Section 12(b) of the Act:
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2).
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
C:
| C: |
| Item 8.01 | Other Events |
Co-Founder and Director, Josh Harris, provided notice to Apollo Global Management, Inc. (the “Company”) that he adopted a trading plan pursuant to Rule 10b5-1(c) of the Securities Exchange Act of 1934, as amended (the “10b5-1 Plan”) under the Seventh Amended and Restated Exchange Agreement, dated July 29, 2020, by and among the Company, the Apollo Principal Entities defined therein and the Apollo Principal Holders defined therein.
The 10b5-1 Plan currently contemplates sales relating to up to approximately 3.8 million Apollo Operating Group units (the “AOG units”) that are exchangeable into shares of Class A common stock of the Company subject to compliance with, among other things, Rule 144 under the Securities Act of 1933, as amended. The 10b5-1 Plan was entered into by Mr. Harris for long-term financial planning and diversification purposes.
C:
| C: 2 |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| APOLLO GLOBAL MANAGEMENT, INC. | ||||
| Date: June 11, 2021 | By: |
/s/ John J. Suydam |
||
| Name: | John J. Suydam | |||
| Title: | Chief Legal Officer | |||
C:
| 3 |
| This ‘8-K’ Filing | Date | Other Filings | ||
|---|---|---|---|---|
 | ||||
| Filed on: | 6/11/21 | 425, 8-K | ||
| For Period end: | 6/7/21 | 4 | ||
| 7/29/20 | ||||
| List all Filings | ||||
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 1/03/22 Apollo Global Management, Inc. S-8 1/03/22 5:213K Donnelley … Solutions/FA 11/05/21 Apollo Asset Management, Inc. DEFM14A 1:6.2M Donnelley … Solutions/FA 11/05/21 Apollo Global Management, Inc. 424B3 1:5.5M Donnelley … Solutions/FA 11/05/21 Athene Holding Ltd. DEFM14A 1:6.4M Donnelley … Solutions/FA 11/02/21 Apollo Global Management, Inc. S-4/A 14:7.5M Donnelley … Solutions/FA 9/29/21 Apollo Global Management, Inc. S-4/A 6:6.2M Donnelley … Solutions/FA 7/08/21 Apollo Global Management, Inc. S-4/A 25:5.8M Donnelley … Solutions/FA |