SEC Info - Aim Stock Funds - ‘NSAR-B’ for 7/31/04

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Aim Stock Funds – ‘NSAR-B’ for 7/31/04

On: Wednesday, 9/29/04, at 2:49pm ET · Effective: 9/29/04 · For: 7/31/04 · Accession #: 950129-4-7479 · File #: 811-01474

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 9/29/04  Aim Stock Funds                   NSAR-B      7/31/04    6:56K                                    Bowne - Houston/FA

Annual Report by an Investment Company — Form N-SAR — ICA’40
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: NSAR-B      Annual Report by an Investment Company                26    105K 
 2: EX-99.77B ACCT LTTR  Independent Public Accountant's Report on     1      7K 
                Internal Controls                                                
 3: EX-99.77E LEGAL  Legal Proceeding                                  9     36K 
 4: EX-99.77Q1 OTHR EXHB  Other Disclosure                             1      5K 
 5: EX-99.77Q1 OTHR EXHB  Other Disclosure                             1      5K 
 6: EX-99.77Q1 OTHR EXHB  Other Disclosure                             1      5K

‘NSAR-B’ — Annual Report by an Investment Company

SEC Info℠ rendering: Data from the Answer File, which may only contain updates to a prior Form N-SAR

Form N-SAR

Annual Report by an Open-End Investment Company

Report
Registrant: Aim Stock Funds, Inc. — List all N-SARs

Annual Report for the 2nd-half period ended at fiscal year end: 7/31/04

Were there any Answer File errors in the Filing? None FoundNone Found by SEC InfoNot Checked by the FilerOne or more Found by SEC Info
Was the Answer File completed by the Registrant? Yes

Is this an Amendment to a previous Report? No
Is this a change to a previous Report? No
Registrant
1. SEC CIK: 35692
SEC File #: 811-01474

Telephone #: 713-626-1919
2. Address: 11 Greenway Plaza, Suite 100
Houston, TX 77046
3. Is this the first Form N-SAR filed by the Registrant? No
4. Is this the final Form N-SAR filed by the Registrant? No
Funds/Series ↑Top of Form N-SAR
7. Is the Registrant a Funds/Series (multiple portfolios) company? Yes

The number of separate Funds/Series (portfolios) at period end: 4
The number of separate Funds/Series (portfolios) reported here: 4...

N-SAR S# Fund/Series — Filings for F/S#… ⇒ Symbols
↓Information Common to All
↓ Series 1: Invesco Dynamics Fund — S#22130
↓ Series 9: Invesco Mid-Cap Growth Fund — N-SARs
↓ Series 5: Invesco Small Co. Growth Fund — N-SARs
↓ Series 6: Invesco S&P 500 Index Fund — S#27821
Family of Investment Companies
19. Is the Registrant/Series part of a “family” of investment companies? Yes

Total number of registered management investment companies, Series
and portfolios (excluding any Unit Investment Trusts) in the family: 113

The Identification Code of the family for Form N-SAR Filings: AIMFUNDSAA
Investment Company Type
27. Is the Registrant an “open-end” investment company? Yes, Open-End
Additional Disclosures
77. Did the Registrant file any additional Exhibits with the filing of this
Report (listed here and filed either herewith — as one of the ‘EX-99.*’
↑Exhibits in this Filing — or separately and incorporated by reference)? Yes

EX-99.77B: Accountant’s Report re: Internal Controls? Yes

EX-99.77E: Legal Proceeding? Yes

EX-99.77Q1: Other Disclosure? Yes

EX-99.77Q3: Other Info? Yes
Subsidiaries
78. Does the Registrant have any wholly-owned investment company
subsidiaries whose operating and financial data are consolidated with
that of the Registrant in this Report? No
All Series ↑List of 4 Funds/Series Reported Here

Information Common to All Funds/Series
All: Investment Adviser
8.1 Name: A I M Advisors, Inc.
Role: Adviser
SEC File #: 801-12313
Location: Houston, TX
8.2 Name: Invesco Institutional (N.A.), Inc.
Role: Sub-Adviser
SEC File #: 801-33949
Location: Atlanta, GA
8.3 Name: Invesco Funds Group, Inc.
Role: Adviser
SEC File #: 801-01569
Location: Denver, CO
All: Principal Underwriter
11.1 Name: A I M Distributors, Inc.
SEC File #: 008-21323
Location: Houston, TX
All: Shareholder Servicing/Transfer Agent
12.1 Name: Aim Investment Services, Inc.
SEC File #: 084-05432
Location: Houston, TX
12.2 Name: Invesco Funds Group, Inc.
SEC File #: 084-235630
Location: Denver, CO
All: Independent Public Accountant
13.1 Name: Pricewaterhousecoopers, LLP
Location: Houston, TX
All: Custodian
15.1 Name: State Street Bank & Trust Co.
Role: Custodian
Location: Boston, MA

Type of custody: Section 17(f)(1) — Bank
18. Does the Registrant’s/Series’ Custodian(s) maintain some or all of the
Registrant’s/Series’ securities in a central depository or book-entry
system pursuant to Rule 17f-4? Yes
All: Brokerage Commissions Paid on Portfolio Transactions
20. The brokers who received the largest amount of gross brokerage
commissions during the period:
20.1 Broker: Goldman, Sachs & Co.
IRS #: 13-5108880
Commissions paid ($000s): 1,456
20.2 Broker: Merrill Lynch, Pierce, Fenner & Smith Inc.
IRS #: 13-5674085
Commissions paid ($000s): 1,424
20.3 Broker: UBS Securities LLC
IRS #: 13-3873456
Commissions paid ($000s): 1,168
20.4 Broker: Thomas Weisel Partners LLC
IRS #: 94-3310172
Commissions paid ($000s): 866
20.5 Broker: Credit Suisse First Boston LLC
IRS #: 13-5659485
Commissions paid ($000s): 857
20.6 Broker: Instinet, LLC
IRS #: 13-4134098
Commissions paid ($000s): 848
20.7 Broker: JP Morgan Securities Inc.
IRS #: 13-3379014
Commissions paid ($000s): 780
20.8 Broker: Morgan Stanley & Co., Inc.
IRS #: 13-2655998
Commissions paid ($000s): 776
20.9 Broker: Lehman Brothers Inc.
IRS #: 13-2518466
Commissions paid ($000s): 770
20.10 Broker: Cibc World Markets Corp.
IRS #: 13-2798343
Commissions paid ($000s): 745
21. Total brokerage commissions paid by the Registrant during the period:
Aggregate paid ($000s): 19,378
All: Portfolio Transactions with Entities Acting as Principals
22. The entities acting as principals with whom the Registrant did the
largest amount of portfolio transactions, based on total value of
principal, during the period:
22.1 Entity: State Street Global Markets, LLC
IRS #: 04-3464336
Registrant’s purchases ($000s): 4,545,992
22.2 Entity: Morgan Stanley & Co., Inc.
IRS #: 13-2655998
Registrant’s purchases ($000s): 54,462
22.3 Entity: Goldman, Sachs & Co.
IRS #: 13-5108880
Registrant’s purchases ($000s): 45,586
Registrant’s sales ($000s): 486
22.4 Entity: Credit Suisse First Boston LLC
IRS #: 13-5659485
Registrant’s purchases ($000s): 36,333
Registrant’s sales ($000s): 822
22.5 Entity: Merrill Lynch, Pierce, Fenner & Smith Inc.
IRS #: 13-5674085
Registrant’s purchases ($000s): 24,739
22.6 Entity: Lehman Brothers Inc.
IRS #: 13-2518466
Registrant’s purchases ($000s): 16,732
Registrant’s sales ($000s): 6
22.7 Entity: UBS Securities LLC
IRS #: 13-3873456
Registrant’s purchases ($000s): 16,510
22.8 Entity: Banc of America Securities LLC
IRS #: 56-2058405
Registrant’s purchases ($000s): 9,153
Registrant’s sales ($000s): 282
22.9 Entity: JP Morgan Securities Inc.
IRS #: 13-3379014
Registrant’s purchases ($000s): 9,147
22.10 Entity: Deutsche Bank Securities Inc.
IRS #: 13-2730828
Registrant’s purchases ($000s): 7,613
Registrant’s sales ($000s): 1,119
23. Total purchase/sale transactions by the Registrant during the period:
Aggregate purchases ($000s): 4,827,294
Aggregate sales ($000s): 43,690
All: Considerations which Affected the Participation of Brokers or Dealers
26. Considerations which affected the participation of brokers or dealers or
other entities in commissions or other compensation paid on portfolio
transactions of the Registrant:

Consideration?
Sales of the Registrant’s/Series’ shares ............................... No
Receipt of investment research and statistical info .................... Yes
Receipt of quotations for portfolio valuations ......................... No
Ability to execute portfolio transactions to obtain the best price
and execution ........................................................ Yes
Receipt of telephone line and wire services ............................ No
Broker or Dealer which is an affiliated person ......................... No
An arrangement to return or credit part or all of commissions or
profits thereon...
To an Investment Adviser or Principal Underwriter, or to an
affiliated person of either ...................................... No
To the Registrant .................................................. No
Other .................................................................. No
All: Advisory Fee
54. Indicated below are whether services were supplied or paid for wholly or
in substantial part by Investment Adviser(s) or Administrator(s) in
connection with the advisory or administrative contract(s) but for which
the Adviser(s) or Administrator(s) are not reimbursed by the Registrant:

Provided to the Registrant?
Occupancy and office rental ............................................ Yes
Clerical and bookkeeping services ...................................... No
Accounting services .................................................... No
Services of independent auditors ....................................... No
Services of outside counsel ............................................ No
Registration and filing fees ........................................... No
Stationery, supplies and printing ...................................... No
Salaries & compensation of Registrant’s interested Directors ........... Yes
Salaries & compensation of Registrant’s disinterested Directors ........ No
Salaries & compensation of Registrant’s Officers who aren’t Directors .. Yes
Reports to current shareholders ........................................ No
Determination of offering and redemption prices ........................ No
Trading department ..................................................... Yes
Prospectus preparation and printing for current shareholders ........... No
Other .................................................................. No
All: Fidelity Bond in Effect at Fiscal Year End
80. Insurer: Ici Mutual Insurance Co.

Aggregate face amount of coverage for the Registrant/Series on all bonds
on which it is named as an insured ($000s): 40,000
81. Is the bond part of a joint fidelity bond(s) shared with other
investment companies or other entities? Yes

How many other investment companies or other entities are covered by the
bond (counting each Fund/Series as a separate investment company): 129
82. Does the mandatory coverage of the fidelity bond have a deductible? Yes

The amount of the deductible ($000s): 100
83. Were any claims with respect to this Registrant/Series filed under the
bond during the period? No
84. Were any losses incurred with respect to this Registrant/Series that
could have been filed as a claim under the fidelity bond but were not? No
85. Are the Registrant’s/Series’ Officers and Directors covered as Officers
and Directors of the Registrant/Series under any errors and omissions
insurance policy owned by the Registrant/Series or anyone else? Yes

Were any claims filed under such policy during the period with respect
to the Registrant/Series? Yes
Series 1 ↑Information Common to All Funds/Series ↑List of 4 Funds/Series
7. Name: Invesco Dynamics Fund — S#22130

Is this the final Form N-SAR filed for this Fund/Series? No
S 1: Holdings of Securities Issued by Registrant’s/Series’ Brokers or Dealers
24. At period end, did the Registrant/Series hold any securities of the
Registrant’s/Series’ regular brokers or dealers, or of the parents of
such brokers or dealers, that derive more than 15% of gross revenue from
securities-related activities? No

25.
The brokers or dealers, or their parents (issuers):
25.1 Name: (See a prior Form N-SAR for who was...) Deleted
S 1: Sales and Repurchases
28. Monthly total Net Asset Value (NAV) of sales and repurchases of the
Registrant’s/Series’ shares:
1st Month of period: ($000s)
Total NAV of shares sold:
New sales (including exchanges) ............................ 71,739
Reinvestment of dividends and distributions ................ –
Other ...................................................... –
Total NAV of shares redeemed & repurchased (inc. exchanges) .. 160,689
2nd Month:
Total NAV of shares sold:
New sales (including exchanges) ............................ 83,148
Reinvestment of dividends and distributions ................ –
Other ...................................................... –
Total NAV of shares redeemed & repurchased (inc. exchanges) .. 254,988
3rd Month:
Total NAV of shares sold:
New sales (including exchanges) ............................ 76,702
Reinvestment of dividends and distributions ................ –
Other ...................................................... –
Total NAV of shares redeemed & repurchased (inc. exchanges) .. 188,447
4th Month:
Total NAV of shares sold:
New sales (including exchanges) ............................ 56,177
Reinvestment of dividends and distributions ................ –
Other ...................................................... –
Total NAV of shares redeemed & repurchased (inc. exchanges) .. 155,994
5th Month:
Total NAV of shares sold:
New sales (including exchanges) ............................ 54,729
Reinvestment of dividends and distributions ................ –
Other ...................................................... –
Total NAV of shares redeemed & repurchased (inc. exchanges) .. 178,890
6th Month:
Total NAV of shares sold:
New sales (including exchanges) ............................ 35,663
Reinvestment of dividends and distributions ................ –
Other ...................................................... –
Total NAV of shares redeemed & repurchased (inc. exchanges) .. 259,151

Total of all months: ($000s)
Total NAV of shares sold:
New sales (including exchanges) ............................ 378,158
Reinvestment of dividends and distributions ................ –
Other ...................................................... –
Total NAV of shares redeemed & repurchased (inc. exchanges) .. 1,198,159

Total NAV of the Registrant’s/Series’ share sales during the period
subject to a sales load ($000s): 352
S 1: Sales Load (Front-End or Deferred) and Fees (Redemption or Maintenance)
29. Was a front-end sales load deducted from any share sales during the
period? Yes
30. Total front-end sales loads collected from sales (including exchanges)
by Principal Underwriter or by any underwriter which is an affiliated
person of the Principal Underwriter, of the Registrant’s/Series’ shares
during the period ($000s): 44

The maximum sales load rate in effect at period end as a percentage of
the offering price: 5.5%
The minimum sales load rate in effect at period end as a percentage of
the offering price: 0.0%
31. Net amount retained by the Registrant’s/Series’ Principal Underwriter or
by any underwriter or dealer which is an affiliated person of the
Principal Underwriter thereof from front-end sales loads collected from
sales of the Registrant’s/Series’ shares during the period ($000s): 8

Amount by which payout by the Registrant’s/Series’ Principal Underwriter
or by any underwriter which is an affiliated person of the Principal
Underwriter thereof to persons or entities selling the
Registrant’s/Series’ shares exceeded that reported in Item 30 ($000s): 0
32. Amount the Registrant’s/Series’ Principal Underwriter and any
underwriters or dealers which are affiliated persons of the Principal
Underwriter paid to dealers which are not affiliated persons of the
Principal Underwriter for selling the Registrant’s/Series’ shares that
were sold with a front-end sales load during the period ($000s): 36
33. Amount paid to a captive retail sales force of the Registrant’s/Series’
Principal Underwriter or of any underwriter or dealer which is an
affiliated person of the Principal Underwriter for selling the
Registrant’s shares that were sold with a front-end sales load during
the period ($000s): 0
34. Did the Registrant/Series impose a deferred or contingent deferred sales
load during the period? Yes
35. Total deferred or contingent deferred sales loads collected during the
period from redemptions and repurchases of the Registrant’s/Series’
shares ($000s): 1
36. Did the Registrant/Series retain all monies collected from the deferred
or contingent deferred sales loads during the period? No

The net amount the Registrant/Series retained from deferred or
contingent deferred sales loads ($000s): 0
37. Did the Registrant/Series impose a redemption fee other than a deferred
or contingent sales load during the period? No
39. Were any account maintenance fees or other administrative fees imposed
directly on shareholders during the period? No
S 1: Payment Plan for the Distribution of Fund Shares
40. During the period, did the Registrant/Series have a plan of distribution
adopted pursuant to Rule 12b-1? Yes
41. During the period, did the Registrant/Series use its assets directly to
make payments under the 12b-1 plan? Yes
42. For the period, the percentage of total dollars paid directly by the
Registrant/Series under the 12b-1 plan for each of the following:

Percentage of Total Amount Paid (%)
Advertising ............................................................ –
Printing & mailing of prospectuses to other than current shareholders .. –
Payments to underwriters ............................................... 100
Payments to brokers or dealers ......................................... –
Direct payments to sales personnel ..................................... –
Payments to banks and savings & loans .................................. –
Other uses, including payments to its Investment Adviser separate
from the advisory fee ................................................ –
Unallocated payments made for a combination of such services ........... –
43. Total amount paid directly by the Registrant/Series pursuant to its
12b-1 plan ($000s): 9,617
44. If an Investment Adviser or other affiliated person of the
Registrant/Series made unreimbursed payments pursuant to the 12b-1 plan,
the total amount of such payments ($000s): 0
S 1: Advisory Fee
45. Did the Registrant/Series have an advisory contract during the period? Yes
46. Did the Registrant/Series pay more than one Investment Adviser directly
for investment advice during the period? No
47. Was the Registrant’s/Series’ advisory fee based solely on a percentage
of its assets? Yes
48. Fee (single rate or step rates) applied to the Registrant’s/Series’
assets based on the advisory contract:
Single-fee rate: 0.0%
Step-fee rates:
For 1st $000s: 350,000
Annual rate: 0.6%
Of next $000s: 350,000
Annual rate: 0.55%
Of next $000s: 1,300,000
Annual rate: 0.5%
Of next $000s: 2,000,000
Annual rate: 0.45%
Of next $000s: 2,000,000
Annual rate: 0.4%
Of next $000s: 2,000,000
Annual rate: 0.375%
& Above $000s: 8,000,000
Annual rate: 0.35%
49. Was the Registrant’s/Series’ advisory fee during the period based solely
on a percentage of its income? No
50. Was the Registrant’s/Series’ advisory fee during the period based on
some combined percentage of its income and assets? No
51. Was the Registrant’s/Series’ advisory fee during the period based in
whole or in part on its investment performance? No
52. Was the Registrant’s/Series’ advisory fee during the period based in
whole or in part on the assets, income or performance of other
Registrants? No
53. Were the expenses of the Registrant/Series limited or reduced at any
time during the period by some agreement or understanding other than by
Blue Sky Laws? Yes

Was the limitation that applied during the period based on...
Assets? Yes
Income? No
S 1: Miscellaneous Info
55. Did the Registrant/Series have any of the following outstanding at any
time during the period which exceeded 1% of aggregate net assets:
Overdrafts? Yes
Bank loans? No
56. During the period, did the Registrant’s/Series’ Investment Adviser(s)
have advisory clients other than investment companies? No
57. Did the Registrant/Series adjust the number of its shares outstanding by
means of a stock split or stock dividend? No
S 1: Classification and Asset Allocation
58. Is the Registrant/Series a Separate Account of an insurance company? No
59. Is the Registrant/Series a management investment company? Yes
60. Was the Registrant/Series a diversified investment company at any time
during the period? Yes

Was the Registrant/Series a diversified investment company at the end of
the period? Yes
61. The lowest minimum initial investment required by the Registrant/Series
from an investor that is not an employee or otherwise affiliated with
the Registrant/Series, its Investment Adviser, Principal Underwriter or
other affiliated entity: $50
62. Does the Registrant/Series invest primarily in debt securities,
including convertible debt securities, options & futures on debt
securities or indices of debt securities? No
66. Is the Registrant/Series a Fund that usually invests in equity
securities, options & futures on equity securities, indices of equity
securities or securities convertible into equity securities? Yes

Which best describes its primary investment objective:

Aggressive capital appreciation? No
Capital appreciation? No
Growth? Yes
Growth and income? No
Income? No
Total return? No
67. Is the Registrant/Series a “balanced” Fund? No
68. Does the Registrant/Series have more than 50% of its net assets at
period end invested in the securities of issuers...
Engaged primarily in production or distribution of precious metals? No
Located primarily in countries other than the United States? No
69. Is the Registrant/Series an index Fund? No
S 1: Investment Practices
70. Activities that are permitted by the Registrant’s/Series’ investment
policies, and which were engaged in during the period:

Activity Permitted Engaged In
Writing or investing in repurchase agreements? Yes No
Writing or investing in options on equities? Yes No
Writing or investing in options on debt securities? Yes No
Writing or investing in options on stock indices? Yes No
Writing or investing in interest rate futures? Yes No
Writing or investing in stock index futures? Yes No
Writing or investing in options on futures? Yes No
Writing or investing in options on stock index futures? Yes No
Writing or investing in other commodity futures? No –
Investments in restricted securities? Yes to both
Investments in shares of other investment companies? Yes to both
Investments in securities of foreign issuers? Yes to both
Currency exchange transactions? Yes to both
Loaning portfolio securities? Yes to both
Borrowing of money? No –
Purchases/sales by certain exempted affiliated persons? Yes No
Margin purchases? No –
Short selling? Yes No
S 1: Portfolio Turnover
71. Portfolio turnover rate for the period:
Purchases ($000s): 3,662,734
Sales ($000s): 5,223,728

Monthly average Value of portfolio ($000s): 3,867,913

Percent turnover (lesser of Purchases or Sales, divided by Value): 95%
S 1: Financial Info — Income and Expenses
72. The number of months covered by the values in Items 72 and 73: 12

Income ($000s)
Net interest income .............................................. –
Net dividend income .............................................. 15,867
Account maintenance fees ......................................... –
Net other income ................................................. –

Expenses ($000s)
Advisory fees .................................................... 19,124
Administrator fees ............................................... –
Salaries and other compensation .................................. –
Shareholder Servicing Agent fees ................................. 14,282
Custodian fees ................................................... 425
Postage .......................................................... –
Printing expenses ................................................ 941
Directors’ fees .................................................. 81
Registration fees ................................................ 144
Taxes ............................................................ –
Interest ......................................................... 69
Bookkeeping fees paid to anyone performing this service .......... 1,698
Auditing fees .................................................... 89
Legal fees ....................................................... 93
Marketing/distribution payments, incl. Rule 12b-1 plan payments .. 9,617
Amortization of organization expenses ............................ –
Shareholder meeting expenses ..................................... –
Other expenses ................................................... 363
Total expenses ................................................... 46,926

Expense reimbursements ($000s): 321

Net investment income ($000s): -30,738

Realized capital gains ($000s): 1,152,163
Realized capital losses ($000s): 206,938

Net unrealized appreciation during the period ($000s): 0
Net unrealized depreciation during the period ($000s): 434,937

Total income dividends for which the record date passed during the
period ($000s): 0

Total capital gains distributions for which the record date passed
during the period ($000s): 0
73. Distributions per share for which the record date passed during the
period, shown in fractions of a cent, if so declared:

Dividends from net investment income: $0.0000

Distribution of capital gains: $0.0000
Other distributions: $0.0000
S 1: Financial Info — Condensed Balance Sheet Data
74. Assets ($000s)
Cash ............................................................. –
Repurchase agreements ............................................ –
Short-term debt securities, other than repurchase agreements ..... –
Long-term debt securities, including convertible debt ............ –
Preferred, conv. preferred and adjustable-rate preferred stock ... –
Common stock ..................................................... 2,906,533
Options on equities .............................................. –
Options on all futures ........................................... –
Other investments ................................................ 176,128
Receivables from portfolio instruments sold ...................... 141,391
Receivables from affiliated persons .............................. 89
Other receivables ................................................ 2,289
All other assets ................................................. 474
Total assets ..................................................... 3,226,904

Liabilities ($000s)
Payables for portfolio instruments purchased ..................... 101,908
Amounts owed to affiliated persons ............................... 1,463
Senior long-term debt ............................................ –
Other liabilities:
Reverse repurchase agreements .................................. –
Short sales .................................................... –
Written options ................................................ –
All other liabilities .......................................... 65,729

Equity ($000s)
Senior equity .................................................... –
Net assets of common shareholders ................................ 3,057,804

Number of shares outstanding (000s): 893
Number of shares outstanding of a second class of shares (000s): 214,607

Net Asset Value (NAV) per share (to nearest cent): $0.00

Total number of shareholder accounts: 84,295

Total value of assets in segregated accounts ($000s): 21,330
75. Monthly average net assets during the period ($000s): 3,899,078
Series 5 ↑Information Common to All Funds/Series ↑List of 4 Funds/Series
7. Name: Invesco Small Co. Growth Fund — N-SARs

Is this the final Form N-SAR filed for this Fund/Series? No
S 5: Holdings of Securities Issued by Registrant’s/Series’ Brokers or Dealers
24. At period end, did the Registrant/Series hold any securities of the
Registrant’s/Series’ regular brokers or dealers, or of the parents of
such brokers or dealers, that derive more than 15% of gross revenue from
securities-related activities? No
S 5: Sales and Repurchases
28. Monthly total Net Asset Value (NAV) of sales and repurchases of the
Registrant’s/Series’ shares:
1st Month of period: ($000s)
Total NAV of shares sold:
New sales (including exchanges) ............................ 31,511
Reinvestment of dividends and distributions ................ –
Other ...................................................... –
Total NAV of shares redeemed & repurchased (inc. exchanges) .. 84,832
2nd Month:
Total NAV of shares sold:
New sales (including exchanges) ............................ 26,161
Reinvestment of dividends and distributions ................ –
Other ...................................................... –
Total NAV of shares redeemed & repurchased (inc. exchanges) .. 179,432
3rd Month:
Total NAV of shares sold:
New sales (including exchanges) ............................ 20,779
Reinvestment of dividends and distributions ................ –
Other ...................................................... –
Total NAV of shares redeemed & repurchased (inc. exchanges) .. 54,711
4th Month:
Total NAV of shares sold:
New sales (including exchanges) ............................ 17,661
Reinvestment of dividends and distributions ................ –
Other ...................................................... –
Total NAV of shares redeemed & repurchased (inc. exchanges) .. 56,739
5th Month:
Total NAV of shares sold:
New sales (including exchanges) ............................ 16,850
Reinvestment of dividends and distributions ................ –
Other ...................................................... –
Total NAV of shares redeemed & repurchased (inc. exchanges) .. 51,622
6th Month:
Total NAV of shares sold:
New sales (including exchanges) ............................ 11,049
Reinvestment of dividends and distributions ................ –
Other ...................................................... –
Total NAV of shares redeemed & repurchased (inc. exchanges) .. 86,013

Total of all months: ($000s)
Total NAV of shares sold:
New sales (including exchanges) ............................ 124,011
Reinvestment of dividends and distributions ................ –
Other ...................................................... –
Total NAV of shares redeemed & repurchased (inc. exchanges) .. 513,349

Total NAV of the Registrant’s/Series’ share sales during the period
subject to a sales load ($000s): 602
S 5: Sales Load (Front-End or Deferred) and Fees (Redemption or Maintenance)
29. Was a front-end sales load deducted from any share sales during the
period? Yes
30. Total front-end sales loads collected from sales (including exchanges)
by Principal Underwriter or by any underwriter which is an affiliated
person of the Principal Underwriter, of the Registrant’s/Series’ shares
during the period ($000s): 55

Amount by which payout by the Registrant’s/Series’ Principal Underwriter
or by any underwriter which is an affiliated person of the Principal
Underwriter thereof to persons or entities selling the
Registrant’s/Series’ shares exceeded that reported in Item 30 ($000s): 0
32. Amount the Registrant’s/Series’ Principal Underwriter and any
underwriters or dealers which are affiliated persons of the Principal
Underwriter paid to dealers which are not affiliated persons of the
Principal Underwriter for selling the Registrant’s/Series’ shares that
were sold with a front-end sales load during the period ($000s): 46
33. Amount paid to a captive retail sales force of the Registrant’s/Series’
Principal Underwriter or of any underwriter or dealer which is an
affiliated person of the Principal Underwriter for selling the
Registrant’s shares that were sold with a front-end sales load during
the period ($000s): 0
34. Did the Registrant/Series impose a deferred or contingent deferred sales
load during the period? Yes
35. Total deferred or contingent deferred sales loads collected during the
period from redemptions and repurchases of the Registrant’s/Series’
shares ($000s): 1
36. Did the Registrant/Series retain all monies collected from the deferred
or contingent deferred sales loads during the period? No

The net amount the Registrant/Series retained from deferred or
contingent deferred sales loads ($000s): 0
37. Did the Registrant/Series impose a redemption fee other than a deferred
or contingent sales load during the period? No
39. Were any account maintenance fees or other administrative fees imposed
directly on shareholders during the period? No
S 5: Payment Plan for the Distribution of Fund Shares
40. During the period, did the Registrant/Series have a plan of distribution
adopted pursuant to Rule 12b-1? Yes
41. During the period, did the Registrant/Series use its assets directly to
make payments under the 12b-1 plan? Yes
42. For the period, the percentage of total dollars paid directly by the
Registrant/Series under the 12b-1 plan for each of the following:

Percentage of Total Amount Paid (%)
Advertising ............................................................ –
Printing & mailing of prospectuses to other than current shareholders .. –
Payments to underwriters ............................................... 100
Payments to brokers or dealers ......................................... –
Direct payments to sales personnel ..................................... –
Payments to banks and savings & loans .................................. –
Other uses, including payments to its Investment Adviser separate
from the advisory fee ................................................ –
Unallocated payments made for a combination of such services ........... –
43. Total amount paid directly by the Registrant/Series pursuant to its
12b-1 plan ($000s): 2,512
44. If an Investment Adviser or other affiliated person of the
Registrant/Series made unreimbursed payments pursuant to the 12b-1 plan,
the total amount of such payments ($000s): 0
S 5: Advisory Fee
45. Did the Registrant/Series have an advisory contract during the period? Yes
46. Did the Registrant/Series pay more than one Investment Adviser directly
for investment advice during the period? No
47. Was the Registrant’s/Series’ advisory fee based solely on a percentage
of its assets? Yes
48. Fee (single rate or step rates) applied to the Registrant’s/Series’
assets based on the advisory contract:
Single-fee rate: 0.0%
Step-fee rates:
For 1st $000s: 350,000
Annual rate: 0.75%
Of next $000s: 350,000
Annual rate: 0.65%
Of next $000s: 1,300,000
Annual rate: 0.55%
Of next $000s: 2,000,000
Annual rate: 0.45%
Of next $000s: 2,000,000
Annual rate: 0.4%
Of next $000s: 2,000,000
Annual rate: 0.375%
& Above $000s: 8,000,000
Annual rate: 0.35%
49. Was the Registrant’s/Series’ advisory fee during the period based solely
on a percentage of its income? No
50. Was the Registrant’s/Series’ advisory fee during the period based on
some combined percentage of its income and assets? No
51. Was the Registrant’s/Series’ advisory fee during the period based in
whole or in part on its investment performance? No
52. Was the Registrant’s/Series’ advisory fee during the period based in
whole or in part on the assets, income or performance of other
Registrants? No
53. Were the expenses of the Registrant/Series limited or reduced at any
time during the period by some agreement or understanding other than by
Blue Sky Laws? Yes

Was the limitation that applied during the period based on...
Assets? Yes
Income? No
S 5: Miscellaneous Info
55. Did the Registrant/Series have any of the following outstanding at any
time during the period which exceeded 1% of aggregate net assets:
Overdrafts? Yes
Bank loans? No
56. During the period, did the Registrant’s/Series’ Investment Adviser(s)
have advisory clients other than investment companies? No
57. Did the Registrant/Series adjust the number of its shares outstanding by
means of a stock split or stock dividend? No
S 5: Classification and Asset Allocation
58. Is the Registrant/Series a Separate Account of an insurance company? No
59. Is the Registrant/Series a management investment company? Yes
60. Was the Registrant/Series a diversified investment company at any time
during the period? Yes

Which best describes its primary investment objective:

Aggressive capital appreciation? No
Capital appreciation? No
Growth? Yes
Growth and income? No
Income? No
Total return? No
67. Is the Registrant/Series a “balanced” Fund? No
68. Does the Registrant/Series have more than 50% of its net assets at
period end invested in the securities of issuers...
Engaged primarily in production or distribution of precious metals? No
Located primarily in countries other than the United States? No
69. Is the Registrant/Series an index Fund? No
S 5: Investment Practices
70. Activities that are permitted by the Registrant’s/Series’ investment
policies, and which were engaged in during the period:

Activity Permitted Engaged In
Writing or investing in repurchase agreements? Yes No
Writing or investing in options on equities? Yes to both
Writing or investing in options on debt securities? Yes No
Writing or investing in options on stock indices? Yes No
Writing or investing in interest rate futures? Yes No
Writing or investing in stock index futures? Yes No
Writing or investing in options on futures? Yes No
Writing or investing in options on stock index futures? Yes No
Writing or investing in other commodity futures? No –
Investments in restricted securities? Yes No
Investments in shares of other investment companies? Yes to both
Investments in securities of foreign issuers? Yes to both
Currency exchange transactions? Yes No
Loaning portfolio securities? Yes to both
Borrowing of money? No –
Purchases/sales by certain exempted affiliated persons? Yes No
Margin purchases? No –
Short selling? Yes No
S 5: Portfolio Turnover
71. Portfolio turnover rate for the period:
Purchases ($000s): 1,139,104
Sales ($000s): 1,537,876

Monthly average Value of portfolio ($000s): 874,268

Percent turnover (lesser of Purchases or Sales, divided by Value): 130%
S 5: Financial Info — Income and Expenses
72. The number of months covered by the values in Items 72 and 73: 12

Income ($000s)
Net interest income .............................................. –
Net dividend income .............................................. 2,602
Account maintenance fees ......................................... –
Net other income ................................................. –

Expenses ($000s)
Advisory fees .................................................... 6,173
Administrator fees ............................................... –
Salaries and other compensation .................................. –
Shareholder Servicing Agent fees ................................. 4,627
Custodian fees ................................................... 122
Postage .......................................................... –
Printing expenses ................................................ 224
Directors’ fees .................................................. 29
Registration fees ................................................ 93
Taxes ............................................................ –
Interest ......................................................... –
Bookkeeping fees paid to anyone performing this service .......... 420
Auditing fees .................................................... 43
Legal fees ....................................................... 36
Marketing/distribution payments, incl. Rule 12b-1 plan payments .. 2,512
Amortization of organization expenses ............................ –
Shareholder meeting expenses ..................................... –
Other expenses ................................................... 91
Total expenses ................................................... 14,370

Expense reimbursements ($000s): 247

Net investment income ($000s): -11,521

Realized capital gains ($000s): 326,375
Realized capital losses ($000s): 106,062

Net unrealized appreciation during the period ($000s): 0
Net unrealized depreciation during the period ($000s): 127,383

Total income dividends for which the record date passed during the
period ($000s): 0

Dividends from net investment income: $0.0000

Distribution of capital gains: $0.0000
Other distributions: $0.0000
S 5: Financial Info — Condensed Balance Sheet Data
74. Assets ($000s)
Cash ............................................................. –
Repurchase agreements ............................................ –
Short-term debt securities, other than repurchase agreements ..... –
Long-term debt securities, including convertible debt ............ –
Preferred, conv. preferred and adjustable-rate preferred stock ... –
Common stock ..................................................... 597,652
Options on equities .............................................. –
Options on all futures ........................................... –
Other investments ................................................ 23,324
Receivables from portfolio instruments sold ...................... 24,234
Receivables from affiliated persons .............................. 46
Other receivables ................................................ 403
All other assets ................................................. 149
Total assets ..................................................... 645,808

Liabilities ($000s)
Payables for portfolio instruments purchased ..................... 11,511
Amounts owed to affiliated persons ............................... 430
Senior long-term debt ............................................ –
Other liabilities:
Reverse repurchase agreements .................................. –
Short sales .................................................... –
Written options ................................................ –
All other liabilities .......................................... 31,237

Equity ($000s)
Senior equity .................................................... –
Net assets of common shareholders ................................ 602,630

Number of shares outstanding (000s): 547
Number of shares outstanding of a second class of shares (000s): 56,947

Net Asset Value (NAV) per share (to nearest cent): $0.00

Total number of shareholder accounts: 23,509

Total value of assets in segregated accounts ($000s): 20,059
75. Monthly average net assets during the period ($000s): 926,055
Series 6 ↑Information Common to All Funds/Series ↑List of 4 Funds/Series
7. Name: Invesco S&P 500 Index Fund — S#27821

Is this the final Form N-SAR filed for this Fund/Series? No
S 6: Holdings of Securities Issued by Registrant’s/Series’ Brokers or Dealers
24. At period end, did the Registrant/Series hold any securities of the
Registrant’s/Series’ regular brokers or dealers, or of the parents of
such brokers or dealers, that derive more than 15% of gross revenue from
securities-related activities? Yes

25.
The brokers or dealers, or their parents (issuers):
25.1 Name: State Street Corp.
IRS #: 04-2456637
Type of security owned: Equity
Value of securities owned at period end ($000s): 315
25.2 Name: Bank of America Corp.
IRS #: 56-0906609
Type of security owned: Equity
Value of securities owned at period end ($000s): 3,799
25.3 Name: Goldman, Sachs Group, Inc. (The)
IRS #: 13-4019460
Type of security owned: Equity
Value of securities owned at period end ($000s): 933
25.4 Name: Lehman Brothers Holdings Inc.
IRS #: 13-3216325
Type of security owned: Equity
Value of securities owned at period end ($000s): 426
25.5 Name: Merrill Lynch & Co., Inc.
IRS #: 13-2740599
Type of security owned: Equity
Value of securities owned at period end ($000s): 1,047
25.6 Name: Morgan Stanley
IRS #: 36-3145972
Type of security owned: Equity
Value of securities owned at period end ($000s): 1,189
25.7 Name: JP Morgan Chase & Co.
IRS #: 13-2624428
Type of security owned: Equity
Value of securities owned at period end ($000s): 2,916
25.8 Name: State Street Corp.
IRS #: 04-2456637
Type of security owned: Debt
Value of securities owned at period end ($000s): 13,434
S 6: Sales and Repurchases
28. Monthly total Net Asset Value (NAV) of sales and repurchases of the
Registrant’s/Series’ shares:
1st Month of period: ($000s)
Total NAV of shares sold:
New sales (including exchanges) ............................ 8,310
Reinvestment of dividends and distributions ................ –
Other ...................................................... –
Total NAV of shares redeemed & repurchased (inc. exchanges) .. 6,577
2nd Month:
Total NAV of shares sold:
New sales (including exchanges) ............................ 8,924
Reinvestment of dividends and distributions ................ 425
Other ...................................................... –
Total NAV of shares redeemed & repurchased (inc. exchanges) .. 7,688
3rd Month:
Total NAV of shares sold:
New sales (including exchanges) ............................ 6,457
Reinvestment of dividends and distributions ................ –
Other ...................................................... –
Total NAV of shares redeemed & repurchased (inc. exchanges) .. 11,112
4th Month:
Total NAV of shares sold:
New sales (including exchanges) ............................ 5,337
Reinvestment of dividends and distributions ................ –
Other ...................................................... –
Total NAV of shares redeemed & repurchased (inc. exchanges) .. 5,569
5th Month:
Total NAV of shares sold:
New sales (including exchanges) ............................ 6,138
Reinvestment of dividends and distributions ................ 513
Other ...................................................... –
Total NAV of shares redeemed & repurchased (inc. exchanges) .. 3,516
6th Month:
Total NAV of shares sold:
New sales (including exchanges) ............................ 6,937
Reinvestment of dividends and distributions ................ –
Other ...................................................... –
Total NAV of shares redeemed & repurchased (inc. exchanges) .. 8,034

Total of all months: ($000s)
Total NAV of shares sold:
New sales (including exchanges) ............................ 42,103
Reinvestment of dividends and distributions ................ 938
Other ...................................................... –
Total NAV of shares redeemed & repurchased (inc. exchanges) .. 42,496

Total NAV of the Registrant’s/Series’ share sales during the period
subject to a sales load ($000s): 0
S 6: Sales Load (Front-End or Deferred) and Fees (Redemption or Maintenance)
29. Was a front-end sales load deducted from any share sales during the
period? No
34. Did the Registrant/Series impose a deferred or contingent deferred sales
load during the period? No
37. Did the Registrant/Series impose a redemption fee other than a deferred
or contingent sales load during the period? Yes
38. Total amount of redemption fees other than deferred or contingent
deferred sales loads collected from redemptions and repurchases of the
Registrant’s/Series’ shares during the period ($000s): 17
39. Were any account maintenance fees or other administrative fees imposed
directly on shareholders during the period? No
S 6: Payment Plan for the Distribution of Fund Shares
40. During the period, did the Registrant/Series have a plan of distribution
adopted pursuant to Rule 12b-1? Yes
41. During the period, did the Registrant/Series use its assets directly to
make payments under the 12b-1 plan? Yes
42. For the period, the percentage of total dollars paid directly by the
Registrant/Series under the 12b-1 plan for each of the following:

Percentage of Total Amount Paid (%)
Advertising ............................................................ –
Printing & mailing of prospectuses to other than current shareholders .. –
Payments to underwriters ............................................... 100
Payments to brokers or dealers ......................................... –
Direct payments to sales personnel ..................................... –
Payments to banks and savings & loans .................................. –
Other uses, including payments to its Investment Adviser separate
from the advisory fee ................................................ –
Unallocated payments made for a combination of such services ........... –
43. Total amount paid directly by the Registrant/Series pursuant to its
12b-1 plan ($000s): 568
44. If an Investment Adviser or other affiliated person of the
Registrant/Series made unreimbursed payments pursuant to the 12b-1 plan,
the total amount of such payments ($000s): 0
S 6: Advisory Fee
45. Did the Registrant/Series have an advisory contract during the period? Yes
46. Did the Registrant/Series pay more than one Investment Adviser directly
for investment advice during the period? No
47. Was the Registrant’s/Series’ advisory fee based solely on a percentage
of its assets? Yes
48. Fee (single rate or step rates) applied to the Registrant’s/Series’
assets based on the advisory contract:
Single-fee rate: 0.25%
Step-fee rates:
For 1st $000s: 0
Annual rate: 0.0%
49. Was the Registrant’s/Series’ advisory fee during the period based solely
on a percentage of its income? No
50. Was the Registrant’s/Series’ advisory fee during the period based on
some combined percentage of its income and assets? No
51. Was the Registrant’s/Series’ advisory fee during the period based in
whole or in part on its investment performance? No
52. Was the Registrant’s/Series’ advisory fee during the period based in
whole or in part on the assets, income or performance of other
Registrants? No
53. Were the expenses of the Registrant/Series limited or reduced at any
time during the period by some agreement or understanding other than by
Blue Sky Laws? Yes

Was the limitation that applied during the period based on...
Assets? Yes
Income? No
S 6: Miscellaneous Info
55. Did the Registrant/Series have any of the following outstanding at any
time during the period which exceeded 1% of aggregate net assets:
Overdrafts? No
Bank loans? No
56. During the period, did the Registrant’s/Series’ Investment Adviser(s)
have advisory clients other than investment companies? No
57. Did the Registrant/Series adjust the number of its shares outstanding by
means of a stock split or stock dividend? No
S 6: Classification and Asset Allocation
58. Is the Registrant/Series a Separate Account of an insurance company? No
59. Is the Registrant/Series a management investment company? Yes
60. Was the Registrant/Series a diversified investment company at any time
during the period? Yes

Was the Registrant/Series a diversified investment company at the end of
the period? Yes
61. The lowest minimum initial investment required by the Registrant/Series
from an investor that is not an employee or otherwise affiliated with
the Registrant/Series, its Investment Adviser, Principal Underwriter or
other affiliated entity: $5,000
62. Does the Registrant/Series invest primarily in debt securities,
including convertible debt securities, options & futures on debt
securities or indices of debt securities? No
66. Is the Registrant/Series a Fund that usually invests in equity
securities, options & futures on equity securities, indices of equity
securities or securities convertible into equity securities? Yes

Which best describes its primary investment objective:

Aggressive capital appreciation? No
Capital appreciation? No
Growth? Yes
Growth and income? No
Income? No
Total return? No
67. Is the Registrant/Series a “balanced” Fund? No
68. Does the Registrant/Series have more than 50% of its net assets at
period end invested in the securities of issuers...
Engaged primarily in production or distribution of precious metals? No
Located primarily in countries other than the United States? No
69. Is the Registrant/Series an index Fund? Yes
S 6: Investment Practices
70. Activities that are permitted by the Registrant’s/Series’ investment
policies, and which were engaged in during the period:

Activity Permitted Engaged In
Writing or investing in repurchase agreements? Yes to both
Writing or investing in options on equities? Yes No
Writing or investing in options on debt securities? Yes No
Writing or investing in options on stock indices? Yes No
Writing or investing in interest rate futures? Yes No
Writing or investing in stock index futures? Yes to both
Writing or investing in options on futures? Yes No
Writing or investing in options on stock index futures? Yes No
Writing or investing in other commodity futures? No –
Investments in restricted securities? No –
Investments in shares of other investment companies? Yes No
Investments in securities of foreign issuers? Yes to both
Currency exchange transactions? Yes No
Loaning portfolio securities? Yes No
Borrowing of money? No –
Purchases/sales by certain exempted affiliated persons? Yes No
Margin purchases? No –
Short selling? Yes No
S 6: Portfolio Turnover
71. Portfolio turnover rate for the period:
Purchases ($000s): 17,417
Sales ($000s): 3,335

Monthly average Value of portfolio ($000s): 210,834

Percent turnover (lesser of Purchases or Sales, divided by Value): 2%
S 6: Financial Info — Income and Expenses
72. The number of months covered by the values in Items 72 and 73: 12

Income ($000s)
Net interest income .............................................. 191
Net dividend income .............................................. 3,604
Account maintenance fees ......................................... –
Net other income ................................................. –

Expenses ($000s)
Advisory fees .................................................... 580
Administrator fees ............................................... –
Salaries and other compensation .................................. –
Shareholder Servicing Agent fees ................................. 111
Custodian fees ................................................... 27
Postage .......................................................... 25
Printing expenses ................................................ 44
Directors’ fees .................................................. 12
Registration fees ................................................ 54
Taxes ............................................................ –
Interest ......................................................... –
Bookkeeping fees paid to anyone performing this service .......... 110
Auditing fees .................................................... 36
Legal fees ....................................................... 19
Marketing/distribution payments, incl. Rule 12b-1 plan payments .. 568
Amortization of organization expenses ............................ –
Shareholder meeting expenses ..................................... –
Other expenses ................................................... 22
Total expenses ................................................... 1,608

Expense reimbursements ($000s): 115

Net investment income ($000s): 2,302

Realized capital gains ($000s): 2,979
Realized capital losses ($000s): 269

Net unrealized appreciation during the period ($000s): 20,303
Net unrealized depreciation during the period ($000s): 0

Total income dividends for which the record date passed during the
period ($000s): 2,075
Dividends for a second class of shares ($000s): 58

Dividends from net investment income: $0.1040
Dividends for a second class of shares: $0.1331

Distribution of capital gains: $0.0000
Other distributions: $0.0000
S 6: Financial Info — Condensed Balance Sheet Data
74. Assets ($000s)
Cash ............................................................. –
Repurchase agreements ............................................ 13,434
Short-term debt securities, other than repurchase agreements ..... 1,298
Long-term debt securities, including convertible debt ............ –
Preferred, conv. preferred and adjustable-rate preferred stock ... –
Common stock ..................................................... 225,512
Options on equities .............................................. –
Options on all futures ........................................... –
Other investments ................................................ –
Receivables from portfolio instruments sold ...................... –
Receivables from affiliated persons .............................. 17
Other receivables ................................................ 529
All other assets ................................................. 35
Total assets ..................................................... 240,825

Liabilities ($000s)
Payables for portfolio instruments purchased ..................... 174
Amounts owed to affiliated persons ............................... 91
Senior long-term debt ............................................ –
Other liabilities:
Reverse repurchase agreements .................................. –
Short sales .................................................... –
Written options ................................................ –
All other liabilities .......................................... 1,145

Equity ($000s)
Senior equity .................................................... –
Net assets of common shareholders ................................ 239,415

Number of shares outstanding (000s): 20,177
Number of shares outstanding of a second class of shares (000s): 479

Net Asset Value (NAV) per share (to nearest cent): $11.60
NAV per share of a second class of shares (to nearest cent): $11.11

Total number of shareholder accounts: 9,227

Total value of assets in segregated accounts ($000s): 1,298
75. Monthly average net assets during the period ($000s): 230,381
Series 9 ↑Information Common to All Funds/Series ↑List of 4 Funds/Series
7. Name: Invesco Mid-Cap Growth Fund — N-SARs

Is this the final Form N-SAR filed for this Fund/Series? No
S 9: Holdings of Securities Issued by Registrant’s/Series’ Brokers or Dealers
24. At period end, did the Registrant/Series hold any securities of the
Registrant’s/Series’ regular brokers or dealers, or of the parents of
such brokers or dealers, that derive more than 15% of gross revenue from
securities-related activities? No
S 9: Sales and Repurchases
28. Monthly total Net Asset Value (NAV) of sales and repurchases of the
Registrant’s/Series’ shares:
1st Month of period: ($000s)
Total NAV of shares sold:
New sales (including exchanges) ............................ 562
Reinvestment of dividends and distributions ................ –
Other ...................................................... –
Total NAV of shares redeemed & repurchased (inc. exchanges) .. 556
2nd Month:
Total NAV of shares sold:
New sales (including exchanges) ............................ 624
Reinvestment of dividends and distributions ................ –
Other ...................................................... –
Total NAV of shares redeemed & repurchased (inc. exchanges) .. 930
3rd Month:
Total NAV of shares sold:
New sales (including exchanges) ............................ 1,367
Reinvestment of dividends and distributions ................ –
Other ...................................................... –
Total NAV of shares redeemed & repurchased (inc. exchanges) .. 1,273
4th Month:
Total NAV of shares sold:
New sales (including exchanges) ............................ 1,227
Reinvestment of dividends and distributions ................ –
Other ...................................................... –
Total NAV of shares redeemed & repurchased (inc. exchanges) .. 988
5th Month:
Total NAV of shares sold:
New sales (including exchanges) ............................ 1,668
Reinvestment of dividends and distributions ................ –
Other ...................................................... –
Total NAV of shares redeemed & repurchased (inc. exchanges) .. 828
6th Month:
Total NAV of shares sold:
New sales (including exchanges) ............................ 1,167
Reinvestment of dividends and distributions ................ –
Other ...................................................... –
Total NAV of shares redeemed & repurchased (inc. exchanges) .. 966

Total of all months: ($000s)
Total NAV of shares sold:
New sales (including exchanges) ............................ 6,615
Reinvestment of dividends and distributions ................ –
Other ...................................................... –
Total NAV of shares redeemed & repurchased (inc. exchanges) .. 5,541

Total NAV of the Registrant’s/Series’ share sales during the period
subject to a sales load ($000s): 174
S 9: Sales Load (Front-End or Deferred) and Fees (Redemption or Maintenance)
29. Was a front-end sales load deducted from any share sales during the
period? Yes
30. Total front-end sales loads collected from sales (including exchanges)
by Principal Underwriter or by any underwriter which is an affiliated
person of the Principal Underwriter, of the Registrant’s/Series’ shares
during the period ($000s): 21

Amount by which payout by the Registrant’s/Series’ Principal Underwriter
or by any underwriter which is an affiliated person of the Principal
Underwriter thereof to persons or entities selling the
Registrant’s/Series’ shares exceeded that reported in Item 30 ($000s): 0
32. Amount the Registrant’s/Series’ Principal Underwriter and any
underwriters or dealers which are affiliated persons of the Principal
Underwriter paid to dealers which are not affiliated persons of the
Principal Underwriter for selling the Registrant’s/Series’ shares that
were sold with a front-end sales load during the period ($000s): 17
33. Amount paid to a captive retail sales force of the Registrant’s/Series’
Principal Underwriter or of any underwriter or dealer which is an
affiliated person of the Principal Underwriter for selling the
Registrant’s shares that were sold with a front-end sales load during
the period ($000s): 0
34. Did the Registrant/Series impose a deferred or contingent deferred sales
load during the period? Yes
35. Total deferred or contingent deferred sales loads collected during the
period from redemptions and repurchases of the Registrant’s/Series’
shares ($000s): 0
36. Did the Registrant/Series retain all monies collected from the deferred
or contingent deferred sales loads during the period? No

The net amount the Registrant/Series retained from deferred or
contingent deferred sales loads ($000s): 0
37. Did the Registrant/Series impose a redemption fee other than a deferred
or contingent sales load during the period? No
39. Were any account maintenance fees or other administrative fees imposed
directly on shareholders during the period? No
S 9: Payment Plan for the Distribution of Fund Shares
40. During the period, did the Registrant/Series have a plan of distribution
adopted pursuant to Rule 12b-1? Yes
41. During the period, did the Registrant/Series use its assets directly to
make payments under the 12b-1 plan? Yes
42. For the period, the percentage of total dollars paid directly by the
Registrant/Series under the 12b-1 plan for each of the following:

Percentage of Total Amount Paid (%)
Advertising ............................................................ –
Printing & mailing of prospectuses to other than current shareholders .. –
Payments to underwriters ............................................... 100
Payments to brokers or dealers ......................................... –
Direct payments to sales personnel ..................................... –
Payments to banks and savings & loans .................................. –
Other uses, including payments to its Investment Adviser separate
from the advisory fee ................................................ –
Unallocated payments made for a combination of such services ........... –
43. Total amount paid directly by the Registrant/Series pursuant to its
12b-1 plan ($000s): 94
44. If an Investment Adviser or other affiliated person of the
Registrant/Series made unreimbursed payments pursuant to the 12b-1 plan,
the total amount of such payments ($000s): 0
S 9: Advisory Fee
45. Did the Registrant/Series have an advisory contract during the period? Yes
46. Did the Registrant/Series pay more than one Investment Adviser directly
for investment advice during the period? No
47. Was the Registrant’s/Series’ advisory fee based solely on a percentage
of its assets? Yes
48. Fee (single rate or step rates) applied to the Registrant’s/Series’
assets based on the advisory contract:
Single-fee rate: 1.0%
Step-fee rates:
For 1st $000s: 0
Annual rate: 0.0%
49. Was the Registrant’s/Series’ advisory fee during the period based solely
on a percentage of its income? No
50. Was the Registrant’s/Series’ advisory fee during the period based on
some combined percentage of its income and assets? No
51. Was the Registrant’s/Series’ advisory fee during the period based in
whole or in part on its investment performance? No
52. Was the Registrant’s/Series’ advisory fee during the period based in
whole or in part on the assets, income or performance of other
Registrants? No
53. Were the expenses of the Registrant/Series limited or reduced at any
time during the period by some agreement or understanding other than by
Blue Sky Laws? Yes

Was the limitation that applied during the period based on...
Assets? Yes
Income? No
S 9: Miscellaneous Info
55. Did the Registrant/Series have any of the following outstanding at any
time during the period which exceeded 1% of aggregate net assets:
Overdrafts? No
Bank loans? No
56. During the period, did the Registrant’s/Series’ Investment Adviser(s)
have advisory clients other than investment companies? No
57. Did the Registrant/Series adjust the number of its shares outstanding by
means of a stock split or stock dividend? No
S 9: Classification and Asset Allocation
58. Is the Registrant/Series a Separate Account of an insurance company? No
59. Is the Registrant/Series a management investment company? Yes
60. Was the Registrant/Series a diversified investment company at any time
during the period? Yes

Which best describes its primary investment objective:

Aggressive capital appreciation? No
Capital appreciation? No
Growth? Yes
Growth and income? No
Income? No
Total return? No
67. Is the Registrant/Series a “balanced” Fund? No
68. Does the Registrant/Series have more than 50% of its net assets at
period end invested in the securities of issuers...
Engaged primarily in production or distribution of precious metals? No
Located primarily in countries other than the United States? No
69. Is the Registrant/Series an index Fund? No
S 9: Investment Practices
70. Activities that are permitted by the Registrant’s/Series’ investment
policies, and which were engaged in during the period:

Activity Permitted Engaged In
Writing or investing in repurchase agreements? Yes No
Writing or investing in options on equities? Yes No
Writing or investing in options on debt securities? Yes No
Writing or investing in options on stock indices? Yes No
Writing or investing in interest rate futures? Yes No
Writing or investing in stock index futures? Yes No
Writing or investing in options on futures? Yes No
Writing or investing in options on stock index futures? Yes No
Writing or investing in other commodity futures? No –
Investments in restricted securities? Yes to both
Investments in shares of other investment companies? Yes to both
Investments in securities of foreign issuers? Yes to both
Currency exchange transactions? Yes to both
Loaning portfolio securities? Yes No
Borrowing of money? No –
Purchases/sales by certain exempted affiliated persons? Yes No
Margin purchases? No –
Short selling? Yes No
S 9: Portfolio Turnover
71. Portfolio turnover rate for the period:
Purchases ($000s): 23,535
Sales ($000s): 21,766

Monthly average Value of portfolio ($000s): 18,552

Percent turnover (lesser of Purchases or Sales, divided by Value): 117%
S 9: Financial Info — Income and Expenses
72. The number of months covered by the values in Items 72 and 73: 12

Income ($000s)
Net interest income .............................................. –
Net dividend income .............................................. 80
Account maintenance fees ......................................... –
Net other income ................................................. –

Expenses ($000s)
Advisory fees .................................................... 194
Administrator fees ............................................... –
Salaries and other compensation .................................. –
Shareholder Servicing Agent fees ................................. 6
Custodian fees ................................................... 12
Postage .......................................................... –
Printing expenses ................................................ 43
Directors’ fees .................................................. 11
Registration fees ................................................ 70
Taxes ............................................................ –
Interest ......................................................... –
Bookkeeping fees paid to anyone performing this service .......... 21
Auditing fees .................................................... 30
Legal fees ....................................................... 21
Marketing/distribution payments, incl. Rule 12b-1 plan payments .. 94
Amortization of organization expenses ............................ –
Shareholder meeting expenses ..................................... –
Other expenses ................................................... 27
Total expenses ................................................... 529

Expense reimbursements ($000s): 183

Net investment income ($000s): -266

Realized capital gains ($000s): 3,767
Realized capital losses ($000s): 1,495

Net unrealized appreciation during the period ($000s): 0
Net unrealized depreciation during the period ($000s): 381

Total income dividends for which the record date passed during the
period ($000s): 0

Dividends from net investment income: $0.0000

Distribution of capital gains: $0.0000
Other distributions: $0.0000
S 9: Financial Info — Condensed Balance Sheet Data
74. Assets ($000s)
Cash ............................................................. 250
Repurchase agreements ............................................ –
Short-term debt securities, other than repurchase agreements ..... –
Long-term debt securities, including convertible debt ............ –
Preferred, conv. preferred and adjustable-rate preferred stock ... –
Common stock ..................................................... 18,938
Options on equities .............................................. –
Options on all futures ........................................... –
Other investments ................................................ 674
Receivables from portfolio instruments sold ...................... 295
Receivables from affiliated persons .............................. 16
Other receivables ................................................ 100
All other assets ................................................. 64
Total assets ..................................................... 20,337

Liabilities ($000s)
Payables for portfolio instruments purchased ..................... 147
Amounts owed to affiliated persons ............................... 11
Senior long-term debt ............................................ –
Other liabilities:
Reverse repurchase agreements .................................. –
Short sales .................................................... –
Written options ................................................ –
All other liabilities .......................................... 56

Equity ($000s)
Senior equity .................................................... –
Net assets of common shareholders ................................ 20,123

Number of shares outstanding (000s): 423
Number of shares outstanding of a second class of shares (000s): 884

Net Asset Value (NAV) per share (to nearest cent): $0.00

Total number of shareholder accounts: 2,279

Total value of assets in segregated accounts ($000s): 0
75. Monthly average net assets during the period ($000s): 19,410
Signature ↑Top of Form N-SAR
/s/ Sidney Dilgren
Name: Sidney Dilgren
Title: VP & Treasurer

↑Top

Filing Submission 0000950129-04-007479 – Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

Aim Stock Funds – ‘NSAR-B’ for 7/31/04

On: Wednesday, 9/29/04, at 2:49pm ET · Effective: 9/29/04 · For: 7/31/04 · Accession #: 950129-4-7479 · File #: 811-01474

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Annual Report by an Investment Company — Form N-SAR — ICA’40Filing Table of Contents

‘NSAR-B’ — Annual Report by an Investment Company

Annual Report by an Investment Company — Form N-SAR — ICA’40
Filing Table of Contents