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As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 7/13/21 American Axle & Mfg Holdings Inc. 8-K:5,9 7/13/21 11:226K Shearman & Sterling LLP |
Document/Exhibit Description Pages Size 1: 8-K Current Report Pursuant HTML 28K 2: EX-99.1 Press Release HTML 8K 7: R1 Cover HTML 46K 9: XML IDEA XML File -- Filing Summary XML 11K 6: XML XBRL Instance -- ss365821_8k_htm XML 15K 8: EXCEL IDEA Workbook of Financial Reports XLSX 6K 4: EX-101.LAB XBRL Labels -- axl-20210713_lab XML 96K 5: EX-101.PRE XBRL Presentations -- axl-20210713_pre XML 64K 3: EX-101.SCH XBRL Schema -- axl-20210713 XSD 12K 10: JSON XBRL Instance as JSON Data -- MetaLinks 25± 32K 11: ZIP XBRL Zipped Folder -- 0000947871-21-000768-xbrl Zip 12K
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
CURRENT REPORT PURSUANT
TO SECTION 13 OR 15(D) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date of report (Date of earliest event reported): i July 13, 2021
AMERICAN AXLE & MANUFACTURING
HOLDINGS, INC.
(Exact Name of Registrant as Specified in Its Charter)
(State or Other Jurisdiction of Incorporation)
| i 1-14303 | i 38-3161171 | ||||
| |||||
| (Commission File Number) | (IRS Employer Identification No.) | ||||
| i One Dauch Drive, i Detroit, i Michigan | i 48211-1198 | ||||
| |||||
| (Address of Principal Executive Offices) | (Zip Code) | ||||
| i (313) i 758-2000 | |||||
| (Registrant’s Telephone Number, Including Area Code) | |||||
| (Former Name or Former Address, if Changed Since Last Report) | |||||
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
i ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
i ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
i ☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
i ☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act:
| Title of each class | Trading Symbol(s) | Name of each exchange on which registered | ||||||
| i Common Stock, par value $0.01 per share | i AXL | i The New York Stock Exchange | ||||||
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
SECTION 5 – CORPORATE GOVERNANCE AND MANAGEMENT
| Item 5.02: | Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers |
On July 13, 2021, Gregory S. Deveson resigned as President - Driveline Business Unit of American Axle & Manufacturing Holdings, Inc. A copy of the press release announcing Mr. Deveson’s departure is furnished as Exhibit 99.1.
SECTION 9 – FINANCIAL STATEMENTS AND EXHIBITS
Item 9.01 Financial Statements and Exhibits
| Exhibit No. | Description |
| 99.1 | Press release dated July 13, 2021 |
C:
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, hereunto duly authorized.
|
AMERICAN AXLE & MANUFACTURING HOLDINGS, INC.
|
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| Date: | July 13, 2021 | By: | /s/ David E. Barnes | |
| David E. Barnes | ||||
| Vice President, General Counsel & Secretary | ||||
C:
| This ‘8-K’ Filing | Date | Other Filings | ||
|---|---|---|---|---|
 | ||||
| Filed on / For Period end: | 7/13/21 | None on these Dates | ||
| List all Filings | ||||
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 8/17/21 American Axle & Mfg Holdings Inc. 424B2 1:1M Toppan Merrill/FA 8/16/21 American Axle & Mfg Holdings Inc. 424B3 1:1M Toppan Merrill/FA |