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As Of Filer Filing For·On·As Docs:Size Issuer Agent 5/19/11 Morgan Stanley 8-K:5,9 5/18/11 2:139K Davis Polk & … LLP 01/FA |
Document/Exhibit Description Pages Size 1: 8-K Current Report HTML 38K 2: EX-10.01 Material Contract HTML 56K
Date of report (Date of earliest event reported): May 18, 2011
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Morgan Stanley
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(Exact Name of Registrant
as Specified in Charter)
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Delaware
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36-3145972
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(State or Other Jurisdiction of Incorporation)
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(Commission File Number)
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(IRS Employer Identification No.)
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1585 Broadway, New York, New York
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10036
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(Address of Principal Executive Offices)
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(Zip Code)
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Registrant’s telephone number, including area code: (212) 761-4000
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Not Applicable
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(Former Name or Former Address, if Changed Since Last Report)
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o
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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o
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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For
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Against
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Abstain
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Broker
Non-vote
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1. Election of Directors
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Roy J. Bostock
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1,219,130,162
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13,428,785
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4,851,793
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117,484,398
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Erskine B. Bowles
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1,191,610,225
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38,157,918
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7,642,595
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117,484,400
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Howard J. Davies
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1,221,546,850
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11,441,212
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4,422,678
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117,484,398
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James P. Gorman
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1,223,559,860
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10,746,614
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3,104,271
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117,484,393
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James H. Hance, Jr.
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1,139,008,339
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93,221,886
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5,180,505
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117,484,408
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C. Robert Kidder
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1,192,397,260
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40,483,233
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4,530,250
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117,484,395
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John J. Mack
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1,215,524,008
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18,919,661
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2,967,067
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117,484,402
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Donald T. Nicolaisen
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1,196,616,513
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34,455,578
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6,338,642
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117,484,405
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Hutham S. Olayan
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1,198,121,066
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34,575,222
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4,714,452
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117,484,398
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James W. Owens
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1,223,812,472
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8,910,546
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4,687,719
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117,484,401
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O. Griffith Sexton
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1,222,398,982
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10,251,718
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4,760,032
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117,484,406
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Masaaki Tanaka
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1,222,334,177
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10,543,250
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4,533,304
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117,484,407
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Laura D. Tyson
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1,132,919,374
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96,636,666
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7,854,694
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117,484,404
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2. Ratification of Appointment of Independent Auditor
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1,343,380,607
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8,892,428
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2,622,103
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*
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3. Approval of Amendment to Company’s 2007 Equity Incentive Compensation Plan
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905,691,174
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327,045,314
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4,674,235
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117,484,415
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4. Approval of Compensation of Executives (Non-Binding Advisory Resolution)
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972,200,900
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258,636,568
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6,573,247
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117,484,423
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1 Year
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2 Years
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3 Years
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Abstain
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Broker
Non-vote
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5. Frequency of Vote to Approve Compensation of Executives (Non-Binding Advisory Vote)
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1,122,231,190
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8,913,654
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99,636,036
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6,629,837
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117,484,421
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Exhibit
Number
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10.1
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2007 Equity Incentive Compensation Plan, as amended and restated as of March 25, 2011.
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MORGAN STANLEY
(Registrant)
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Date:
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By:
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/s/ Martin M. Cohen
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Name:
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Title:
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Corporate Secretary
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This ‘8-K’ Filing | Date | Other Filings | ||
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Filed on: | 5/19/11 | 424B2, FWP | ||
For Period End: | 5/18/11 | 3, 4, 424B2, DEF 14A, FWP | ||
3/25/11 | 424B2, FWP | |||
List all Filings |