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Frank Morgan C. – ‘4’ for 3/31/24 re: Modular Medical, Inc.

On:  Thursday, 4/4/24, at 10:28am ET   ·   For:  3/31/24   ·   As:  Director and 10% Owner   ·   Accession #:  919574-24-2337   ·   File #:  1-41277

Previous ‘4’:  ‘4/A’ on 1/12/24 for 12/30/23   ·   Next & Latest:  ‘4’ on 5/13/24 for 5/9/23

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 4/04/24  Frank Morgan C.                   4          Dir.,%Own.  1:7K   Modular Medical, Inc.             Seward & Kissel LLP

Statement of Changes in Beneficial Ownership of Securities by an Insider   —   Form 4   —   SEA’34

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 4           Statement of Changes in Beneficial Ownership of     HTML      7K 
                Securities by an Insider -- ownership.xml/5.8


        

This ‘4’ Document is an XML Data File that may be rendered in various formats:

  Form 4    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 
 
SEC Info℠ rendering:  Statement of Changes in Beneficial Ownership of Securities by an Insider
 

The SEC has not released XSLT Stylesheets needed to render this File’s XML Data as a Form.

This is our “Plain Text” rendering:
 
                                                                                                                                                                                
Ownership Document
 
Schema Version:  X0508
Document Type:  4
Period of Report:  3/31/24
Not Subject to Section 16:  0
Issuer:
Issuer CIK:  1074871
Issuer Name:  Modular Medical, Inc.
Issuer Trading Symbol:  MODD
Reporting Owner:
Reporting Owner ID:
Owner CIK:  1593072
Owner Name:  FRANK MORGAN C.
Reporting Owner Address:
Owner Street 1:  2 CALLE CANDINA, #1701
Owner Street 2:
Owner City:  SAN JUAN
Owner State:  PR
Owner ZIP Code:  00907
Owner State Description:  PUERTO RICO
Reporting Owner Relationship:
Is Director?  Yes
Is Officer?  No
Is Ten Percent Owner?  Yes
Is Other?  No
Officer Title:
Other Text:
Aff 10b5 One:  0
Derivative Table:
Derivative Transaction:
Security Title:
Value:  Option to purchase common stock
Footnote ID:  F1
Conversion or Exercise Price:
Value:  1.95
Transaction Date:
Value:  3/31/24
Deemed Execution Date:
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  A
Equity Swap Involved?  No
Transaction Timeliness:
Transaction Amounts:
Transaction Shares:
Value:  1,875
Transaction Price Per Share:
Footnote ID:  F1
Transaction Acquired-Disposed Code:
Value:  A
Exercise Date:
Value:  3/31/24
Expiration Date:
Value:  3/31/34
Underlying Security:
Underlying Security Title:
Value:  Common Stock
Underlying Security Shares:
Value:  1,875
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  1,875
Footnote ID:  F2
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Derivative Transaction:
Security Title:
Value:  Option to purchase common stock
Footnote ID:  F1
Conversion or Exercise Price:
Value:  1.95
Transaction Date:
Value:  3/31/24
Deemed Execution Date:
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  A
Equity Swap Involved?  No
Transaction Timeliness:
Transaction Amounts:
Transaction Shares:
Value:  7,500
Transaction Price Per Share:
Footnote ID:  F1
Transaction Acquired-Disposed Code:
Value:  A
Exercise Date:
Value:  3/31/24
Expiration Date:
Value:  3/31/34
Underlying Security:
Underlying Security Title:
Value:  Common Stock
Underlying Security Shares:
Value:  7,500
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  9,375
Footnote ID:  F2
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Footnotes:
Footnote - F1:  The options were granted to the Reporting Person in accordance with the Issuer's Outside Director Compensation Plan, and the options were fully vested and exercisable on the grant date.
Footnote - F2:  In accordance with Instruction 4 to this Form, column 9 reports only total beneficial ownership of the "class" of derivative security reported in column 1. Options that have different exercise prices or vesting terms are not considered to be of the same "class."
Owner Signature:
Signature Name:  Morgan C. Frank, By: /s/ Morgan C. Frank
Signature Date:  4/4/24


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