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As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 2/16/21 Odey Asset Management Group Ltd. SC 13G/A 1:79K Valaris plc Bingham McCutchen LLP/FA Odey Asset Management LLP Odey Holdings AG Robin Crispin William Odey |
Document/Exhibit Description Pages Size 1: SC 13G/A Amendment to Statement of Acquisition of HTML 46K Beneficial Ownership by a "Passive" Investor
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
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Valaris plc
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Class A Ordinary Shares
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(Date of Event which Requires Filing of this Statement)
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1
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Names of Reporting Persons.
Odey Asset Management Group Ltd
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2
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Check the Appropriate Box if a Member of a Group (See Instructions)
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3
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SEC Use Only
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4
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Citizenship or Place of Organization.
England
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Number
of Shares
Beneficially
Owned by
Each
Reporting
Person With
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0 shares
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0 shares
Refer to Item 4 below.
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0 shares
|
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0 shares
Refer to Item 4 below.
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9
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Aggregate Amount Beneficially Owned by Each Reporting Person
0 shares
Refer to Item 4 below.
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10
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Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) [ ]
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11
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Percent of Class Represented by Amount in Row (9)
0%
Refer to Item 4 below.
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12
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Type of Reporting Person (See Instructions)
CO, HC
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1
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Names of Reporting Persons.
Odey Asset Management LLP
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2
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Check the Appropriate Box if a Member of a Group (See Instructions)
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3
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SEC Use Only
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4
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Citizenship or Place of Organization.
England
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Number
of Shares
Beneficially
Owned by
Each
Reporting
Person With
|
0 shares
|
0 shares
Refer to Item 4 below.
|
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0 shares
|
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0 shares
Refer to Item 4 below.
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9
|
Aggregate Amount Beneficially Owned by Each Reporting Person
0 shares
Refer to Item 4 below.
|
10
|
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) [ ]
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11
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Percent of Class Represented by Amount in Row (9)
0%
Refer to Item 4 below.
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12
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Type of Reporting Person (See Instructions)
PN, IA
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1
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Names of Reporting Persons.
Odey Holdings AG
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2
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Check the Appropriate Box if a Member of a Group (See Instructions)
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3
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SEC Use Only
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4
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Citizenship or Place of Organization.
Switzerland
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Number
of Shares
Beneficially
Owned by
Each
Reporting
Person With
|
0 shares
|
0 shares
Refer to Item 4 below.
|
|
0 shares
|
|
0 shares
Refer to Item 4 below.
|
9
|
Aggregate Amount Beneficially Owned by Each Reporting Person
0 shares
Refer to Item 4 below.
|
10
|
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) [ ]
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11
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Percent of Class Represented by Amount in Row (9)
0%
Refer to Item 4 below.
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12
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Type of Reporting Person (See Instructions)
CO, HC
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1
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Names of Reporting Persons.
Robin Crispin William Odey (“Crispin Odey”)
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2
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Check the Appropriate Box if a Member of a Group (See Instructions)
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3
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SEC Use Only
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4
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Citizenship or Place of Organization.
England
|
Number
of Shares
Beneficially
Owned by
Each
Reporting
Person With
|
0 shares
|
0 shares
Refer to Item 4 below.
|
|
0 shares
|
|
0 shares
Refer to Item 4 below.
|
9
|
Aggregate Amount Beneficially Owned by Each Reporting Person
0 shares
Refer to Item 4 below.
|
10
|
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) [ ]
|
11
|
Percent of Class Represented by Amount in Row (9)
0%
Refer to Item 4 below.
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12
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Type of Reporting Person (See Instructions)
IN, HC
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Item 1
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(a)
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Name of Issuer
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Valaris plc
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(b)
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Address of Issuer’s Principal Executive Offices
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110 Cannon Street, London X0 EC4N6EU
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Item 2
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(a)
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Name of Person Filing
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Odey Asset Management Group Ltd
Odey Asset Management LLP
Odey Holdings AG
Crispin Odey
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(b)
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Address of Principal Business Office or, if none, Residence
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Odey Asset Management Group Ltd
Odey Asset Management LLP
Odey Holdings AG
Crispin Odey
c/o Odey Asset Management Group Ltd
18 Upper Brook Street
London, United Kingdom
W1K 7PU
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(c)
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Citizenship
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Odey Asset Management Group Ltd – England
Odey Asset Management LLP – England
Odey Holdings AG – Switzerland
Crispin Odey – England
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(d)
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Title of Class of Securities
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Class A Ordinary Shares
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(e)
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CUSIP Number
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Item 3
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If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
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(a)
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[ ]
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Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
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(b)
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[ ]
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Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
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(c)
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[ ]
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Insurance Company as defined in Section 3(a)(19) of the Act;
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(d)
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[ ]
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Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C 80a-8);
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(e)
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[x]
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An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);
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(f)
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[ ]
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An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);
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(g)
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[x]
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A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
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(h)
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[ ]
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A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
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(i)
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[ ]
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A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
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(j)
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[ ]
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A non-U.S. institution in accordance with §240.13d–1(b)(1)(ii)(J);
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(k)
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[ ]
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Group, in accordance with §240.13d-1(b)(1)(ii)(K).
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Item 4
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Ownership
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Item 4(a)
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Amount Beneficially Owned
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Odey Asset Management Group Ltd – 0 shares
Odey Asset Management LLP – 0 shares
Odey Holdings AG – 0 shares
Crispin Odey – 0 shares
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Item 4(b)
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Percent of Class
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Odey Asset Management Group Ltd – 0%
Odey Asset Management LLP – 0%
Odey Holdings AG – 0%
Crispin Odey – 0%
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Item 4(c)
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Number of shares as to which each such person has voting and dispositive power:
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(i)
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sole power to vote or to direct the vote
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Odey Asset Management Group Ltd – 0 shares
Odey Asset Management LLP – 0 shares
Odey Holdings AG – 0 shares
Crispin Odey – 0 shares
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(ii)
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shared power to vote or to direct the vote
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Odey Asset Management Group Ltd – 0 shares
Odey Asset Management LLP – 0 shares
Odey Holdings AG – 0 shares
Crispin Odey – 0 shares
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(iii)
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sole power to dispose or to direct the disposition of
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Odey Asset Management Group Ltd – 0 shares
Odey Asset Management LLP – 0 shares
Odey Holdings AG – 0 shares
Crispin Odey – 0 shares
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(iv)
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shared power to dispose or to direct the disposition of
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Odey Asset Management Group Ltd – 0 shares
Odey Asset Management LLP – 0 shares
Odey Holdings AG – 0 shares
Crispin Odey – 0 shares
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Item 5
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Ownership of Five Percent or Less of a Class
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If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class
of securities, check the following [X]
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Item 6
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Ownership of More than Five Percent on Behalf of Another Person
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Not applicable.
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Item 7
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Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company
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Not applicable.
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Item 8
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Identification and Classification of Members of the Group
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Not applicable.
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Item 9
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Notice of Dissolution of Group
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Not applicable.
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Item 10
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Certification
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Exhibits
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Exhibit
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99.1
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Joint Filing Agreement by and among the Reporting Persons, incorporated herein by reference to the Schedule 13G relating to securities of the Issuer filed by the Reporting
Persons on February 14, 2020.
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ODEY ASSET MANAGEMENT GROUP LTD
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By: /s/ Jack Satt
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Jack Satt, Chief Compliance Officer
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ODEY ASSET MANAGEMENT LLP
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By: /s/ Jack Satt
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Jack Satt, Chief Compliance Officer
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ODEY HOLDINGS AG
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By: /s/ Jack Satt
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Jack Satt, Chief Compliance Officer
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ROBIN CRISPIN WILLIAM ODEY
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By: /s/ Jack Satt
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Jack Satt, as attorney-in-fact for Robin Crispin William Odey*
*The Power of Attorney executed by Mr. Odey authorizing the signatory to sign and file this Schedule 13G on Mr. Odey’s behalf, filed as Exhibit 99 to the Form 13F filed with the
Securities and Exchange Commission on August 14, 2018 by Mr. Odey is incorporated herein by reference.
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This ‘SC 13G/A’ Filing | Date | Other Filings | ||
---|---|---|---|---|
Filed on: | 2/16/21 | 13F-HR | ||
12/31/20 | 10-K, 13F-HR | |||
2/14/20 | 13F-HR, SC 13G, SC 13G/A | |||
8/14/18 | 13F-HR | |||
List all Filings |