SEC Info - Morgan Stanley Capital Trust VI, et al. - ‘S-3/A’ on 11/9/04

SEC Info℠

Home

Help

Please Sign In

Morgan Stanley Capital Trust VI, et al. – ‘S-3/A’ on 11/9/04

On: Tuesday, 11/9/04, at 8:52pm ET · As of: 11/10/04 · Accession #: 950103-4-1615 · File #s: 333-117752, -01, -02, -03, -04, -05

  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

11/10/04  Morgan Stanley Capital Trust VI   S-3/A                 40:3.4M                                   Davis Polk & … LLP 01/FA
          Morgan Stanley Capital Trust VII
          Morgan Stanley
          Morgan Stanley Capital Trust X
          Morgan Stanley Capital Trust IX
          Morgan Stanley Capital Trust VIII

Pre-Effective Amendment to Registration Statement for Securities Offered Pursuant to a Transaction — Form S-3
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: S-3/A       Pre-Effective Amendment to Registration Statement    100    494K 
                          for Securities Offered Pursuant to a                   
                          Transaction                                            
 2: EX-1.D      Underwriting Agreement                                64    192K 
 3: EX-1.E      Underwriting Agreement                                98    280K 
 4: EX-1.F      Underwriting Agreement                                37    117K 
23: EX-4.AA     Instrument Defining the Rights of Security Holders    68    208K 
24: EX-4.BB     Instrument Defining the Rights of Security Holders    19     70K 
32: EX-4.BBB    Instrument Defining the Rights of Security Holders     5     26K 
25: EX-4.CC     Instrument Defining the Rights of Security Holders    44    145K 
26: EX-4.DD     Instrument Defining the Rights of Security Holders    96    333K 
 5: EX-4.F      Instrument Defining the Rights of Security Holders    77    287K 
 6: EX-4.G      Instrument Defining the Rights of Security Holders    80    310K 
27: EX-4.JJ     Instrument Defining the Rights of Security Holders    10     35K 
 7: EX-4.K      Instrument Defining the Rights of Security Holders    27    108K 
 8: EX-4.L      Instrument Defining the Rights of Security Holders    19     70K 
 9: EX-4.M      Instrument Defining the Rights of Security Holders    59    206K 
10: EX-4.N      Instrument Defining the Rights of Security Holders    28    106K 
11: EX-4.O      Instrument Defining the Rights of Security Holders    20     69K 
12: EX-4.P      Instrument Defining the Rights of Security Holders    61    209K 
13: EX-4.Q      Instrument Defining the Rights of Security Holders    19     70K 
14: EX-4.R      Instrument Defining the Rights of Security Holders    29    109K 
15: EX-4.S      Instrument Defining the Rights of Security Holders    13     43K 
16: EX-4.T      Instrument Defining the Rights of Security Holders    31    116K 
17: EX-4.U      Instrument Defining the Rights of Security Holders    26    106K 
18: EX-4.V      Instrument Defining the Rights of Security Holders    12     41K 
28: EX-4.VV     Instrument Defining the Rights of Security Holders    74    279K 
19: EX-4.W      Instrument Defining the Rights of Security Holders    20     79K 
29: EX-4.WW     Instrument Defining the Rights of Security Holders    84    324K 
20: EX-4.X      Instrument Defining the Rights of Security Holders    18     71K 
21: EX-4.Y      Instrument Defining the Rights of Security Holders    16     63K 
30: EX-4.YY     Instrument Defining the Rights of Security Holders    17     62K 
22: EX-4.Z      Instrument Defining the Rights of Security Holders    18     66K 
31: EX-4.ZZ     Instrument Defining the Rights of Security Holders    23     82K 
33: EX-5.A      Opinion re: Legality                                   6     37K 
34: EX-5.B      Opinion re: Legality                                   3     24K 
35: EX-5.C      Opinion re: Legality                                   3     24K 
36: EX-5.D      Opinion re: Legality                                   3     23K 
37: EX-5.E      Opinion re: Legality                                   3     24K 
38: EX-5.F      Opinion re: Legality                                   3     23K 
39: EX-15       Letter re: Unaudited Interim Financial Information     1     19K 
40: EX-23.A     Consent of Experts or Counsel                          1     15K

Filing Submission 0000950103-04-001615 – SGML Text

Original SGML Text submitted by:	Davis Polk & Wardwell LLP 01/FA (as Filing Agent)

⇓Show all <DOCUMENT> <TEXT> elements below – 3.4M ↑Top ↓Bottom

<SUBMISSION>
<SECARCHIVE-DATETIME>		20041110-235452	 ⇐ Metadata from SEC Info (ET)
<SECWEBSITE-DATETIME>		20041110-235452	 ⇐ Metadata from SEC Info (ET)
<ACCEPTANCE-DATETIME>		20041109-205200	 ⇐ Filing accepted by SEC (ET)
<ACCESSION-NUMBER>		0000950103-04-001615
<TYPE>				S-3/A
<PUBLIC-DOCUMENT-COUNT>		40
<FILING-DATE>			20041110
<DATE-OF-FILING-DATE-CHANGE>	20041109

<FILER>
<COMPANY-DATA>
<CONFORMED-NAME>		MORGAN STANLEY CAPITAL TRUST VI
<CIK>				0001161449
<IRS-NUMBER>			000000000
<STATE-OF-INCORPORATION>	DE
<FISCAL-YEAR-END>		1231
</COMPANY-DATA>
<FILING-VALUES>
<FORM-TYPE>			S-3/A
<ACT>				33
<FILE-NUMBER>			333-117752-05
<FILM-NUMBER>			041131207
</FILING-VALUES>
<BUSINESS-ADDRESS>
<STREET1>			1585 BROADWAY
<CITY>				NEW YORK
<STATE>				NY
<ZIP>				10036
</BUSINESS-ADDRESS>
<MAIL-ADDRESS>
<STREET1>			1585 BROADWAY
<CITY>				NEW YORK
<STATE>				NY
<ZIP>				10036
</MAIL-ADDRESS>
</FILER>

<FILER>
<COMPANY-DATA>
<CONFORMED-NAME>		MORGAN STANLEY CAPITAL TRUST VII
<CIK>				0001161450
<IRS-NUMBER>			000000000
<STATE-OF-INCORPORATION>	DE
<FISCAL-YEAR-END>		1130
</COMPANY-DATA>
<FILING-VALUES>
<FORM-TYPE>			S-3/A
<ACT>				33
<FILE-NUMBER>			333-117752-04
<FILM-NUMBER>			041131208
</FILING-VALUES>
<BUSINESS-ADDRESS>
<STREET1>			1585 BROADWAY
<CITY>				NEW YORK
<STATE>				NY
<ZIP>				10036
</BUSINESS-ADDRESS>
<MAIL-ADDRESS>
<STREET1>			1585 BROADWAY
<CITY>				NEW YORK
<STATE>				NY
<ZIP>				10036
</MAIL-ADDRESS>
</FILER>

<FILER>
<COMPANY-DATA>
<CONFORMED-NAME>		MORGAN STANLEY
<CIK>				0000895421
<ASSIGNED-SIC>			6199
<IRS-NUMBER>			363145972  ⇒ 36-3145972 or 363-14-5972
<STATE-OF-INCORPORATION>	DE
<FISCAL-YEAR-END>		1130
</COMPANY-DATA>
<FILING-VALUES>
<FORM-TYPE>			S-3/A
<ACT>				33
<FILE-NUMBER>			333-117752
<FILM-NUMBER>			041131206
</FILING-VALUES>
<BUSINESS-ADDRESS>
<STREET1>			1585 BROADWAY
<CITY>				NEW YORK
<STATE>				NY
<ZIP>				10036
<PHONE>				2127614000
</BUSINESS-ADDRESS>
<MAIL-ADDRESS>
<STREET1>			1221 SIXTH AVENUE
<STREET2>			5TH FLOOR
<CITY>				NEW YORK
<STATE>				NY
<ZIP>				10020
</MAIL-ADDRESS>
<FORMER-COMPANY>
<FORMER-CONFORMED-NAME>		MORGAN STANLEY DEAN WITTER & CO
<DATE-CHANGED>			19980326
</FORMER-COMPANY>
<FORMER-COMPANY>
<FORMER-CONFORMED-NAME>		DEAN WITTER DISCOVER & CO
<DATE-CHANGED>			19960315
</FORMER-COMPANY>
</FILER>

<FILER>
<COMPANY-DATA>
<CONFORMED-NAME>		Morgan Stanley Capital Trust X
<CIK>				0001295223
<IRS-NUMBER>			000000000
<STATE-OF-INCORPORATION>	DE
<FISCAL-YEAR-END>		1130
</COMPANY-DATA>
<FILING-VALUES>
<FORM-TYPE>			S-3/A
<ACT>				33
<FILE-NUMBER>			333-117752-01
<FILM-NUMBER>			041131211
</FILING-VALUES>
<BUSINESS-ADDRESS>
<STREET1>			1585 BROADWAY
<CITY>				NEW YORK
<STATE>				NY
<ZIP>				10036
<PHONE>				212-761-4000
</BUSINESS-ADDRESS>
<MAIL-ADDRESS>
<STREET1>			1585 BROADWAY
<CITY>				NEW YORK
<STATE>				NY
<ZIP>				10036
</MAIL-ADDRESS>
</FILER>

<FILER>
<COMPANY-DATA>
<CONFORMED-NAME>		Morgan Stanley Capital Trust IX
<CIK>				0001295225
<IRS-NUMBER>			000000000
<STATE-OF-INCORPORATION>	DE
<FISCAL-YEAR-END>		1130
</COMPANY-DATA>
<FILING-VALUES>
<FORM-TYPE>			S-3/A
<ACT>				33
<FILE-NUMBER>			333-117752-02
<FILM-NUMBER>			041131210
</FILING-VALUES>
<BUSINESS-ADDRESS>
<STREET1>			1585 BROADWAY
<CITY>				NEW YORK
<STATE>				NY
<ZIP>				10036
<PHONE>				212-761-4000
</BUSINESS-ADDRESS>
<MAIL-ADDRESS>
<STREET1>			1585 BROADWAY
<CITY>				NEW YORK
<STATE>				NY
<ZIP>				10036
</MAIL-ADDRESS>
</FILER>

<FILER>
<COMPANY-DATA>
<CONFORMED-NAME>		Morgan Stanley Capital Trust VIII
<CIK>				0001295228
<IRS-NUMBER>			000000000
<STATE-OF-INCORPORATION>	DE
<FISCAL-YEAR-END>		1130
</COMPANY-DATA>
<FILING-VALUES>
<FORM-TYPE>			S-3/A
<ACT>				33
<FILE-NUMBER>			333-117752-03
<FILM-NUMBER>			041131209
</FILING-VALUES>
<BUSINESS-ADDRESS>
<STREET1>			1585 BROADWAY
<CITY>				NEW YORK
<STATE>				NY
<ZIP>				10036
<PHONE>				212-761-4000
</BUSINESS-ADDRESS>
<MAIL-ADDRESS>
<STREET1>			1585 BROADWAY
<CITY>				NEW YORK
<STATE>				NY
<ZIP>				10036
</MAIL-ADDRESS>
</FILER>

<DOCUMENT>
<TYPE>		S-3/A
<SEQUENCE>	1
<FILENAME>	nov0104_s3a1.txt
<TEXT>
       Show <TEXT>: 6,561 lines (widest: 132 characters) - 367K bytes  
</TEXT>
</DOCUMENT>

<DOCUMENT>
<TYPE>		EX-1.D
<SEQUENCE>	2
<FILENAME>	nov0104_ex01d.txt
<TEXT>
       Show <TEXT>: 2,902 lines (widest: 107 characters) - 169K bytes  
</TEXT>
</DOCUMENT>

<DOCUMENT>
<TYPE>		EX-1.E
<SEQUENCE>	3
<FILENAME>	nov0104_ex01e.txt
<TEXT>
       Show <TEXT>: 4,199 lines (widest: 107 characters) - 253K bytes  
</TEXT>
</DOCUMENT>

<DOCUMENT>
<TYPE>		EX-1.F
<SEQUENCE>	4
<FILENAME>	nov0104_ex01f.txt
<TEXT>
       Show <TEXT>: 1,611 lines (widest: 80 characters) - 95K bytes  
</TEXT>
</DOCUMENT>

<DOCUMENT>
<TYPE>		EX-4.F
<SEQUENCE>	5
<FILENAME>	nov0104_ex04f.txt
<TEXT>
       Show <TEXT>: 3,691 lines (widest: 80 characters) - 225K bytes  
</TEXT>
</DOCUMENT>

<DOCUMENT>
<TYPE>		EX-4.G
<SEQUENCE>	6
<FILENAME>	nov0104_ex04g.txt
<TEXT>
       Show <TEXT>: 3,966 lines (widest: 80 characters) - 243K bytes  
</TEXT>
</DOCUMENT>

<DOCUMENT>
<TYPE>		EX-4.K
<SEQUENCE>	7
<FILENAME>	nov0104_ex04k.txt
<TEXT>
       Show <TEXT>: 1,404 lines (widest: 115 characters) - 85K bytes  
</TEXT>
</DOCUMENT>

<DOCUMENT>
<TYPE>		EX-4.L
<SEQUENCE>	8
<FILENAME>	nov0104_ex04l.txt
<TEXT>
       Show <TEXT>: 866 lines (widest: 98 characters) - 51K bytes  
</TEXT>
</DOCUMENT>

<DOCUMENT>
<TYPE>		EX-4.M
<SEQUENCE>	9
<FILENAME>	nov0104_ex04m.txt
<TEXT>
       Show <TEXT>: 2,863 lines (widest: 116 characters) - 173K bytes  
</TEXT>
</DOCUMENT>

<DOCUMENT>
<TYPE>		EX-4.N
<SEQUENCE>	10
<FILENAME>	nov0104_ex04n.txt
<TEXT>
       Show <TEXT>: 1,376 lines (widest: 118 characters) - 83K bytes  
</TEXT>
</DOCUMENT>

<DOCUMENT>
<TYPE>		EX-4.O
<SEQUENCE>	11
<FILENAME>	nov0104_ex04o.txt
<TEXT>
       Show <TEXT>: 829 lines (widest: 103 characters) - 50K bytes  
</TEXT>
</DOCUMENT>

<DOCUMENT>
<TYPE>		EX-4.P
<SEQUENCE>	12
<FILENAME>	nov0104_ex04p.txt
<TEXT>
       Show <TEXT>: 2,958 lines (widest: 80 characters) - 177K bytes  
</TEXT>
</DOCUMENT>

<DOCUMENT>
<TYPE>		EX-4.Q
<SEQUENCE>	13
<FILENAME>	nov0104_ex04q.txt
<TEXT>
       Show <TEXT>: 851 lines (widest: 88 characters) - 51K bytes  
</TEXT>
</DOCUMENT>

<DOCUMENT>
<TYPE>		EX-4.R
<SEQUENCE>	14
<FILENAME>	nov0104_ex04r.txt
<TEXT>
       Show <TEXT>: 1,427 lines (widest: 127 characters) - 87K bytes  
</TEXT>
</DOCUMENT>

<DOCUMENT>
<TYPE>		EX-4.S
<SEQUENCE>	15
<FILENAME>	nov0104_ex04s.txt
<TEXT>
       Show <TEXT>: 507 lines (widest: 80 characters) - 28K bytes  
</TEXT>
</DOCUMENT>

<DOCUMENT>
<TYPE>		EX-4.T
<SEQUENCE>	16
<FILENAME>	nov0104_ex04t.txt
<TEXT>
       Show <TEXT>: 1,502 lines (widest: 132 characters) - 93K bytes  
</TEXT>
</DOCUMENT>

<DOCUMENT>
<TYPE>		EX-4.U
<SEQUENCE>	17
<FILENAME>	nov0104_ex04u.txt
<TEXT>
       Show <TEXT>: 1,358 lines (widest: 117 characters) - 84K bytes  
</TEXT>
</DOCUMENT>

<DOCUMENT>
<TYPE>		EX-4.V
<SEQUENCE>	18
<FILENAME>	nov0104_ex04v.txt
<TEXT>
       Show <TEXT>: 475 lines (widest: 80 characters) - 26K bytes  
</TEXT>
</DOCUMENT>

<DOCUMENT>
<TYPE>		EX-4.W
<SEQUENCE>	19
<FILENAME>	nov0104_ex04w.txt
<TEXT>
       Show <TEXT>: 962 lines (widest: 131 characters) - 61K bytes  
</TEXT>
</DOCUMENT>

<DOCUMENT>
<TYPE>		EX-4.X
<SEQUENCE>	20
<FILENAME>	nov0104_ex04x.txt
<TEXT>
       Show <TEXT>: 864 lines (widest: 80 characters) - 54K bytes  
</TEXT>
</DOCUMENT>

<DOCUMENT>
<TYPE>		EX-4.Y
<SEQUENCE>	21
<FILENAME>	nov0104_ex04y.txt
<TEXT>
       Show <TEXT>: 758 lines (widest: 80 characters) - 46K bytes  
</TEXT>
</DOCUMENT>

<DOCUMENT>
<TYPE>		EX-4.Z
<SEQUENCE>	22
<FILENAME>	nov0104_ex04z.txt
<TEXT>
       Show <TEXT>: 799 lines (widest: 80 characters) - 48K bytes  
</TEXT>
</DOCUMENT>

<DOCUMENT>
<TYPE>		EX-4.AA
<SEQUENCE>	23
<FILENAME>	nov0104_ex04aa.txt
<TEXT>
       Show <TEXT>: 3,025 lines (widest: 80 characters) - 182K bytes  
</TEXT>
</DOCUMENT>

<DOCUMENT>
<TYPE>		EX-4.BB
<SEQUENCE>	24
<FILENAME>	nov0104_ex04bb.txt
<TEXT>
       Show <TEXT>: 866 lines (widest: 111 characters) - 52K bytes  
</TEXT>
</DOCUMENT>

<DOCUMENT>
<TYPE>		EX-4.CC
<SEQUENCE>	25
<FILENAME>	nov0104_ex04cc.txt
<TEXT>
       Show <TEXT>: 1,901 lines (widest: 131 characters) - 107K bytes  
</TEXT>
</DOCUMENT>

<DOCUMENT>
<TYPE>		EX-4.DD
<SEQUENCE>	26
<FILENAME>	nov0104_ex04dd.txt
<TEXT>
       Show <TEXT>: 4,545 lines (widest: 101 characters) - 262K bytes  
</TEXT>
</DOCUMENT>

<DOCUMENT>
<TYPE>		EX-4.JJ
<SEQUENCE>	27
<FILENAME>	nov0104_ex04jj.txt
<TEXT>
       Show <TEXT>: 371 lines (widest: 80 characters) - 21K bytes  
</TEXT>
</DOCUMENT>

<DOCUMENT>
<TYPE>		EX-4.VV
<SEQUENCE>	28
<FILENAME>	nov0104_ex04vv.txt
<TEXT>
       Show <TEXT>: 3,801 lines (widest: 80 characters) - 215K bytes  
</TEXT>
</DOCUMENT>

<DOCUMENT>
<TYPE>		EX-4.WW
<SEQUENCE>	29
<FILENAME>	nov0104_ex04ww.txt
<TEXT>
       Show <TEXT>: 4,161 lines (widest: 80 characters) - 253K bytes  
</TEXT>
</DOCUMENT>

<DOCUMENT>
<TYPE>		EX-4.YY
<SEQUENCE>	30
<FILENAME>	nov0104_ex04yy.txt
<TEXT>
       Show <TEXT>: 702 lines (widest: 80 characters) - 44K bytes  
</TEXT>
</DOCUMENT>

<DOCUMENT>
<TYPE>		EX-4.ZZ
<SEQUENCE>	31
<FILENAME>	nov0104_ex04zz.txt
<TEXT>
       Show <TEXT>: 1,014 lines (widest: 80 characters) - 52K bytes  
</TEXT>
</DOCUMENT>

<DOCUMENT>
<TYPE>		EX-4.BBB
<SEQUENCE>	32
<FILENAME>	nov0104_ex04bbb.txt
<TEXT>
       Show <TEXT>: 215 lines (widest: 80 characters) - 11K bytes  
</TEXT>
</DOCUMENT>

<DOCUMENT>
<TYPE>		EX-5.A
<SEQUENCE>	33
<FILENAME>	ex05a.txt
<TEXT>
       Show <TEXT>: 289 lines (widest: 80 characters) - 19K bytes  
</TEXT>
</DOCUMENT>

<DOCUMENT>
<TYPE>		EX-5.B
<SEQUENCE>	34
<FILENAME>	nov0104_ex05b.txt
<TEXT>
       Show <TEXT>: 148 lines (widest: 80 characters) - 8K bytes  
</TEXT>
</DOCUMENT>

<DOCUMENT>
<TYPE>		EX-5.C
<SEQUENCE>	35
<FILENAME>	nov0104_ex05c.txt
<TEXT>
       Show <TEXT>: 148 lines (widest: 80 characters) - 8K bytes  
</TEXT>
</DOCUMENT>

<DOCUMENT>
<TYPE>		EX-5.D
<SEQUENCE>	36
<FILENAME>	nov0104_ex05d.txt
<TEXT>
       Show <TEXT>: 148 lines (widest: 80 characters) - 8K bytes  
</TEXT>
</DOCUMENT>

<DOCUMENT>
<TYPE>		EX-5.E
<SEQUENCE>	37
<FILENAME>	nov0104_ex05e.txt
<TEXT>
       Show <TEXT>: 149 lines (widest: 80 characters) - 8K bytes  
</TEXT>
</DOCUMENT>

<DOCUMENT>
<TYPE>		EX-5.F
<SEQUENCE>	38
<FILENAME>	nov0104_ex05f.txt
<TEXT>
       Show <TEXT>: 148 lines (widest: 80 characters) - 8K bytes  
</TEXT>
</DOCUMENT>

<DOCUMENT>
<TYPE>		EX-15
<SEQUENCE>	39
<FILENAME>	nov0104_ex15.txt
<TEXT>
       Show <TEXT>: 44 lines (widest: 80 characters) - 3K bytes  
</TEXT>
</DOCUMENT>

<DOCUMENT>
<TYPE>		EX-23.A
<SEQUENCE>	40
<FILENAME>	nov0104_ex23a.txt
<TEXT>
       Show <TEXT>: 22 lines (widest: 80 characters) - 2K bytes  
</TEXT>
</DOCUMENT>

</SUBMISSION>

↑Top

Filing Submission 0000950103-04-001615 – Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

Morgan Stanley Capital Trust VI, et al. – ‘S-3/A’ on 11/9/04

On: Tuesday, 11/9/04, at 8:52pm ET · As of: 11/10/04 · Accession #: 950103-4-1615 · File #s: 333-117752, -01, -02, -03, -04, -05

Pre-Effective Amendment to Registration Statement for Securities Offered Pursuant to a Transaction — Form S-3Filing Table of Contents

Pre-Effective Amendment to Registration Statement for Securities Offered Pursuant to a Transaction — Form S-3
Filing Table of Contents