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Ownership Document
|
| Schema Version: X0306 |
| Document Type: 4 |
| Period of Report: 9/30/22 |
| Not Subject to Section 16: 0 |
| Issuer: |
| Issuer CIK: 775368 |
| Issuer Name: ALLEGHANY CORP /DE |
| Issuer Trading Symbol? Yes |
| Reporting Owner: |
| Reporting Owner ID: |
| | Owner CIK: 1782020 |
| | Owner Name: Jacobs Kerry J |
| Reporting Owner Address: |
| | Owner Street 1: C/O ALLEGHANY CORPORATION |
| | Owner Street 2: 1411 BROADWAY, 34TH FLOOR |
| | Owner City: NEW YORK |
| | Owner State: NY |
| | Owner ZIP Code: 10018 |
| | Owner State Description: |
| Reporting Owner Relationship: |
| | Is Director? No |
| | Is Officer? Yes |
| | Is Ten Percent Owner? No |
| | Is Other? No |
| | Officer Title: EVP, Chief Financial Officer |
| | Other Text: |
| Non-Derivative Table: |
| Non-Derivative Holding: |
| | Security Title: |
| | | Value: Common Stock |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 1,459 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: D |
| Derivative Table: |
| Derivative Transaction: |
| | Security Title: |
| | | Value: Phantom Stock |
| | Conversion or Exercise Price: |
| | | Footnote ID: F1 |
| | Transaction Date: |
| | | Value: 9/30/22 |
| | Deemed Execution Date: |
| | Transaction Coding: |
| | | Transaction Form Type: 4 |
| | | Transaction Code: A |
| | | Equity Swap Involved? No |
| | Transaction Timeliness: |
| | Transaction Amounts: |
| | | Transaction Shares: |
| Value: 53.1589 |
| | | Transaction Price Per Share: |
| Value: 840.64 |
| | | Transaction Acquired-Disposed Code: |
| Value: A |
| | Exercise Date: |
| | | Footnote ID: F1 |
| | Expiration Date: |
| | | Footnote ID: F1 |
| | Underlying Security: |
| | | Underlying Security Title: |
| Value: Common Stock |
| | | Underlying Security Shares: |
| Value: 53.1589 |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 1,100.0831 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: D |
| Footnotes: |
| Footnote - F1: In accordance with the registrant's non-qualified deferred compensation plan, the reporting person received these phantom stock units pursuant to an election by the reporting person on December 10, 2020. Each phantom stock unit is the economic equivalent of one share of the registrant's common stock. Phantom stock units are payable in cash on the date elected by the reporting person. |
| Owner Signature: |
| Signature Name: /s/ Christopher K. Dalrymple, Attorney-in-Fact |
| Signature Date: 10/4/22 |
