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Dunlap David W – ‘4’ for 8/3/22 re: Socket Mobile, Inc.

On:  Wednesday, 8/3/22, at 7:29pm ET   ·   For:  8/3/22   ·   As:  Director   ·   Accession #:  944075-22-54   ·   File #:  1-13810

Previous ‘4’:  ‘4’ on 6/16/22 for 6/15/22   ·   Latest ‘4’:  This Filing

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 8/03/22  Dunlap David W                    4          Director    1:4K   Socket Mobile, Inc.               Socket Mobile, Inc.

Statement of Changes in Beneficial Ownership of Securities by an Insider   —   Form 4   —   SEA’34

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 4           Statement of Changes in Beneficial Ownership of     HTML      5K 
                Securities by an Insider -- primary_doc.xml/3.6


        

This ‘4’ Document is an XML Data File that may be rendered in various formats:

  Form 4    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 
 
Plain Text rendering:  Statement of Changes in Beneficial Ownership of Securities by an Insider
 
                                                                                                                                                                                
Ownership Document
 
Schema Version:  X0306
Document Type:  4
Period of Report:  8/3/22
Not Subject to Section 16:  0
Issuer:
Issuer CIK:  944075
Issuer Name:  SOCKET MOBILE, INC.
Issuer Trading Symbol:  SCKT
Reporting Owner:
Reporting Owner ID:
Owner CIK:  1192162
Owner Name:  DUNLAP DAVID W
Reporting Owner Address:
Owner Street 1:  40675 ENCYCLOPEDIA CIRCLE
Owner Street 2:
Owner City:  FREMONT
Owner State:  CA
Owner ZIP Code:  94538
Owner State Description:
Reporting Owner Relationship:
Is Director?  Yes
Is Officer?  No
Is Ten Percent Owner?  No
Is Other?  No
Derivative Table:
Derivative Transaction:
Security Title:
Value:  Common stock option
Conversion or Exercise Price:
Value:  2.95
Transaction Date:
Value:  8/3/22
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  A
Equity Swap Involved?  No
Transaction Timeliness:
Value:
Transaction Amounts:
Transaction Shares:
Value:  2000
Transaction Price Per Share:
Value:  0
Transaction Acquired-Disposed Code:
Value:  A
Exercise Date:
Footnote ID:  F1
Expiration Date:
Value:  8/3/32
Underlying Security:
Underlying Security Title:
Value:  Common
Underlying Security Shares:
Value:  2000
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  111,500
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Footnotes:
Footnote - F1:  Vests monthly over a 23-month period commencing August 3, 2022.
Owner Signature:
Signature Name:  /s/ David Dunlap
Signature Date:  8/3/22


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Filing Submission 0000944075-22-000054   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)
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