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5E Advanced Materials, Inc. – ‘8-K/A’ for 1/29/24

On:  Friday, 2/2/24, at 4:00pm ET   ·   For:  1/29/24   ·   Accession #:  950170-24-10458   ·   File #:  1-41279

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 2/02/24  5E Advanced Materials, Inc.       8-K/A:8,9   1/29/24    9:185K                                   Donnelley … Solutions/FA

Amendment to Current Report   —   Form 8-K

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K/A       Amendment to Current Report                         HTML     39K 
 2: EX-4.1      Instrument Defining the Rights of Security Holders  HTML     30K 
 4: R1          Document And Entity Information                     HTML     49K 
 6: XML         IDEA XML File -- Filing Summary                      XML     11K 
 9: XML         XBRL Instance -- feam-20240129_htm                   XML     16K 
 5: EXCEL       IDEA Workbook of Financial Report Info              XLSX      8K 
 3: EX-101.SCH  XBRL Taxonomy Extension Schema With Embedded         XSD     75K 
                Linkbases Document -- feam-20240129                              
 7: JSON        XBRL Instance as JSON Data -- MetaLinks               12±    18K 
 8: ZIP         XBRL Zipped Folder -- 0000950170-24-010458-xbrl      Zip     16K 


‘8-K/A’   —   Amendment to Current Report


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 iX: 
  8-K/A  
 i 0001888654 i true00018886542024-01-292024-01-29

 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549

 

FORM  i 8-K/A

 

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported):  i January 29, 2024

 

 

 i 5E ADVANCED MATERIALS, INC.

(Exact name of Registrant as Specified in Its Charter)

 

 

 i Delaware

 i 001-41279

 i 87-3426517

(State or Other Jurisdiction
of Incorporation)

(Commission File Number)

(IRS Employer
Identification No.)

 

 

 

 

 

 i 9329 Mariposa Road, Suite 210

 

 i Hesperia,  i California

 

 i 92344

(Address of Principal Executive Offices)

 

(Zip Code)

 

Registrant’s Telephone Number, Including Area Code:  i (442)  i 221-0225

 

 

(Former Name or Former Address, if Changed Since Last Report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 i Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 i Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 i Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
 i Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:


Title of each class

 

Trading
Symbol(s)

 


Name of each exchange on which registered

 i Common Stock

 

 i FEAM

 

 i The Nasdaq Global Select Market

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).

Emerging growth company  i 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  i 

 


Explanatory Note

 i This Amendment No. 1 to the Current Report on Form 8-K amends Exhibit 4.1 of the Current Report on Form 8-K filed on January 29, 2024 (the “Original Form 8-K”) solely to correct a scrivener's error related to the total number of shares of the Company’s common stock, par value $0.01 (“Common Stock”) outstanding included in Exhibit 4.1 to the Original Form 8-K, and to update the date of such disclosures to February 2, 2024. No other changes have been made to the Original Form 8-K.

Item 8.01 Other Events.

Exhibit 4.1 to this Current Report on Form 8-K sets forth a description of 5E Advanced Materials, Inc.’s securities registered under Section 12 of the Securities Exchange Act of 1934, as amended.

 

 

Item 9.01. Financial Statements and Exhibits.

(d) Exhibits.

Exhibit Number

Description

4.1

Description of Registrant’s Securities

104

 

Cover Page Interactive Data File (embedded with the Inline XBRL document)


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

 

5E Advanced Materials, Inc.

 

 

 

 

Date:

February 2, 2024

By:

/s/ Paul Weibel

 

 

 

Paul Weibel
Chief Financial Officer

 



Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘8-K/A’ Filing    Date    Other Filings
Filed on:2/2/24
For Period end:1/29/243,  8-K,  S-3,  SC 13D,  SC 13G
 List all Filings 


8 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 3/28/24  5E Advanced Materials, Inc.       424B5                  1:337K                                   Donnelley … Solutions/FA
 2/28/24  5E Advanced Materials, Inc.       424B3                  1:236K                                   Donnelley … Solutions/FA
 2/23/24  5E Advanced Materials, Inc.       S-3/A                 10:379K                                   Donnelley … Solutions/FA
 2/20/24  5E Advanced Materials, Inc.       S-3/A                 10:333K                                   Donnelley … Solutions/FA
 2/20/24  5E Advanced Materials, Inc.       10-K/A      6/30/23   10:2.6M                                   Donnelley … Solutions/FA
 2/02/24  5E Advanced Materials, Inc.       S-3/A                 10:377K                                   Donnelley … Solutions/FA
 2/02/24  5E Advanced Materials, Inc.       S-3/A                 10:333K                                   Donnelley … Solutions/FA
 2/02/24  5E Advanced Materials, Inc.       10-K/A      6/30/23   17:13M                                    Donnelley … Solutions/FA
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