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Ownership Document
|
| Schema Version: X0508 |
| Document Type: 4 |
| Period of Report: 11/9/23 |
| Issuer: |
| Issuer CIK: 1200375 |
| Issuer Name: CODEXIS, INC. |
| Issuer Trading Symbol: CDXS |
| Reporting Owner: |
| Reporting Owner ID: |
| | Owner CIK: 1322731 |
| | Owner Name: Singhvi Rahul |
| Reporting Owner Address: |
| | Owner Street 1: C/O CODEXIS, INC. |
| | Owner Street 2: 200 PENOBSCOT DRIVE |
| | Owner City: REDWOOD CITY |
| | Owner State: CA |
| | Owner ZIP Code: 94063 |
| | Owner State Description: |
| Reporting Owner Relationship: |
| | Is Director? Yes |
| Aff 10b5 One? No |
| Derivative Table: |
| Derivative Transaction: |
| | Security Title: |
| | | Value: Stock Option (Right to Buy) |
| | Conversion or Exercise Price: |
| | | Value: 1.6 |
| | Transaction Date: |
| | | Value: 11/9/23 |
| | Transaction Coding: |
| | | Transaction Form Type: 4 |
| | | Transaction Code: A |
| | | Equity Swap Involved? No |
| | Transaction Amounts: |
| | | Transaction Shares: |
| Value: 10,000 |
| | | Transaction Price Per Share: |
| Value: 0 |
| | | Transaction Acquired-Disposed Code: |
| Value: A |
| | Exercise Date: |
| | | Footnote ID: F1 |
| | Expiration Date: |
| | | Value: 11/9/33 |
| | Underlying Security: |
| | | Underlying Security Title: |
| Value: Common Stock |
| | | Underlying Security Shares: |
| Value: 10,000 |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 10,000 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: D |
| Footnotes: |
| Footnote - F1: This option vests and becomes exercisable with respect to 25% of the shares subject thereto on each annual anniversary of the grant date, such that the option will be fully vested and exercisable on November 9, 2027, in each case subject to continued service through the applicable vesting date. |
| Owner Signature: |
| Signature Name: /s/ Sriram Ryali, as Attorney-in-Fact for Rahul Singhvi |
| Signature Date: 11/14/23 |
