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Galena Macro Fund Ltd – ‘D’ on 1/17/13

On:  Thursday, 1/17/13, at 1:51pm ET   ·   Effective:  1/17/13   ·   Accession #:  945621-13-13   ·   File #:  21-190452

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  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 1/17/13  Galena Macro Fund Ltd             D           1/17/13    1:8K                                     Dechert LLP/FA

Notice of an Offering of Securities Made Without Registration   —   Form D
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: D           Notice of an Offering of Securities Made Without    HTML      9K 
                          Registration -- primary_doc.xml/7.6                    




        

This ‘D’ Document is an XML Data File that may be rendered in various formats:

  Form D    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 

 
XML Data rendering:  Notice of an Exempt Offering of Securities
 
                                                                                                                                                                                
<?xml version="1.0" encoding="windows-1252"?>
<edgarSubmission>
<schemaVersion> X0706 </schemaVersion>
<submissionType> D </submissionType>
<testOrLive> LIVE </testOrLive>
<primaryIssuer>
<cik> 0001557861 </cik>
<entityName> Galena Macro Fund Ltd </entityName>
<issuerAddress>
<street1> INTERNATIONAL MANAGEMENT SERVICES LTD. </street1>
<street2> 3RD FLOOR HARBOUR CENTRE, P.O. BOX 61 </street2>
<city> GEORGE TOWN, GRAND CAYMAN </city>
<stateOrCountry> E9 </stateOrCountry>
<stateOrCountryDescription> CAYMAN ISLANDS </stateOrCountryDescription>
<zipCode> KY1-1102 </zipCode>
</issuerAddress>
<issuerPhoneNumber> 44 0 20 7170 7948 </issuerPhoneNumber>
<jurisdictionOfInc> CAYMAN ISLANDS </jurisdictionOfInc>
<issuerPreviousNameList>
<value> None </value>
</issuerPreviousNameList>
<edgarPreviousNameList>
<value> None </value>
</edgarPreviousNameList>
<entityType> Other </entityType>
<entityTypeOtherDesc> Exempt company with limited liability </entityTypeOtherDesc>
<yearOfInc>
<withinFiveYears> true </withinFiveYears>
<value> 2011 </value>
</yearOfInc>
</primaryIssuer>
<relatedPersonsList>
<relatedPersonInfo>
<relatedPersonName>
<firstName> Martin </firstName>
<lastName> Byrne </lastName>
</relatedPersonName>
<relatedPersonAddress>
<street1> Waterfront Centre </street1>
<street2> P.O. Box 2558, George Town </street2>
<city> GRAND CAYMAN </city>
<stateOrCountry> E9 </stateOrCountry>
<stateOrCountryDescription> CAYMAN ISLANDS </stateOrCountryDescription>
<zipCode> KY1-1103 </zipCode>
</relatedPersonAddress>
<relatedPersonRelationshipList>
<relationship> Director </relationship>
</relatedPersonRelationshipList>
<relationshipClarification></relationshipClarification>
</relatedPersonInfo>
<relatedPersonInfo>
<relatedPersonName>
<firstName> Sarah </firstName>
<lastName> Kelly </lastName>
</relatedPersonName>
<relatedPersonAddress>
<street1> INTERNATIONAL MANAGEMENT SERVICES LTD. </street1>
<street2> 3RD FLOOR HARBOUR CENTRE, P.O. BOX 61 </street2>
<city> GEORGE TOWN, GRAND CAYMAN </city>
<stateOrCountry> E9 </stateOrCountry>
<stateOrCountryDescription> CAYMAN ISLANDS </stateOrCountryDescription>
<zipCode> KY1-1102 </zipCode>
</relatedPersonAddress>
<relatedPersonRelationshipList>
<relationship> Director </relationship>
</relatedPersonRelationshipList>
<relationshipClarification></relationshipClarification>
</relatedPersonInfo>
<relatedPersonInfo>
<relatedPersonName>
<firstName> Jeremy </firstName>
<lastName> Weir </lastName>
</relatedPersonName>
<relatedPersonAddress>
<street1> Rue de Jargonnant 5 </street1>
<city> Geneva </city>
<stateOrCountry> V8 </stateOrCountry>
<stateOrCountryDescription> SWITZERLAND </stateOrCountryDescription>
<zipCode> 1207 </zipCode>
</relatedPersonAddress>
<relatedPersonRelationshipList>
<relationship> Director </relationship>
</relatedPersonRelationshipList>
<relationshipClarification></relationshipClarification>
</relatedPersonInfo>
<relatedPersonInfo>
<relatedPersonName>
<firstName> n/a </firstName>
<middleName> n/a </middleName>
<lastName> Galena Asset Management B.V. </lastName>
</relatedPersonName>
<relatedPersonAddress>
<street1> Geneva Branch </street1>
<street2> Rue de Jargonnant 5 </street2>
<city> Geneva </city>
<stateOrCountry> V8 </stateOrCountry>
<stateOrCountryDescription> SWITZERLAND </stateOrCountryDescription>
<zipCode> 1207 </zipCode>
</relatedPersonAddress>
<relatedPersonRelationshipList>
<relationship> Promoter </relationship>
</relatedPersonRelationshipList>
<relationshipClarification> Investment Manager of the Issuer ("Manager") </relationshipClarification>
</relatedPersonInfo>
</relatedPersonsList>
<offeringData>
<industryGroup>
<industryGroupType> Pooled Investment Fund </industryGroupType>
<investmentFundInfo>
<investmentFundType> Hedge Fund </investmentFundType>
<is40Act> false </is40Act>
</investmentFundInfo>
</industryGroup>
<issuerSize>
<aggregateNetAssetValueRange> Decline to Disclose </aggregateNetAssetValueRange>
</issuerSize>
<federalExemptionsExclusions>
<item> 06 </item>
<item> 3C </item>
<item> 3C.7 </item>
</federalExemptionsExclusions>
<typeOfFiling>
<newOrAmendment>
<isAmendment> false </isAmendment>
</newOrAmendment>
<dateOfFirstSale>
<yetToOccur> true </yetToOccur>
</dateOfFirstSale>
</typeOfFiling>
<durationOfOffering>
<moreThanOneYear> true </moreThanOneYear>
</durationOfOffering>
<typesOfSecuritiesOffered>
<isPooledInvestmentFundType> true </isPooledInvestmentFundType>
</typesOfSecuritiesOffered>
<businessCombinationTransaction>
<isBusinessCombinationTransaction> false </isBusinessCombinationTransaction>
<clarificationOfResponse></clarificationOfResponse>
</businessCombinationTransaction>
<minimumInvestmentAccepted> 100000 </minimumInvestmentAccepted>
<salesCompensationList>
<recipient>
<recipientName> Alternative Asset Management Securities, LLC </recipientName>
<recipientCRDNumber> 135131 </recipientCRDNumber>
<associatedBDName> None </associatedBDName>
<associatedBDCRDNumber> None </associatedBDCRDNumber>
<recipientAddress>
<street1> 2W 47th Street </street1>
<street2> Suite 1004 </street2>
<city> New York </city>
<stateOrCountry> NY </stateOrCountry>
<stateOrCountryDescription> NEW YORK </stateOrCountryDescription>
<zipCode> 10036 </zipCode>
</recipientAddress>
<statesOfSolicitationList>
<value> All States </value>
</statesOfSolicitationList>
<foreignSolicitation> false </foreignSolicitation>
</recipient>
</salesCompensationList>
<offeringSalesAmounts>
<totalOfferingAmount> Indefinite </totalOfferingAmount>
<totalAmountSold> 0 </totalAmountSold>
<totalRemaining> Indefinite </totalRemaining>
<clarificationOfResponse></clarificationOfResponse>
</offeringSalesAmounts>
<investors>
<hasNonAccreditedInvestors> false </hasNonAccreditedInvestors>
<totalNumberAlreadyInvested> 0 </totalNumberAlreadyInvested>
</investors>
<salesCommissionsFindersFees>
<salesCommissions>
<dollarAmount> 0 </dollarAmount>
</salesCommissions>
<findersFees>
<dollarAmount> 0 </dollarAmount>
</findersFees>
<clarificationOfResponse> Compensation equal to 15% (fifteen percent) of total management and incentive fees received by Manager on the assets raised by the Selling Agent (as defined in the Selling Agreement) and held by the Funds. </clarificationOfResponse>
</salesCommissionsFindersFees>
<useOfProceeds>
<grossProceedsUsed>
<dollarAmount> 0 </dollarAmount>
</grossProceedsUsed>
<clarificationOfResponse> The Directors are entitled to receive an annual fee. Depending on the share class, the Manager receives a monthly management fee equal to 1/12 of 0% - 2.0% of NAV payable in arrears and a performance fee of 0% - 20% of net profits accrued annually. </clarificationOfResponse>
</useOfProceeds>
<signatureBlock>
<authorizedRepresentative> false </authorizedRepresentative>
<signature>
<issuerName> Galena Macro Fund Ltd </issuerName>
<signatureName> /s/ Martin Byrne </signatureName>
<nameOfSigner> Martin Byrne </nameOfSigner>
<signatureTitle> Director </signatureTitle>
<signatureDate> 2013-01-17 </signatureDate>
</signature>
</signatureBlock>
</offeringData>
</edgarSubmission>


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Filing Submission 0000945621-13-000013   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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