SEC Info℠  
    Home      Search      My Interests      Help      Sign In      Please Sign In

Haas Peter E. Jr. – ‘4’ for 1/31/23 re: Levi Strauss & Co.

On:  Tuesday, 1/9/24, at 5:35pm ET   ·   For:  1/31/23   ·   As:  10% Owner   ·   Accession #:  935836-24-18   ·   File #:  1-06631

Previous ‘4’:  ‘4’ on 7/16/21 for 7/14/21   ·   Latest ‘4’:  This Filing

Find Words in Filings emoji
 		  in    Show  and   ↓Hints

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 1/09/24  Haas Peter E. Jr.                 4          10% Owner   2:15K  Levi Strauss & Co.                Shartsis Friese LLP

Statement of Changes in Beneficial Ownership of Securities by an Insider   —   Form 4   —   SEA’34

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 4           Statement of Changes in Beneficial Ownership of     HTML      9K 
                Securities by an Insider -- ownership.xml/5.8                    
 2: EX-24       Power of Attorney                                   HTML      8K

‘4’   —   Statement of Changes in Beneficial Ownership of Securities by an Insider — ownership.xml/5.8



        

This ‘4’ Document is an XML Data File that may be rendered in various formats:

  Form 4    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 
 
SEC Info℠ rendering:  Statement of Changes in Beneficial Ownership of Securities by an Insider
 

The SEC has not released XSLT Stylesheets needed to render this File’s XML Data as a Form.

This is our “Plain Text” rendering:
 
                                                                                                                                                                                
Ownership Document
 
Schema Version:  X0508
Document Type:  4
Period of Report:  1/31/23
Not Subject to Section 16:  1
Issuer:
Issuer CIK:  94845
Issuer Name:  LEVI STRAUSS & CO
Issuer Trading Symbol:  LEVI
Reporting Owner:
Reporting Owner ID:
Owner CIK:  1768791
Owner Name:  Haas Peter E. Jr.
Reporting Owner Address:
Owner Street 1:  C/O LEVI STRAUSS & CO.
Owner Street 2:  1155 BATTERY STREET
Owner City:  SAN FRANCISCO
Owner State:  CA
Owner ZIP Code:  94111
Owner State Description:
Reporting Owner Relationship:
Is Director?  No
Is Officer?  No
Is Ten Percent Owner?  Yes
Is Other?  No
Officer Title:
Other Text:
Aff 10b5 One:  0
Derivative Table:
Derivative Transaction:
Security Title:
Value:  Class B Common Stock
Conversion or Exercise Price:
Footnote ID:  F1
Transaction Date:
Value:  1/31/23
Deemed Execution Date:
Transaction Coding:
Transaction Form Type:  5
Transaction Code:  G
Equity Swap Involved?  No
Transaction Timeliness:
Value:  E
Transaction Amounts:
Transaction Shares:
Value:  14,952
Transaction Price Per Share:
Value:  0
Transaction Acquired-Disposed Code:
Value:  D
Exercise Date:
Footnote ID:  F1
Expiration Date:
Footnote ID:  F1
Underlying Security:
Underlying Security Title:
Value:  Class A Common Stock
Underlying Security Shares:
Value:  14,952
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  5,050,357
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Derivative Holding:
Security Title:
Value:  Class B Common Stock
Conversion or Exercise Price:
Footnote ID:  F1
Exercise Date:
Footnote ID:  F1
Expiration Date:
Footnote ID:  F1
Underlying Security:
Underlying Security Title:
Value:  Class A Common Stock
Underlying Security Shares:
Footnote ID:  F1
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  0
Ownership Nature:
Direct or Indirect Ownership:
Value:  I
Nature of Ownership:
Value:  See Footnote
Footnote ID:  F2
Derivative Holding:
Security Title:
Value:  Class B Common Stock
Conversion or Exercise Price:
Footnote ID:  F1
Exercise Date:
Footnote ID:  F1
Expiration Date:
Footnote ID:  F1
Underlying Security:
Underlying Security Title:
Value:  Class A Common Stock
Underlying Security Shares:
Footnote ID:  F1
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  2,082,740
Ownership Nature:
Direct or Indirect Ownership:
Value:  I
Nature of Ownership:
Value:  See Footnote
Footnote ID:  F3
Derivative Holding:
Security Title:
Value:  Class B Common Stock
Conversion or Exercise Price:
Footnote ID:  F1
Exercise Date:
Footnote ID:  F1
Expiration Date:
Footnote ID:  F1
Underlying Security:
Underlying Security Title:
Value:  Class A Common Stock
Underlying Security Shares:
Footnote ID:  F1
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  400,000
Ownership Nature:
Direct or Indirect Ownership:
Value:  I
Nature of Ownership:
Value:  See Footnote
Footnote ID:  F4
Footnotes:
Footnote - F1:  Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
Footnote - F2:  Peter E. Haas Jr. previously reported shares of Class B Common Stock on behalf of the Peter E. Haas Jr. Family Fund (the "Family Fund"), in his capacity as its Vice-President. Mr. Haas has resigned as Vice President of the Family Fund, and will no longer report the shares owned by the Family Fund. The Family Fund is now filing its own Form 3 to report the ownership of these shares. Mr. Haas disclaims beneficial ownership of these shares.
Footnote - F3:  The shares are held by trusts, of which Mr. Haas is trustee, for the benefit of others. Mr. Haas disclaims beneficial ownership of these shares.
Footnote - F4:  The shares are held by Mr. Haas' spouse. Mr. Haas disclaims beneficial ownership of these shares.
Owner Signature:
Signature Name:  /s/ Joan L. Grant as Attorney-in-fact for Peter E. Haas, Jr.
Signature Date:  1/9/24


↑Top
Filing Submission 0000935836-24-000018   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)
Copyright © 2024 Fran Finnegan & Company LLC – All Rights Reserved.
About — Privacy — Redactions — Help — Sun., May 5, 6:31:24.2am ET