SEC Info - Continental General Insurance Co., et al. - ‘4’ for 3/15/24 re: Alpha Metallurgical Resources, Inc.

Ownership Document

Schema Version: X0508

Document Type: 4

Period of Report: 3/15/24

Not Subject to Section 16: 0

Issuer:

Issuer CIK: 1704715

Issuer Name: Alpha Metallurgical Resources, Inc.

Issuer Trading Symbol: AMR

Reporting Owner:

Reporting Owner ID:

Owner CIK: 1812551

Owner Name: Gorzynski Michael

Reporting Owner Address:

Owner Street 1: 595 MADISON AVE

Owner Street 2: FLOOR 30

Owner City: NEW YORK

Owner State: NY

Owner ZIP Code: 10022

Owner State Description:

Reporting Owner Relationship:

Is Director? Yes

Is Officer? No

Is Ten Percent Owner? Yes

Is Other? Yes

Officer Title:

Other Text: See Remarks

Reporting Owner:

Reporting Owner ID:

Owner CIK: 1801092

Owner Name: Percy Rockdale LLC

Reporting Owner Address:

Owner Street 1: 595 MADISON AVENUE

Owner Street 2: 29TH FLOOR

Owner City: NEW YORK

Owner State: NY

Owner ZIP Code: 10022

Owner State Description:

Reporting Owner Relationship:

Is Director? Yes

Is Officer? No

Is Ten Percent Owner? Yes

Is Other? Yes

Officer Title:

Other Text: See Remarks

Reporting Owner:

Reporting Owner ID:

Owner CIK: 1872134

Owner Name: MG Capital Management Ltd.

Reporting Owner Address:

Owner Street 1: C/O CAMPBELLS LLP

Owner Street 2: FLOOR 4, WILLOW HOUSE, CRICKET SQUARE

Owner City: GRAND CAYMAN

Owner State: E9

Owner ZIP Code: KY1-9010

Owner State Description: CAYMAN ISLANDS

Reporting Owner Relationship:

Is Director? Yes

Is Officer? No

Is Ten Percent Owner? Yes

Is Other? Yes

Officer Title:

Other Text: See Remarks

Reporting Owner:

Reporting Owner ID:

Owner CIK: 24046

Owner Name: CONTINENTAL GENERAL INSURANCE CO

Reporting Owner Address:

Owner Street 1: 11001 LAKELINE BLVD., STE. 120

Owner Street 2:

Owner City: AUSTIN

Owner State: TX

Owner ZIP Code: 78717

Owner State Description:

Reporting Owner Relationship:

Is Director? Yes

Is Officer? No

Is Ten Percent Owner? Yes

Is Other? Yes

Officer Title:

Other Text: See Remarks

Reporting Owner:

Reporting Owner ID:

Owner CIK: 1663139

Owner Name: Continental Insurance Group, Ltd.

Reporting Owner Address:

Owner Street 1: 11001 LAKELINE BLVD., STE. 120

Owner Street 2:

Owner City: AUSTIN

Owner State: TX

Owner ZIP Code: 78717

Owner State Description:

Reporting Owner Relationship:

Is Director? Yes

Is Officer? No

Is Ten Percent Owner? Yes

Is Other? Yes

Officer Title:

Other Text: See Remarks

Reporting Owner:

Reporting Owner ID:

Owner CIK: 1872137

Owner Name: Continental General Holdings LLC

Reporting Owner Address:

Owner Street 1: 11001 LAKELINE BLVD., STE. 120

Owner Street 2:

Owner City: AUSTIN

Owner State: TX

Owner ZIP Code: 78717

Owner State Description:

Reporting Owner Relationship:

Is Director? Yes

Is Officer? No

Is Ten Percent Owner? Yes

Is Other? Yes

Officer Title:

Other Text: See Remarks

Aff 10b5 One: 0

Non-Derivative Table:

Non-Derivative Transaction:

Security Title:

Value: Common Stock, $0.01 par value per share

Footnote ID: F1

Transaction Date:

Value: 3/15/24

Deemed Execution Date:

Transaction Coding:

Transaction Form Type: 4

Transaction Code: P

Equity Swap Involved? No

Transaction Timeliness:

Transaction Amounts:

Transaction Shares:

Value: 3,330

Transaction Price Per Share:

Value: 291.3470

Footnote ID: F2

Transaction Acquired-Disposed Code:

Value: A

Post-Transaction Amounts:

Shares Owned Following Transaction:

Value: 593,779

Ownership Nature:

Direct or Indirect Ownership:

Value: I

Nature of Ownership:

Value: By Continental General Insurance Company

Footnote ID: F3

Non-Derivative Transaction:

Security Title:

Value: Common Stock, $0.01 par value per share

Footnote ID: F1

Transaction Date:

Value: 3/15/24

Deemed Execution Date:

Transaction Coding:

Transaction Form Type: 4

Transaction Code: P

Equity Swap Involved? No

Transaction Timeliness:

Transaction Amounts:

Transaction Shares:

Value: 473

Transaction Price Per Share:

Value: 292.5981

Footnote ID: F4

Transaction Acquired-Disposed Code:

Value: A

Post-Transaction Amounts:

Shares Owned Following Transaction:

Value: 594,252

Ownership Nature:

Direct or Indirect Ownership:

Value: I

Nature of Ownership:

Value: By Continental General Insurance Company

Footnote ID: F3

Non-Derivative Transaction:

Security Title:

Value: Common Stock, $0.01 par value per share

Footnote ID: F1

Transaction Date:

Value: 3/15/24

Deemed Execution Date:

Transaction Coding:

Transaction Form Type: 4

Transaction Code: P

Equity Swap Involved? No

Transaction Timeliness:

Transaction Amounts:

Transaction Shares:

Value: 368

Transaction Price Per Share:

Value: 293.5996

Footnote ID: F5

Transaction Acquired-Disposed Code:

Value: A

Post-Transaction Amounts:

Shares Owned Following Transaction:

Value: 594,620

Ownership Nature:

Direct or Indirect Ownership:

Value: I

Nature of Ownership:

Value: By Continental General Insurance Company

Footnote ID: F3

Non-Derivative Transaction:

Security Title:

Value: Common Stock, $0.01 par value per share

Footnote ID: F1

Transaction Date:

Value: 3/15/24

Deemed Execution Date:

Transaction Coding:

Transaction Form Type: 4

Transaction Code: P

Equity Swap Involved? No

Transaction Timeliness:

Transaction Amounts:

Transaction Shares:

Value: 5,716

Transaction Price Per Share:

Value: 295.2383

Footnote ID: F6

Transaction Acquired-Disposed Code:

Value: A

Post-Transaction Amounts:

Shares Owned Following Transaction:

Value: 600,336

Ownership Nature:

Direct or Indirect Ownership:

Value: I

Nature of Ownership:

Value: By Continental General Insurance Company

Footnote ID: F3

Non-Derivative Transaction:

Security Title:

Value: Common Stock, $0.01 par value per share

Footnote ID: F1

Transaction Date:

Value: 3/15/24

Deemed Execution Date:

Transaction Coding:

Transaction Form Type: 4

Transaction Code: P

Equity Swap Involved? No

Transaction Timeliness:

Transaction Amounts:

Transaction Shares:

Value: 113

Transaction Price Per Share:

Value: 295.82

Transaction Acquired-Disposed Code:

Value: A

Post-Transaction Amounts:

Shares Owned Following Transaction:

Value: 600,449

Ownership Nature:

Direct or Indirect Ownership:

Value: I

Nature of Ownership:

Value: By Continental General Insurance Company

Footnote ID: F3

Non-Derivative Transaction:

Security Title:

Value: Common Stock, $0.01 par value per share

Footnote ID: F1

Transaction Date:

Value: 3/15/24

Deemed Execution Date:

Transaction Coding:

Transaction Form Type: 4

Transaction Code: P

Equity Swap Involved? No

Transaction Timeliness:

Transaction Amounts:

Transaction Shares:

Value: 4,570

Transaction Price Per Share:

Value: 299.3411

Footnote ID: F7

Transaction Acquired-Disposed Code:

Value: A

Post-Transaction Amounts:

Shares Owned Following Transaction:

Value: 605,019

Ownership Nature:

Direct or Indirect Ownership:

Value: I

Nature of Ownership:

Value: By Continental General Insurance Company

Footnote ID: F3

Non-Derivative Transaction:

Security Title:

Value: Common Stock, $0.01 par value per share

Footnote ID: F1

Transaction Date:

Value: 3/15/24

Deemed Execution Date:

Transaction Coding:

Transaction Form Type: 4

Transaction Code: P

Equity Swap Involved? No

Transaction Timeliness:

Transaction Amounts:

Transaction Shares:

Value: 430

Transaction Price Per Share:

Value: 300.1727

Footnote ID: F8

Transaction Acquired-Disposed Code:

Value: A

Post-Transaction Amounts:

Shares Owned Following Transaction:

Value: 605,449

Ownership Nature:

Direct or Indirect Ownership:

Value: I

Nature of Ownership:

Value: By Continental General Insurance Company

Footnote ID: F3

Non-Derivative Holding:

Security Title:

Value: Common Stock, $0.01 par value per share

Footnote ID: F1

Post-Transaction Amounts:

Shares Owned Following Transaction:

Value: 787,097

Ownership Nature:

Direct or Indirect Ownership:

Value: I

Nature of Ownership:

Value: By Percy Rockdale LLC

Footnote ID: F9

Non-Derivative Holding:

Security Title:

Value: Common Stock, $0.01 par value per share

Footnote ID: F1

Post-Transaction Amounts:

Shares Owned Following Transaction:

Value: 1,691

Ownership Nature:

Direct or Indirect Ownership:

Value: I

Nature of Ownership:

Value: By MG Capital Management, Ltd.

Footnote ID: F10

Non-Derivative Holding:

Security Title:

Value: Common Stock, $0.01 par value per share

Footnote ID: F1

Post-Transaction Amounts:

Shares Owned Following Transaction:

Value: 4,486

Ownership Nature:

Direct or Indirect Ownership:

Value: I

Nature of Ownership:

Value: By Spouse

Footnote ID: F11

Non-Derivative Holding:

Security Title:

Value: Common Stock, $0.01 par value per share

Footnote ID: F1

Post-Transaction Amounts:

Shares Owned Following Transaction:

Value: 1,810

Ownership Nature:

Direct or Indirect Ownership:

Value: D

Footnotes:

Footnote - F1: This Form 4 is filed jointly by Percy Rockdale LLC ("Percy Rockdale"), MG Capital Management, Ltd. ("MG Capital Management"), Continental General Insurance Company ("CGIC"), Continental Insurance Group, Ltd. ("CIG"), Continental General Holdings LLC ("CGH") and Michael Gorzynski (collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that collective beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Footnote - F2: The reported price represents a weighted average sale price. The range of prices at which common stock was sold was $291.2050 to $291.8550 per share. The Reporting Person undertakes to provide to the Staff, the Issuer or a security holder full information regarding the number of shares sold at each separate price.

Footnote - F3: Represents securities directly held by CGIC. CIG serves as the parent operating company of CGIC. CGH serves as an investment holding company and the sole owner of CIG. Mr. Gorzynski serves as the Manager of CGH. By virtue of the foregoing relationships, each of CIG, CGH and Mr. Gorzynski may be deemed to beneficially own the securities reported herein as beneficially owned directly by CGIC.

Footnote - F4: The reported price represents a weighted average sale price. The range of prices at which Common Stock was sold was $292.2300 to $292.7650 per share. The Reporting Persons undertake to provide to the Staff, the Issuer or a security holder full information regarding the number of shares sold at each separate price.

Footnote - F5: The reported price represents a weighted average sale price. The range of prices at which Common Stock was sold was $293.5300 to $293.6950 per share. The Reporting Persons undertake to provide to the Staff, the Issuer or a security holder full information regarding the number of shares sold at each separate price.

Footnote - F6: The reported price represents a weighted average sale price. The range of prices at which Common Stock was sold was $294.5900 to $295.4200 per share. The Reporting Persons undertake to provide to the Staff, the Issuer or a security holder full information regarding the number of shares sold at each separate price.

Footnote - F7: The reported price represents a weighted average sale price. The range of prices at which Common Stock was sold was $299.0450 to $300.0200 per share. The Reporting Persons undertake to provide to the Staff, the Issuer or a security holder full information regarding the number of shares sold at each separate price.

Footnote - F8: The reported price represents a weighted average sale price. The range of prices at which common stock was sold was $300.0900 to $300.2750 per share. The Reporting Persons undertake to provide to the Staff, the Issuer or a security holder full information regarding the number of shares sold at each separate price.

Footnote - F9: Represents securities directly held by Percy Rockdale. As the sole Manager of Percy Rockdale, Mr. Gorzynski may be deemed to beneficially own the securities reported herein as beneficially owned directly by Percy Rockdale.

Footnote - F10: Represents securities directly held by MG Capital Management. As the sole Director of MG Capital Management, Mr. Gorzynski may be deemed to beneficially own the securities reported herein as beneficially owned directly by MG Capital Management.

Footnote - F11: Represents securities directly held by Mr. Gorzynski's wife. Mr. Gorzynski disclaims beneficial ownership of the securities reported herein as beneficially owned directly by his wife except to the extent of his pecuniary interest therein, and this report shall not be deemed to be an admission that Mr. Gorzynski is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Remarks: Mr. Gorzynski is a director of the Issuer. For purposes of Section 16 of the Securities Exchange Act of 1934, as amended, each of the Reporting Persons (other than Mr. Gorzynski) may be deemed a director by deputization by virtue of Mr. Gorzynski's service on the Board of Directors of the Issuer.

Owner Signature:

Signature Name: /s/ Michael Gorzynski

Signature Date: 3/19/24

Owner Signature:

Signature Name: Percy Rockdale LLC; By: /s/ Michael Gorzynski, Sole Manager

Signature Date: 3/19/24

Owner Signature:

Signature Name: MG Capital Management, Ltd.; By: /s/ Michael Gorzynski, Sole Director

Signature Date: 3/19/24

Owner Signature:

Signature Name: Continental General Insurance Company; By: /s/ Michael Gorzynski, Executive Chairman

Signature Date: 3/19/24

Owner Signature:

Signature Name: Continental Insurance Group, Ltd.; By: /s/ Michael Gorzynski, Chairman & President

Signature Date: 3/19/24

Owner Signature:

Signature Name: Continental General Holdings, LLC; By: /s/ Michael Gorzynski, Manager

Signature Date: 3/19/24

Continental General Insurance Co., et al. – ‘4’ for 3/15/24 re: Alpha Metallurgical Resources, Inc.

On: Tuesday, 3/19/24, at 5:32pm ET · For: 3/15/24 · As: Director, 10% Owner and Other · Accession #: 921895-24-686 · File #: 1-38735

Previous ‘4’: ‘4’ on 3/4/24 for 2/29/24 · Next & Latest: ‘4’ on 5/6/24 for 5/2/24

Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 — SEA’34

Filing Table of Contents

This ‘4’ Document is an XML Data File that may be rendered in various formats:

The SEC has not released XSLT Stylesheets needed to render this File’s XML Data as a Form.

Continental General Insurance Co., et al. – ‘4’ for 3/15/24 re: Alpha Metallurgical Resources, Inc.

On: Tuesday, 3/19/24, at 5:32pm ET · For: 3/15/24 · As: Director, 10% Owner and Other · Accession #: 921895-24-686 · File #: 1-38735

Previous ‘4’: ‘4’ on 3/4/24 for 2/29/24 · Next & Latest: ‘4’ on 5/6/24 for 5/2/24

Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 — SEA’34Filing Table of Contents

This ‘4’ Document is an XML Data File that may be rendered in various formats:

The SEC has not released XSLT Stylesheets needed to render this File’s XML Data as a Form.

Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 — SEA’34

Filing Table of Contents