SEC Info - PG&E Corp., et al. - ‘8-K’ for 4/6/21

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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM i 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

Date of Report: i April 6, 2021

(Date of earliest event reported)

Commission File Number	Exact Name of Registrant as specified in its charter	State or Other Jurisdiction of Incorporation or Organization	IRS Employer Identification Number
i 001-12609	i PG&E CORPORATION	i California	i 94-3234914
i 001-02348	i PACIFIC GAS AND ELECTRIC COMPANY	i California	i 94-0742640


i 77 BEALE STREET		i 77 BEALE STREET
i P.O. BOX 770000		i P.O. BOX 770000
i SAN FRANCISCO, i California i 94177		i SAN FRANCISCO, i California i 94177
(Address of principal executive offices) (Zip Code)		(Address of principal executive offices) (Zip Code)
( i 415) i 973-1000		( i 415) i 973-7000
(Registrant’s telephone number, including area code)		(Registrant’s telephone number, including area code)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

i ☐	Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
i ☐	Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
i ☐	Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
i ☐	Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of each class	Trading Symbol(s)	Name of each exchange on which registered
i Common stock, no par value	i PCG	i The New York Stock Exchange
i Equity Units	i PCGU	i The New York Stock Exchange
i First preferred stock, cumulative, par value $25 per share, 5% series A redeemable	i PCG-PE	i NYSE American LLC
i First preferred stock, cumulative, par value $25 per share, 5% redeemable	i PCG-PD	i NYSE American LLC
i First preferred stock, cumulative, par value $25 per share, 4.80% redeemable	i PCG-PG	i NYSE American LLC
i First preferred stock, cumulative, par value $25 per share, 4.50% redeemable	i PCG-PH	i NYSE American LLC
i First preferred stock, cumulative, par value $25 per share, 4.36% series A redeemable	i PCG-PI	i NYSE American LLC
i First preferred stock, cumulative, par value $25 per share, 6% nonredeemable	i PCG-PA	i NYSE American LLC
i First preferred stock, cumulative, par value $25 per share, 5.50% nonredeemable	i PCG-PB	i NYSE American LLC
i First preferred stock, cumulative, par value $25 per share, 5% nonredeemable	i PCG-PC	i NYSE American LLC

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company	PG&E Corporation	i ☐
Emerging growth company	Pacific Gas and Electric Company	i ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.

PG&E Corporation	☐
Pacific Gas and Electric Company	☐

Item 8.01 Other Events.

On April 6, 2021, the Sonoma County District Attorney’s office filed a criminal complaint (the “Complaint”) against Pacific Gas and Electric Company (the “Utility”) related to the 2019 Kincade fire. The Utility is reviewing the Complaint.

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrants have duly caused this report to be signed on their behalf by the undersigned thereunto duly authorized.

	PG&E CORPORATION


Date: April 7, 2021	By:	/s/ *JOHN R. SIMON*
		Name:	John R. Simon
		Title:	Executive Vice President, General Counsel and Chief Ethics & Compliance Officer

	PACIFIC GAS AND ELECTRIC COMPANY

Date: April 7, 2021	By:	/s/ *BRIAN M. WONG*
		Name:	Brian M. Wong
		Title:	Vice President, General Counsel and Corporate Secretary

This ‘8-K’ Filing	Date	Other Filings

Filed on:	4/7/21	8-K
For Period end:	4/6/21
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PG&E Corp., et al. – ‘8-K’ for 4/6/21

On: Wednesday, 4/7/21, at 8:30am ET · For: 4/6/21 · Accession #: 950157-21-402 · File #s: 1-02348, 1-12609

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