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Ownership Document |
Schema Version: X0306 |
Document Type: 4 |
Period of Report: 10/3/22 |
Not Subject to Section 16: 0 |
Issuer: |
| Issuer CIK: 727273 |
| Issuer Name: CADIZ INC |
| Issuer Trading Symbol: CDZI |
Reporting Owner: |
| Reporting Owner ID: |
| | Owner CIK: 1299311 |
| | Owner Name: Hickox Winston H |
| Reporting Owner Address: |
| | Owner Street 1: C/O CADIZ INC. |
| | Owner Street 2: 550 S HOPE ST, 2850 |
| | Owner City: LOS ANGELES |
| | Owner State: CA |
| | Owner ZIP Code: 90071 |
| | Owner State Description: |
| Reporting Owner Relationship: |
| | Is Director? Yes |
| | Is Officer? No |
| | Is Ten Percent Owner? No |
| | Is Other? No |
Non-Derivative Table: |
| Non-Derivative Transaction: |
| | Security Title: |
| | | Value: Common Stock |
| | Transaction Date: |
| | | Value: 10/3/22 |
| | Transaction Coding: |
| | | Transaction Form Type: 4 |
| | | Transaction Code: A |
| | | Equity Swap Involved? No |
| | Transaction Timeliness: |
| | | Value: |
| | Transaction Amounts: |
| | | Transaction Shares: |
| Value: 10,081 |
| Footnote ID: F1 |
| | | Transaction Price Per Share: |
| Value: 1.86 |
| | | Transaction Acquired-Disposed Code: |
| Value: A |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 155,894 |
| Footnote ID: F2 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: D |
| Non-Derivative Holding: |
| | Security Title: |
| | | Value: Common Stock |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 62,590 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: I |
| | | Nature of Ownership: |
| Value: By Spouse |
Footnotes: |
| Footnote - F1: Shares allocated to the Reporting Person under the 2019 Equity Incentive Plan in lieu of cash compensation for services rendered by the Reporting Person as a director of the Issuer for the 3-month period beginning October 1, 2022. |
| Footnote - F2: Includes 11,339 shares allocated to the Reporting Person under the 2019 Equity Incentive Plan for services rendered by the Reporting Person as a director of the Issuer for the 12-month period ended June 30, 2022, which shares will vest on January 31, 2023. |
Owner Signature: |
| Signature Name: Winston H. Hickox |
| Signature Date: 10/5/22 |