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As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 3/19/24 Leslie’s, Inc. 8-K:5,9 3/15/24 9:366K Donnelley … Solutions/FA |
Document/Exhibit Description Pages Size
1: 8-K Current Report HTML 69K
2: EX-10.1 Material Contract HTML 162K
4: R1 Document And Entity Information HTML 45K
6: XML IDEA XML File -- Filing Summary XML 11K
9: XML XBRL Instance -- lesl-20240315_htm XML 15K
5: EXCEL IDEA Workbook of Financial Report Info XLSX 8K
3: EX-101.SCH XBRL Taxonomy Extension Schema With Embedded XSD 69K
Linkbases Document -- lesl-20240315
7: JSON XBRL Instance as JSON Data -- MetaLinks 11± 17K
8: ZIP XBRL Zipped Folder -- 0000950170-24-033459-xbrl Zip 43K
| 8-K |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM i 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): i March 15, 2024 |
LESLIE’S, INC.
(Exact name of Registrant as Specified in Its Charter)
i Delaware |
i 20-8397425 |
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(State or Other Jurisdiction |
(Commission File Number) |
(IRS Employer |
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i 2005 East Indian School Road |
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i Phoenix, i Arizona |
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i 85016 |
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(Address of Principal Executive Offices) |
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(Zip Code) |
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Registrant’s Telephone Number, Including Area Code: i (602) i 366-3999 |
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(Former Name or Former Address, if Changed Since Last Report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
Securities registered pursuant to Section 12(b) of the Act:
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Trading |
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i Common stock, par value $0.001 per share |
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i LESL |
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i The Nasdaq Global Select Market |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).
Emerging growth company i ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.
As described in Item 5.07 below, at the 2024 annual meeting of shareholders of Leslie’s, Inc. (the “Company”) held on March 15, 2024 (the “2024 Annual Meeting”), shareholders approved the Leslie’s, Inc. Amended and Restated 2020 Omnibus Incentive Plan (the “Plan”). The board of directors of the Company (the "Board") had previously approved the Plan on January 12, 2024, subject to shareholder approval. The Plan became effective following shareholder approval on March 15, 2024 and replaces the original 2020 Omnibus Incentive Plan (the “Original Plan”). The Plan provides for the issuance of up to 14,903,552 shares, less one share for every one share subject to an award granted under the Original Plan after September 30, 2023 and prior to March 15, 2024.
A description of the Plan was set forth in the Company’s Proxy Statement on Schedule 14A, which was filed with the Securities and Exchange Commission on January 24, 2024 (the “Proxy Statement”), under the heading “Proposal No. 4 Approval of the Leslie’s, Inc. Amended and Restated 2020 Omnibus Incentive Plan” and is incorporated herein by reference. The foregoing summary and the summary set forth in the Proxy Statement do not purport to be a complete description of the Plan and are qualified in their entirety by reference to the text of the Plan, which is attached as Exhibit 10.1 hereto.
Item 5.07 Submission of Matters to a Vote of Security Holders.
On March 15, 2024, the Company held the 2024 Annual Meeting. At the 2024 Annual Meeting, shareholders: (i) approved the election of three Class III directors, each to serve for a three-year term expiring at the Company’s 2027 annual meeting of shareholders (the "2027 Annual Meeting") and until their successor is duly elected and qualified, or until their earlier death, resignation, retirement, disqualification or removal (subject to Mr Estep's reclassification as a Class II director following the 2024 Annual Meeting, as described below); (ii) ratified the appointment of Ernst & Young LLP as the independent registered public accounting firm for the Company for the fiscal year ending September 28, 2024; (iii) approved on a non-binding, advisory basis, the compensation paid to the Company’s named executive officers; and (iv) approved the Leslie's, Inc. Amended and Restated 2020 Omnibus Incentive Plan.
Set forth below are the votes cast for, against, or withheld, as well as the number of abstentions and broker non-votes, as to each item of business at the 2024 Annual Meeting, as applicable:
(1) Election of Class III Directors.
Director Nominee |
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For |
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Withheld |
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Broker Non-Votes |
Susan O'Farrell |
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167,154,351 |
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3,316,447 |
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3,737,244 |
Claire Spofford |
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130,531,827 |
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39,938,971 |
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3,737,244 |
Seth Estep |
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168,562,493 |
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1,908,305 |
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3,737,244 |
(2) Ratification of Appointment of Ernst & Young LLP as the Company's Independent Registered Public Accounting Firm for 2024.
For |
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Against |
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Abstain |
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Broker Non-Votes |
172,282,793 |
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1,900,177 |
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25,072 |
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(3) Non-Binding, Advisory Vote to Approve Named Executive Officer Compensation.
For |
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Against |
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Abstain |
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Broker Non-Votes |
166,335,384 |
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4,118,764 |
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16,650 |
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3,737,244 |
(4) Approval of the Leslie’s, Inc. Amended and Restated 2020 Omnibus Incentive Plan
For |
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Against |
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Abstain |
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Broker Non-Votes |
166,266,757 |
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4,142,897 |
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61,144 |
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3,737,244 |
In order to make the number of directors in each of Classes I, II and III of the Board as equal as possible, Mr. Estep ceased to be a Class III director effective immediately upon the completion of the 2024 Annual Meeting, and his seat was reassigned to Class II of the Board. Although Mr. Estep stood for re-election as a Class III director at the 2024 Annual Meeting, as a result of this change, he will again stand for election as a Class II director at the 2026 annual meeting of shareholders, rather than at the 2027 Annual Meeting.
Item 9.01 Financial Statements and Exhibits.
(d) Exhibits.
Exhibit No. |
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Description |
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10.1 |
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Leslie's Inc. Amended and Restated 2020 Omnibus Incentive Plan |
104 |
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Cover Page Interactive Data File (embedded within the Inline XBRL document) |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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LESLIE’S, INC. |
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By: |
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/s/ Scott Bowman |
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Name: |
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Title: |
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Chief Financial Officer (Principal Financial Officer and Principal Accounting Officer) |
Date: March 19, 2024
| This ‘8-K’ Filing | Date | Other Filings | ||
|---|---|---|---|---|
 | ||||
| 9/28/24 | ||||
| Filed on: | 3/19/24 | |||
| For Period end: | 3/15/24 | 4, DEF 14A | ||
| 1/24/24 | ARS, DEF 14A, DEFA14A | |||
| 1/12/24 | ||||
| 9/30/23 | 10-K, ARS | |||
| List all Filings | ||||
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 3/21/24 Leslie’s, Inc. S-8 3/21/24 4:62K Donnelley … Solutions/FA |