SEC Info - SZ Investments LLC, et al. - ‘SC 13D/A’ on 2/2/00 re: Capital Trust

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SZ Investments LLC, et al. – ‘SC 13D/A’ on 2/2/00 re: Capital Trust

On: Wednesday, 2/2/00 · Accession #: 903112-0-55 · File #: 5-39821

  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 2/02/00  SZ Investments LLC                SC 13D/A               1:52K  Capital Trust                     Battle Fowler/FA
          Chai Trust Company, L.L.C.
          CMH Investment Partnership LP
          Craig M. Hatkoff
          Equity Group Investments, L.L.C.
          John R. Klopp
          JRK Investment Partnership LP
          Sam Investment Trust
          Samstock, L.L.C.
          SZ Investments LLC
          Veqtor Finance Company, L.L.C.
          Zell General Partnership, Inc.

Amendment to General Statement of Beneficial Ownership — Schedule 13D
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: SC 13D/A    Amendment to General Statement of Beneficial          25     93K 
                          Ownership

Document Table of Contents

Page	(sequential)	\|	(alphabetic)	Top
			Alternative Formats (Word, et al.) Class A Common Stock Contracts, Arrangements, Understandings or Relationships with respect to Securities of the Issuer Identity and Background Interest in Securities of the Issuer Is Amended and Restated as Follows: Is Amended and Restated in Its Entirety as Follows: Is Amended and Supplemented by Adding the Following: Is amended and supplemented by adding the following: Issuer Is Amended as Follows: Purpose of Transaction Source and Amount of Funds or Other Consideration
1	1st Page - Filing Submission
"	Class A Common Stock
13	Item 2. Identity and Background
"	Item 2. Is Amended and Restated in Its Entirety as Follows:
14	Item 3. Source and Amount of Funds or Other Consideration
"	Item 3. Is Amended and Supplemented by Adding the Following:
15	Item 4. Purpose of Transaction
"	Item 4. Is Amended and Restated as Follows:
"	Item 5. Interest in Securities of the Issuer
"	Item 5. Is Amended as Follows:
17	Item 6. Contracts, Arrangements, Understandings or Relationships with respect to Securities of the Issuer
"	Item 7. Is amended and supplemented by adding the following: Issuer

SC 13D/A 1st Page of 25 TOC ↑Top Previous Next ↓Bottom Just 1st
 
As filed with the Securities and Exchange Commission on February 2, 2000

 UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

SCHEDULE 13D/A
 (Amendment No. 5)

 Under the Securities Exchange Act of 1934

 Capital Trust, Inc.
--------------------------------------------------------------------------------
(Name of Issuer)

Class A Common Stock
--------------------------------------------------------------------------------
(Title of Class of Securities)

 14052H100
--------------------------------------------------------------------------------
(CUSIP Number)

Thomas E. Kruger, Esq.
Michael L. Zuppone, Esq.
 Battle Fowler LLP
 75 East 55th Street
New York, NY 10022
(212) 856-7000
--------------------------------------------------------------------------------
(Name, Address and Telephone Number of Person Authorized to Receive Notices 
and Communications) 

December 2, 1999
--------------------------------------------------------------------------------
 (Date of Event which Requires Filing of this Statement)

If the filing person has previously filed a statement on Schedule 13G to report 
the acquisition which is the subject of this Schedule 13D, and is filing this   
schedule because of Rule 13d-1(e)(f) or (g), check the following box / /.       

Note: Six copies of this statement, including all exhibits, should be filed with
the Commission. See Rule 13d-7 for other parties to whom copies are to be sent. 

* The remainder of this cover page shall be filled out for a reporting person's 
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter           
disclosures provided in a prior cover page.                                     

The information required on the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of   
1934 ("Act") or otherwise subject to the liabilities of that section of the Act 
but shall be subject to all other provisions of the Act.                        

901199.6                                                                        

SC 13D/A 2nd Page of 25 TOC 1st Previous Next ↓Bottom Just 2nd
CUSIP No. 14052H100                                   SCHEDULE 13D              

--------------------------------------------------------------------------------
1           NAME OF REPORTING PERSON                                            
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON       

Veqtor Finance Company, L.L.C.                          
--------------------------------------------------------------------------------
2           CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*     (a) / /       
                                                           (b) / /
--------------------------------------------------------------------------------
3           SEC USE ONLY                                                        

--------------------------------------------------------------------------------
4           SOURCE OF FUNDS*                                                    

AF, BK                                                  
--------------------------------------------------------------------------------
5           CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT   
TO ITEMS 2(d) or 2(e)                                   
/ /                 
--------------------------------------------------------------------------------
6           CITIZENSHIP OR PLACE OF ORGANIZATION                                

State of Delaware                                       
--------------------------------------------------------------------------------
7        SOLE VOTING POWER      
     3,192,288
NUMBER OF SHARES        --------------------------------------------------------
BENEFICIALLY            8        SHARED VOTING POWER                            
OWNED BY EACH                          -0-                                      
REPORTING               --------------------------------------------------------
PERSON WITH             9        SOLE DISPOSITIVE POWER                         
 -0-
                        --------------------------------------------------------
 10       SHARED DISPOSITIVE POWER
         3,192,288
--------------------------------------------------------------------------------
11          AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON        
3,192,288                         
--------------------------------------------------------------------------------
12          CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN      
SHARES*     / /                                         
--------------------------------------------------------------------------------
13          PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)                  
14.52%                            
--------------------------------------------------------------------------------
14          TYPE OF REPORTING PERSON*                                           
OO                                                      
--------------------------------------------------------------------------------

 *SEE INSTRUCTIONS BEFORE FILLING OUT!

901199.6                                                                        

SC 13D/A 3rd Page of 25 TOC 1st Previous Next ↓Bottom Just 3rd
CUSIP No. 14052H100                                   SCHEDULE 13D              

--------------------------------------------------------------------------------
1            NAME OF REPORTING PERSON                                           
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON     

Zell General Partnership, Inc.                        
--------------------------------------------------------------------------------
2            CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*      (a) / /     
                                                               (b) / /
--------------------------------------------------------------------------------
3            SEC USE ONLY                                                       

--------------------------------------------------------------------------------
4            SOURCE OF FUNDS*                                                   

AF, BK                                                
--------------------------------------------------------------------------------
5           CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) or 2(e)                                      
/ /                     
--------------------------------------------------------------------------------
6            CITIZENSHIP OR PLACE OF ORGANIZATION                               

State of Illinois                                     
--------------------------------------------------------------------------------
7        SOLE VOTING POWER      
     3,267,288
NUMBER OF SHARES        --------------------------------------------------------
BENEFICIALLY            8        SHARED VOTING POWER                            
OWNED BY EACH                          -0-                                      
REPORTING               --------------------------------------------------------
PERSON WITH             9        SOLE DISPOSITIVE POWER                         
 -0-
                        --------------------------------------------------------
 10       SHARED DISPOSITIVE POWER
         3,267,288
--------------------------------------------------------------------------------
11           AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON       
3,267,288                       
--------------------------------------------------------------------------------
12          CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN      
SHARES*    / /                                          
--------------------------------------------------------------------------------
13           PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)                 
14.86%                          
--------------------------------------------------------------------------------
14           TYPE OF REPORTING PERSON*                                          
CO                                                    
--------------------------------------------------------------------------------

 *SEE INSTRUCTIONS BEFORE FILLING OUT!

901199.6                                                                        

SC 13D/A 4th Page of 25 TOC 1st Previous Next ↓Bottom Just 4th
CUSIP No. 14052H100                                   SCHEDULE 13D              

--------------------------------------------------------------------------------
1            NAME OF REPORTING PERSON                                           
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON     

Sam Investment Trust                                  
--------------------------------------------------------------------------------
2            CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*   (a) / /        
                                                         (b) / /
--------------------------------------------------------------------------------
3            SEC USE ONLY                                                       
--------------------------------------------------------------------------------
4            SOURCE OF FUNDS*                                                   

AF, BK                                                
--------------------------------------------------------------------------------
5           CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) or 2(e)                                      
/ /                       
--------------------------------------------------------------------------------
6            CITIZENSHIP OR PLACE OF ORGANIZATION                               

State of Illinois                                     
--------------------------------------------------------------------------------
7        SOLE VOTING POWER      
     3,267,288
NUMBER OF SHARES        --------------------------------------------------------
BENEFICIALLY            8        SHARED VOTING POWER                            
OWNED BY EACH                          -0-                                      
REPORTING               --------------------------------------------------------
PERSON WITH             9        SOLE DISPOSITIVE POWER                         
 -0-
                        --------------------------------------------------------
 10       SHARED DISPOSITIVE POWER
         3,267,288
--------------------------------------------------------------------------------
11           AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON       
3,267,288                       
--------------------------------------------------------------------------------
12          CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN      
SHARES*   / /                                           
--------------------------------------------------------------------------------
13           PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)                 
14.86%                          
--------------------------------------------------------------------------------
14           TYPE OF REPORTING PERSON*                                          
OO                                                    
--------------------------------------------------------------------------------

 *SEE INSTRUCTIONS BEFORE FILLING OUT!

901199.6                                                                        

SC 13D/A 5th Page of 25 TOC 1st Previous Next ↓Bottom Just 5th
CUSIP No. 14052H100                                   SCHEDULE 13D              

--------------------------------------------------------------------------------
1            NAME OF REPORTING PERSON                                           
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON     

Chai Trust Company, L.L.C.                            
--------------------------------------------------------------------------------
2            CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*   (a) / /        
                                                         (b) / /
--------------------------------------------------------------------------------
3            SEC USE ONLY                                                       
--------------------------------------------------------------------------------
4            SOURCE OF FUNDS*                                                   

AF, BK                                                
--------------------------------------------------------------------------------
5           CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) or 2(e)                                      
/ /                       
--------------------------------------------------------------------------------
6            CITIZENSHIP OR PLACE OF ORGANIZATION                               

State of Illinois                                     
--------------------------------------------------------------------------------
7        SOLE VOTING POWER      
     3,267,288
NUMBER OF SHARES        --------------------------------------------------------
BENEFICIALLY            8        SHARED VOTING POWER                            
OWNED BY EACH                          -0-                                      
REPORTING               --------------------------------------------------------
PERSON WITH             9        SOLE DISPOSITIVE POWER                         
 -0-
                        --------------------------------------------------------
 10       SHARED DISPOSITIVE POWER
         3,267,288
--------------------------------------------------------------------------------
11           AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON       
3,267,288                       
--------------------------------------------------------------------------------
12          CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN      
SHARES*   / /                                           
--------------------------------------------------------------------------------
13           PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)                 
14.86%                          
--------------------------------------------------------------------------------
14           TYPE OF REPORTING PERSON*                                          
OO                                                    
--------------------------------------------------------------------------------

 *SEE INSTRUCTIONS BEFORE FILLING OUT!

901199.6                                                                        

SC 13D/A 6th Page of 25 TOC 1st Previous Next ↓Bottom Just 6th
CUSIP No. 14052H100                                   SCHEDULE 13D              

--------------------------------------------------------------------------------
1            NAME OF REPORTING PERSON                                           
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON     

Equity Group Investments, L.L.C.                      
--------------------------------------------------------------------------------
2            CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*   (a) / /        
                                                         (b) / /
--------------------------------------------------------------------------------
3            SEC USE ONLY                                                       
--------------------------------------------------------------------------------
4            SOURCE OF FUNDS*                                                   

AF, BK                                                
--------------------------------------------------------------------------------
5           CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) or 2(e)                                      
/ /                       
--------------------------------------------------------------------------------
6            CITIZENSHIP OR PLACE OF ORGANIZATION                               

State of Delaware                                     
--------------------------------------------------------------------------------
7        SOLE VOTING POWER      
 -0-
NUMBER OF SHARES        --------------------------------------------------------
BENEFICIALLY            8        SHARED VOTING POWER                            
OWNED BY EACH                          -0-                                      
REPORTING               --------------------------------------------------------
PERSON WITH             9        SOLE DISPOSITIVE POWER                         
 -0-
                        --------------------------------------------------------
 10       SHARED DISPOSITIVE POWER
         3,267,288
--------------------------------------------------------------------------------
11           AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON       
3,267,288                       
--------------------------------------------------------------------------------
12          CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN      
SHARES*    / /                                          
--------------------------------------------------------------------------------
13           PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)                 
14.86%                          
--------------------------------------------------------------------------------
14           TYPE OF REPORTING PERSON*                                          
OO                                                    
--------------------------------------------------------------------------------

 *SEE INSTRUCTIONS BEFORE FILLING OUT!

901199.6                                                                        

SC 13D/A 7th Page of 25 TOC 1st Previous Next ↓Bottom Just 7th
CUSIP No.  14052H100                                  SCHEDULE 13D              

--------------------------------------------------------------------------------
1           NAME OF REPORTING PERSON                                            
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON       

SZ Investments, LLC                                     
--------------------------------------------------------------------------------
2           CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*    (a) / /        
                                                         (b) / /
--------------------------------------------------------------------------------
3           SEC USE ONLY                                                        
--------------------------------------------------------------------------------
4           SOURCE OF FUNDS*                                                    

AF, BK                                                  
--------------------------------------------------------------------------------
5           CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) or 2(e)                                      
/ /                       
--------------------------------------------------------------------------------
6           CITIZENSHIP OR PLACE OF ORGANIZATION                                

State of Delaware                                       
--------------------------------------------------------------------------------
7        SOLE VOTING POWER      
    75,000
NUMBER OF SHARES        --------------------------------------------------------
BENEFICIALLY            8        SHARED VOTING POWER                            
OWNED BY EACH                          -0-                                      
REPORTING               --------------------------------------------------------
PERSON WITH             9        SOLE DISPOSITIVE POWER                         
 -0-
                        --------------------------------------------------------
 10       SHARED DISPOSITIVE POWER
      75,000
--------------------------------------------------------------------------------
11          AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON        
75,000                            
--------------------------------------------------------------------------------
12          CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN      
SHARES*     / /                                         
--------------------------------------------------------------------------------
13          PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)                  
0.34%                             
--------------------------------------------------------------------------------
14          TYPE OF REPORTING PERSON*                                           
OO                                                      
--------------------------------------------------------------------------------

*SEE INSTRUCTIONS BEFORE FILLING OUT! 

901199.6                                                                        

SC 13D/A 8th Page of 25 TOC 1st Previous Next ↓Bottom Just 8th
CUSIP No.  14052H100                                  SCHEDULE 13D              

--------------------------------------------------------------------------------
1           NAME OF REPORTING PERSON                                            
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON       

Samstock, L.L.C.                                        
--------------------------------------------------------------------------------
2           CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*    (a) / /        
                                                         (b) / /
--------------------------------------------------------------------------------
3           SEC USE ONLY                                                        
--------------------------------------------------------------------------------
4           SOURCE OF FUNDS*                                                    

AF, WC                                                  
--------------------------------------------------------------------------------
5           CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) or 2(e)                                      
/ /                       
--------------------------------------------------------------------------------
6           CITIZENSHIP OR PLACE OF ORGANIZATION                                

State of Delaware                                       
--------------------------------------------------------------------------------
7        SOLE VOTING POWER      
    75,000
NUMBER OF SHARES        --------------------------------------------------------
BENEFICIALLY            8        SHARED VOTING POWER                            
OWNED BY EACH                          -0-                                      
REPORTING               --------------------------------------------------------
PERSON WITH             9        SOLE DISPOSITIVE POWER                         
 -0-
                        --------------------------------------------------------
 10       SHARED DISPOSITIVE POWER
      75,000
--------------------------------------------------------------------------------
11          AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON        
75,000                            
--------------------------------------------------------------------------------
12          CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN      
SHARES*     / /                                         
--------------------------------------------------------------------------------
13          PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)                  
0.34%                             
--------------------------------------------------------------------------------
14          TYPE OF REPORTING PERSON*                                           
OO                                                      
--------------------------------------------------------------------------------

*SEE INSTRUCTIONS BEFORE FILLING OUT! 

901199.6                                                                        

SC 13D/A 9th Page of 25 TOC 1st Previous Next ↓Bottom Just 9th
CUSIP No. 14052H100                                   SCHEDULE 13D              

--------------------------------------------------------------------------------
1           NAME OF REPORTING PERSON                                            
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON       

CMH Investment Partnership LP                           
--------------------------------------------------------------------------------
2           CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*    (a) / /        
                                                         (b) / /
--------------------------------------------------------------------------------
3           SEC USE ONLY                                                        

--------------------------------------------------------------------------------
4           SOURCE OF FUNDS*                                                    

AF, BK                                                  
--------------------------------------------------------------------------------
5           CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) or 2(e)                                      
/ /                       
--------------------------------------------------------------------------------
6           CITIZENSHIP OR PLACE OF ORGANIZATION                                

State of Delaware                                       
--------------------------------------------------------------------------------
7        SOLE VOTING POWER      
       2,330,132
NUMBER OF SHARES        --------------------------------------------------------
BENEFICIALLY            8        SHARED VOTING POWER                            
OWNED BY EACH                          -0-                                      
REPORTING               --------------------------------------------------------
PERSON WITH             9        SOLE DISPOSITIVE POWER                         
       2,330,132
                        --------------------------------------------------------
 10       SHARED DISPOSITIVE POWER
   -0-
--------------------------------------------------------------------------------
11          AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON        
2,330,132                         
--------------------------------------------------------------------------------
12          CHECK  BOX IF THE  AGGREGATE  AMOUNT  IN ROW (11)  EXCLUDES  CERTAIN
SHARES*  / /                                            
--------------------------------------------------------------------------------
13          PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)                  
10.60%                            
--------------------------------------------------------------------------------
14          TYPE OF REPORTING PERSON*                                           
PN                                                      
--------------------------------------------------------------------------------

*SEE INSTRUCTIONS BEFORE FILLING OUT! 

901199.6                                                                        

SC 13D/A 10th Page of 25 TOC 1st Previous Next ↓Bottom Just 10th
CUSIP No.  14052H100                                  SCHEDULE 13D              

--------------------------------------------------------------------------------
1           NAME OF REPORTING PERSON                                            
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON       

Craig M. Hatkoff                                        
--------------------------------------------------------------------------------
2           CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*    (a) / /        
                                                         (b) / /
--------------------------------------------------------------------------------
3           SEC USE ONLY                                                        
--------------------------------------------------------------------------------
4           SOURCE OF FUNDS*                                                    

AF, BK                                                  
--------------------------------------------------------------------------------
5           CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) or 2(e)                                      
/ /                       
--------------------------------------------------------------------------------
6           CITIZENSHIP OR PLACE OF ORGANIZATION                                

USA                                                     
--------------------------------------------------------------------------------
7        SOLE VOTING POWER      
       2,464,799
NUMBER OF SHARES        --------------------------------------------------------
BENEFICIALLY            8        SHARED VOTING POWER                            
OWNED BY EACH                          -0-                                      
REPORTING               --------------------------------------------------------
PERSON WITH             9        SOLE DISPOSITIVE POWER                         
       2,464,799
                        --------------------------------------------------------
 10       SHARED DISPOSITIVE POWER
   -0-
--------------------------------------------------------------------------------
11          AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON        
2,464,799                         
--------------------------------------------------------------------------------
12          CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN      
SHARES*    / /                                          
--------------------------------------------------------------------------------
13          PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)                  
11.15%                            
--------------------------------------------------------------------------------
14          TYPE OF REPORTING PERSON*                                           
IN                                                      
--------------------------------------------------------------------------------

*SEE INSTRUCTIONS BEFORE FILLING OUT! 

901199.6                                                                        

SC 13D/A 11th Page of 25 TOC 1st Previous Next ↓Bottom Just 11th
CUSIP No.  14052H100                                  SCHEDULE 13D              

--------------------------------------------------------------------------------
1           NAME OF REPORTING PERSON                                            
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON       

JRK Investment Partnership LP                           
--------------------------------------------------------------------------------
2           CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*    (a)            
                                                     (b)
--------------------------------------------------------------------------------
3           SEC USE ONLY                                                        
--------------------------------------------------------------------------------
4           SOURCE OF FUNDS*                                                    

AF, BK                                                  
--------------------------------------------------------------------------------
5           CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) or 2(e)                                      
/ /                       
--------------------------------------------------------------------------------
6           CITIZENSHIP OR PLACE OF ORGANIZATION                                

State of Delaware                                       
--------------------------------------------------------------------------------
7        SOLE VOTING POWER      
       2,330,132
NUMBER OF SHARES        --------------------------------------------------------
BENEFICIALLY            8        SHARED VOTING POWER                            
OWNED BY EACH                          -0-                                      
REPORTING               --------------------------------------------------------
PERSON WITH             9        SOLE DISPOSITIVE POWER                         
       2,330,132
                        --------------------------------------------------------
 10       SHARED DISPOSITIVE POWER
   -0-
--------------------------------------------------------------------------------
11          AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON        
2,330,132                         
--------------------------------------------------------------------------------
12          CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN      
SHARES*     / /                                         
--------------------------------------------------------------------------------
13          PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)                  
10.60%                            
--------------------------------------------------------------------------------
14          TYPE OF REPORTING PERSON*                                           
PN                                                      
--------------------------------------------------------------------------------

*SEE INSTRUCTIONS BEFORE FILLING OUT! 

901199.6                                                                        

SC 13D/A 12th Page of 25 TOC 1st Previous Next ↓Bottom Just 12th
CUSIP No.  14052H100                                  SCHEDULE 13D              

--------------------------------------------------------------------------------
1           NAME OF REPORTING PERSON                                            
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON       

John R. Klopp                                           
--------------------------------------------------------------------------------
2           CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*    (a) / /        
                                                         (b) / /
--------------------------------------------------------------------------------
3           SEC USE ONLY                                                        
--------------------------------------------------------------------------------
4           SOURCE OF FUNDS*                                                    

AF, BK                                                  
--------------------------------------------------------------------------------
5           CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) or 2(e)                                      
/ /                       
--------------------------------------------------------------------------------
6           CITIZENSHIP OR PLACE OF ORGANIZATION                                

USA                                                     
--------------------------------------------------------------------------------
7        SOLE VOTING POWER      
       2,456,799
NUMBER OF SHARES        --------------------------------------------------------
BENEFICIALLY            8        SHARED VOTING POWER                            
OWNED BY EACH                          -0-                                      
REPORTING               --------------------------------------------------------
PERSON WITH             9        SOLE DISPOSITIVE POWER                         
       2,456,799
                        --------------------------------------------------------
 10       SHARED DISPOSITIVE POWER
   -0-
--------------------------------------------------------------------------------
11          AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON        
2,456,799                         
--------------------------------------------------------------------------------
12          CHECK  BOX IF THE  AGGREGATE  AMOUNT  IN ROW (11)  EXCLUDES  CERTAIN
SHARES*     / /                                         
--------------------------------------------------------------------------------
13          PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)                  
11.11%                            
--------------------------------------------------------------------------------
14          TYPE OF REPORTING PERSON*                                           
IN                                                      
--------------------------------------------------------------------------------

*SEE INSTRUCTIONS BEFORE FILLING OUT! 

901199.6                                                                        

SC 13D/A 13th Page of 25 TOC 1st Previous Next ↓Bottom Just 13th
CUSIP No.  14052H100                                  SCHEDULE 13D              

           This  Amendment No. 5 to Schedule 13D  ("Amendment  No. 5"), which is
filed pursuant to rule 13d-2(a)  under the  Securities  Exchange Act of 1934, as
amended,  amends and supplements the Schedule 13D, dated July 15, 1997, as filed
with the  Securities  and Exchange  Commission  (the "SEC") on July 25, 1997, as
amended by  Amendment  No. 1, as filed with the SEC on  December  22,  1997,  as
amended by Amendment No. 2, as filed with the SEC on July 2, 1998, as amended by
Amendment  No. 3, as filed  with the SEC on  August  19,  1999,  as  amended  by
Amendment  No. 4, as filed with the SEC on September  30, 1999 (as amended,  the
"Schedule  13D"),  which schedule  and/or  amendments  thereto were filed by the
following persons who had such  relationships with each other at the time of the
filings as  indicated  in this  paragraph  below:  (i) Veqtor  Finance  Company,
L.L.C.,  a Delaware  limited  liability  company  ("VFC");  (ii)  Capital  Trust
Investors Limited Partnership (f/k/a CalREIT Investors Limited Partnership),  an
Illinois  limited  partnership and a managing member of VFC ("CTILP");  (iii) SZ
Investments,  LLC, a Delaware  limited  liability  company and the sole  general
partner of CTILP  ("SZI");  (iv) Zell  General  Partnership,  Inc.,  an Illinois
corporation and the sole managing member of SZI ("Zell GP"); (v) the Samuel Zell
Revocable  Trust,  a  trust  formed  under  Illinois  law  pursuant  to a  trust
agreement,  dated December 17, 1990, and the sole  stockholder of Zell GP ("Zell
Trust"); (vi) Mr. Samuel Zell, a citizen of the United States and the trustee of
Zell  Trust;  (vii)  Samstock,  L.L.C.,  a Delaware  limited  liability  company
("Samstock"); (viii) V2 Holdings LLC, a Delaware limited liability company and a
member of VFC ("V2H");  (ix) Mr. John R. Klopp,  a citizen of the United  States
and a member of V2H; and (x) Craig M.  Hatkoff,  a citizen of the United  States
and a member of V2H (collectively, the "Former Reporting Persons"), with respect
to the  ownership of class A common  shares of  beneficial  interest,  $1.00 par
value (the "Class A Common  Shares"),  in Capital Trust,  a California  business
trust.  As reported in Amendment  No. 3 to the Schedule  13D,  Capital Trust has
been reorganized into Capital Trust, Inc., a Maryland corporation and each Class
A Common Share has been  converted  into one share of class A common stock,  par
value $.01 per share,  of Capital  Trust,  Inc.  This  statement  therefore  now
relates to the shares of class A common stock,  par value $.01 per share ("Class
A Common  Stock"),  of Capital Trust,  Inc.  (hereinafter  the "Issuer"),  whose
principal office is located at 605 Third Avenue,  26th Floor, New York, New York
10016.  All  capitalized  terms not  otherwise  defined  herein  shall  have the
meanings ascribed thereto in the Schedule 13D.                                  

Item 2. Identity and Background                                                 

Item 2 is amended and restated in its entirety as follows:                      

           As a result of the Separation  Transaction (as  hereinafter  defined)
and the subsequent  transfer of ownership of Zell GP, the  beneficial  owners of
the shares of Class A Common Stock  previously  reported in this  statement  has
changed.  Therefore,  this  statement  as  amended  hereby  is now  filed by the
following reporting persons: (i) Veqtor Finance Company, LLC, a Delaware limited
liability company ("VFC");  (ii) Samstock,  L.L.C., a Delaware limited liability
company  ("Samstock");  (iii) SZ Investments LLC, a Delaware  limited  liability
company and the sole member of Samstock ("SZI");  (iv) Zell General Partnership,
Inc., an Illinois  corporation  and the sole managing member of SZI and the sole
managing member of VFC ("Zell GP"); (v) the Sam Investment Trust, a trust formed
under Illinois law and the sole stockholder of Zell GP ("Sam Trust");  (vi) Chai
Trust Company,  L.L.C., an Illinois limited liability company and the trustee of
Sam Trust ("Chai");  (vii) Equity Group Investments,  L.L.C., a Delaware limited
liability company and investment advisor to Chai ("EGI");  (viii) CMH Investment
Partnership LP, a Delaware limited partnership ("Hatkoff LP"); (ix) Mr. Craig M.
Hatkoff,  a citizen of the United  States and the general  partner of Hatkoff LP
("Hatkoff");  (x) JRK Investment  Partnership LP, a Delaware limited partnership
("Klopp LP"); and (xi) Mr. John R. Klopp, a citizen of the United States and the
general                                                                         

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CUSIP No.  14052H100                                  SCHEDULE 13D              

partner of Klopp LP ("Klopp"). The foregoing persons are hereinafter referred to
as the "Reporting Persons."                                                     

           The  principal  place of  business of each of Chai,  EGI,  Sam Trust,
Samstock,  SZI,  Zell GP and VFC is c/o Equity Group  Investments,  L.L.C.,  Two
North Riverside Plaza, Chicago,  Illinois 60606. The principal place of business
of each of Hatkoff LP, Klopp LP, Hatkoff and Klopp is c/o Capital  Trust,  Inc.,
605 Third Avenue, 26th Floor, New York, New York 10016.                         

           The  principal  business  purpose  of each of Hatkoff  LP,  Klopp LP,
Samstock, Sam Trust, SZI and VFC is investment in securities.  The beneficiaries
of Sam  Trust  are Mr.  Samuel  Zell  ("Zell"),  the  chairman  of the  board of
directors  of the  Issuer,  and members of his family.  The  principal  business
purpose of EGI is investment management.  The principal business purpose of Chai
is to serve as  trustee  for  trusts  for the  benefit  of Zell and his  family,
including Sam Trust.  The principal  business  purpose of Zell GP is to serve as
general  partner or member of  partnerships  or limited  liability  companies in
which certain of its affiliates own equity interests.                           

           Hatkoff is a director,  vice chairman,  and chairman of the executive
committee  of the board of directors  of the Issuer.  Klopp is a director,  vice
chairman, chief executive officer and president of the Issuer.                  

           Attached  as  Appendix  A to  Item 2 is  information  concerning  the
directors and executive  officers of Zell GP, Chai and EGI  ("Appendix A") which
is required to be  disclosed  pursuant  to Item 2 and General  Instruction  C to
Schedule  13D.  Certain of the  persons  listed on Appendix A  beneficially  own
shares of Class A Common Stock.                                                 

           None of the  Reporting  Persons nor, to their  knowledge,  any of the
individuals  listed in  Appendix  A, has,  during  the last five  years (i) been
convicted in a criminal  proceeding  (excluding  traffic  violations  or similar
misdemeanors)  or (ii)  been a party  to a civil  proceeding  of a  judicial  or
administrative body of competent jurisdiction and as a result of such proceeding
was or is  subject  to a  judgment,  decree,  or final  order  enjoining  future
violations of, or prohibiting activities subject to, federal or state securities
laws or finding any violation of such laws.                                     

Item 3. Source and Amount of Funds or Other Consideration.                      

Item 3 is amended and supplemented by adding the following:                     

           Upon consummation of the Separation  Transaction,  each of Hatkoff LP
and Klopp LP acquired  beneficial  ownership of such number of shares of Class A
Common Stock that were previously  directly  beneficially  owned by VFC equal to
the  number  of  shares  in  which  the  persons   currently   controlling  such
partnerships held a pecuniary  interest prior to such  transaction.  Each of the
foregoing  partnerships acquired their respective shares of Class A Common Stock
as a capital  contribution to such  partnerships made by VFC in consideration of
VFC's partnership interest in such partnership.  Such partnership interests were
subsequently  distributed and assigned to one or more of the current partners in
the foregoing  partnerships  in connection  with the  redemption of such current
partner(s)' limited liability company interest then held in VFC.                

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CUSIP No.  14052H100                                  SCHEDULE 13D              

Item 4. Purpose of Transaction.                                                 

Item 4 is amended and restated as follows:                                      

           The  Reporting  Persons  intend to hold the  shares of Class A Common
Stock reported herein for investment purposes, but reserve the right to consider
various  alternatives for their  investment in the Issuer including  pursuing or
advancing:                                                                      

           (a) the  acquisition of additional  securities of the Issuer,  or the
           disposition  of  securities  of the  Issuer  in the  open  market  or
           otherwise;  (b) an  extraordinary  corporate  transaction,  such as a
           merger or liquidation,  involving the Issuer;  (c) a sale or transfer
           of a  material  amount of assets of the  Issuer;  (d) a change in the
           present  board  of  directors  or  management  of the  Issuer;  (e) a
           material  change in the present  dividend  policy of the Issuer;  (f)
           other  material  changes  in  the  Issuer's   business  or  corporate
           structure;  (g)  changes in the  Issuer's  charter or bylaws or other
           actions which may impede the  acquisition of control of the Issuer by
 a person; or (h) actions similar to those enumerated above.

           The Reporting  Persons'  determination  with respect to the foregoing
possibilities will depend upon various factors,  including,  but not limited to,
the  Reporting  Persons'  evaluation  of the Issuer and its  prospects,  general
market and  economic  conditions  (including  conditions  affecting  the capital
market and real estate market in general),  other opportunities available to the
Reporting  Persons and other factors the Reporting  Persons may deem relevant to
their investment decision.                                                      

Item 5.    Interest in Securities of the Issuer.                                

Item 5 is amended as follows:                                                   

           (a) and (b) The  aggregate  percentage  of  shares  of Class A Common
Stock reported beneficially owned by the Reporting Persons as of January 1, 2000
(the  date  of the  latest  event  disclosed  in Item 5  below)  is  based  upon
21,988,524  shares of Class A Common Stock issued and outstanding as reported in
the  Issuer's  Quarterly  Report  on Form  10-Q  for the  fiscal  quarter  ended
September 30, 1999. The Reporting Persons as a group  beneficially own 8,188,886
shares of Class A Common Stock,  including (i) 7,955,552  outstanding  shares of
Class A Common Stock; and (ii) 233,334 shares of stock issuable upon exercise or
conversion  of  outstanding  stock  options.   The  foregoing  shares  represent
approximately  36.85%  of  the  outstanding  shares  of  Class  A  Common  Stock
(calculated  in  accordance  with Rule  13d-3).  VFC holds of record and thereby
directly  beneficially  owns and has the sole direct power to vote  3,192,288 of
the  foregoing  outstanding  shares of Class A Common  Stock (the "VFC  Reported
Shares").  Chai,  Sam Trust and Zell GP each have the indirect power to vote the
VFC Reported Shares.  EGI, Chai, Sam Trust and Zell GP share the indirect power,
and VFC shares the direct power, to dispose of the VFC Reported Shares. Samstock
directly  beneficially  owns and has the sole direct power to vote 75,000 shares
of Class A Common Stock ("Samstock  Reported Shares").  Chai, Sam Trust, Zell GP
and SZI each have the indirect power to vote the Samstock Reported Shares.  EGI,
Chai,  Sam Trust,  Zell GP and SZI each share the  indirect  power and  Samstock
shares the direct power to dispose of the Samstock  Reported Shares.  Hatkoff LP
holds of record and thereby directly beneficially owns and has the sole power to
vote and dispose of 2,330,132  of the  foregoing  outstanding  shares of Class A

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CUSIP No.  14052H100                                  SCHEDULE 13D              

Common Stock (the "Hatkoff LP Reported Shares").  Hatkoff has the indirect power
to vote or dispose of the Hatkoff LP Reported Shares.  Hatkoff beneficially owns
and has the sole power to vote and dispose of 18,000 outstanding shares of Class
A Common Stock.  Hatkoff  beneficially owns and will have the sole power to vote
and dispose of 116,667 shares of Class A Common Stock issuable upon the exercise
of options to purchase shares of Class A Common Stock that are, or become within
60 days,  vested and exercisable.  Klopp LP holds of record and thereby directly
beneficially owns and has the sole power to vote and dispose of 2,330,132 of the
foregoing  outstanding  shares of Class A Common  Stock (the  "Klopp LP Reported
Shares").  Klopp  has the  indirect  power to vote or  dispose  of the  Klopp LP
Reported  Shares.  Klopp  beneficially  owns and has the sole  power to vote and
dispose of 10,000 outstanding shares of Class A Common Stock. Klopp beneficially
owns and will have the sole power to vote and dispose of 116,667 shares of Class
A Common Stock issuable upon the exercise of options to purchase shares of Class
A Common Stock that are, or become within 60 days, vested and exercisable.      

           (c)  In  a  series  of  coordinated   transactions  (the  "Separation
Transaction"),  beneficial  ownership of an aggregate of 4,660,264 shares of the
9,320,531 shares of Class A Common Stock previously directly  beneficially owned
by VFC prior to the  Separation  Transaction  was  transferred to Hatkoff LP and
Klopp LP.  Beneficial  ownership  of an aggregate of 1,467,979 of such shares of
Class  A  Common  Stock  previously  directly  beneficially  owned  by  VFC  was
transferred to partnerships  controlled by the former limited  partners of CTILP
(the  "Other  Partnerships").  Each  of  Hatkoff  LP,  Klopp  LP and  the  Other
Partnerships  acquired direct  beneficial  ownership of such number of shares of
Class A Common  Stock  equal to the  number  of  shares  in  which  the  persons
currently  controlling such  partnerships  held an indirect  pecuniary  interest
prior to the Separation Transaction. VFC retained direct beneficial ownership of
3,192,888  shares of Class A Common Stock which  represents the number of shares
in which  the  persons  currently  controlling  VFC held an  indirect  pecuniary
interest prior to the Separation Transaction.                                   

           The Separation  Transaction  was effected as follows.  On December 2,
1999, CTILP was dissolved whereupon the former partners thereof were distributed
their  pro rata  share of the  common  member  interests  in VFC owned by CTILP.
Thereafter,  on December 6, 1999,  the former CTILP  partners (or their  further
assignees) were admitted as members of VFC. After the foregoing  dissolution and
admission transactions,  the members of VFC included V2, Zell GP, two affiliates
of Zell GP and five associates of affiliates of Zell GP.                        

           Thereafter,  on December 6, 1999,  VFC and Hatkoff  formed Hatkoff LP
and  VFC  and  Klopp  formed  Klopp  LP.  In  connection   with  such  formation
transactions,  VFC  contributed  2,330,132  shares of Class A Common  Stock as a
capital  contribution  to each of  Hatkoff LP and Klopp LP in  consideration  of
VFC's partnership  interest in each such  partnership.  On December 7, 1999, VFC
redeemed the limited liability company interests in VFC held by Hatkoff, a trust
established  by Hatkoff for the benefit of Hatkoff's  family,  Klopp and a trust
established by Klopp for the benefit of Klopp's family (inasmuch as such persons
had succeeded to the limited  liability  company interests in VFC held by V2 and
had been admitted as members of VFC following the earlier  dissolution  of V2 on
December 6, 1999) in exchange  for, in the case of Hatkoff and his family trust,
a distribution of VFC's entire interest in the previously  formed Hatkoff LP (to
which a number of shares equal to Hatkoff's indirect pecuniary interest prior to
the Separation  Transaction has been transferred),  and in the case of Klopp and
his family trust,  a distribution  of VFC's  interest in the  previously  formed
Klopp LP (to  which a number  of  shares  equal to  Klopp's  indirect  pecuniary
interest prior to the Separation Transaction had been transferred).             

           Thereafter,  on December  8, 1999,  VFC formed  separately  the Other
Partnerships  with the former limited partners of CTILP. In connection with such
formation transactions,  VFC contributed such number of shares of Class A Common
Stock to each of the Other  Partnerships  equal to the number of shares in      

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CUSIP No.  14052H100                                  SCHEDULE 13D              

which the persons currently  controlling the Other Partnerships held an indirect
pecuniary  interest  prior  to  the  Separation  Transaction.  An  aggregate  of
1,467,979 shares was contributed to the Other Partnerships.                     

           Thereafter,  on December 9, 1999, VFC redeemed the limited  liability
company  interests in VFC held by the former limited partners of CTILP and their
transferees,  as  applicable,  in exchange  for a  distribution  of VFC's entire
interest in each of their  respective  Other  Partnerships (to which a number of
shares  equal to  their  indirect  pecuniary  interest  prior to the  Separation
Transaction had been transferred).                                              

           Upon  consummation  of the  Separation  Transaction  by  means of the
foregoing  transactions,  Hatkoff LP,  Klopp LP, VFC and the Other  Partnerships
acquired (or, in the case of VFC, retained) direct beneficial  ownership of such
number of shares of Class A Common  Stock as is set forth  opposite  its name or
identity below:                                                                 

Person                                              Shares    
------                                              ------    

Hatkoff LP                                           2,330,132    
Klopp LP                                            2,330,132   
VFC                                              3,192,288
Other Partnerships                                       1,467,979        

           On  January  1, 2000,  Zell  Trust  transferred  all of the shares of
capital  stock of Zell GP owned by it to Sam Trust,  whereupon  Sam Trust became
the sole stockholder of Zell GP.                                                

           (d) No other  person  is known to have the  right to  receive  or the
power to direct the receipt of dividends from, or the proceeds from the sale of,
the shares of Class A Common Stock reported herein.                             

(e)       Not applicable.                                 

Item 6. Contracts, Arrangements, Understandings or Relationships with respect   
to Securities of the Issuer.                                    

Item 6 is amended and supplemented by adding the following:                     

           Certain of the Reporting Persons intend to enter into a stockholders'
agreement that may provide for,  among other things,  rights of first offer with
regard to sales of stock,  buy/sell  provisions  pursuant to which a stockholder
may be obligated to purchase from or sell to another stockholder shares of stock
and voting agreements.                                                          

Item 7.    is amended and supplemented by adding the following: Issuer.         

Exhibit No.             Description                               
-----------             -----------                               

   1.                      Joint Filing Agreement and Power of Attorney,
            Dated February 2, 2000

5 
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 SIGNATURE

           After reasonable inquiry and to the best of its knowledge and belief,
each of the  undersigned  certifies  that  the  information  set  forth  in this
statement is true,  complete and correct and agrees that this  statement  may be
filed jointly with the other undersigned party.                                 

Dated:  February 2, 2000                                                        

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Veqtor Finance Company, L.L.C.                    

By:        Zell General Partnership, Inc.,        
its managing member         

  By:  /s/ Donald J. Liebentritt
           -----------------------------
               Name:   /s/ Donald J. Liebentritt
    Title:  Vice President

Samstock, L.L.C.                                  

By:        SZ Investments, LLC,                   
its member                  

             By:       Zell General Partnership, Inc.,
           its managing member

                      By:  /s/ Donald J. Liebentritt
                               -----------------------------
                               Name:   Donald J. Liebentritt
                        Title:  Vice President

SZ Investments, LLC                               

By:        Zell General Partnership, Inc.,        
its managing member         

  By:  /s/ Donald J. Liebentritt
           -----------------------------
           Name:   Donald J. Liebentritt
    Title:  Vice President

Zell General Partnership, Inc.                    

By:   /s/ Donald J. Liebentritt                   
-----------------------------         
Name:   Donald J. Liebentritt         
Title:  Vice President                

Sam Investment Trust                              

By:        Chai Trust Company, L.L.C., trustee    

  By:  /s/ Donald J. Liebentritt
           -----------------------------
           Name:   Donald J. Liebentritt
    Title:  Vice President

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Chai Trust Company, L.L.C.                        

By:    /s/ Donald J. Liebentritt                    
-----------------------------         
Name:   Donald J. Liebentritt         
Title:  Vice President                

Equity Group Investments, L.L.C.                  

By:   /s/ Donald J. Liebentritt                   
-----------------------------         
Name:   Donald J. Liebentritt         
Title:  Chief Operating Officer       

CMH Investment Partnership LP                     

By:   /s/ Craig M. Hatkoff                        
-----------------------------         
Name:   Craig M. Hatkoff              
Title:  General Partner               

Craig M. Hatkoff                                  

/s/ Craig M. Hatkoff                  
-----------------------------         
Craig M. Hatkoff                      

JRK Investment Partnership LP                     

By:   /s/ John R. Klopp                           
-----------------------------         
Name:   John R. Klopp                 
Title:  General Partner               

John R. Klopp                                     

/s/ John R. Klopp                     
-----------------------------         
John R. Klopp                         

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APPENDIX A TO ITEM 2

           Set forth below is information concerning the directors and principal
executive officers of the following:  (i) Zell General Partnership,  Inc. ("Zell
GP"),  which is the sole managing member of Veqtor Finance  Company,  L.L.C. and
the sole  managing  member of SZ  Investments,  LLC;  (ii) Chai  Trust  Company,
L.L.C.,  an Illinois  limited  liability  company  ("Chai"),  the trustee of Sam
Investment  Trust,  the sole  stockholder  of Zell GP;  and (iii)  Equity  Group
Investments, L.L.C. ("EGI"), investment advisor to Chai. Each of the individuals
identified below is a United States citizen.                                    

           Samuel Zell is the sole director of Zell GP. The principal  executive
officers of Zell GP are as follows:                                             

Samuel Zell                                  President    
Sheli Z. Rosenberg                            Vice President      
Donald J. Liebentritt                          Vice President       
Rod F. Dammeyer                             Vice President    

           The  directors  and  principal  executive  officers  of  Chai  are as
follows:                                                                        

Bert Cohen                                  Director              
Donald J. Liebentritt             Director, Vice President and Secretary    
Robert M. Levin                         Senior Trust Officer          
  Sheli Z. Rosenberg           Director, Chief Executive Officer and President
Kellie Zell                                 Director              
Leah Zell Wanger                               Director                 
JoAnn Zell                                  Director              
Matthew Zell                                 Director               
      John Zoeller           Chief Financial Officer, Treasurer, Vice President,
                           Assistant Trust Officer

           The directors and principal executive officers of EGI are as follows:

Samuel Zell                                   Chairman      
     Sheli Z. Rosenberg                  President and Chief Executive Officer
Donald J. Liebentritt                       Chief Operating Officer   
Rod F. Dammeyer                             Managing Director   
John Zoeller                                Vice President    

           The  principal  occupation of Samuel Zell is chairman of Equity Group
Investments,  L.L.C.  ("EGI"),  a privately  held company  engaged in investment
management  in the real  estate and general  commercial  business  sectors.  The
principal  occupation of Ms. Rosenberg is president and chief executive  officer
of EGI. The principal  occupation of Mr.  Liebentritt is chief operating officer
of EGI. The                                                                     

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principal  occupation of Mr.  Dammeyer is managing  director of EGI             
Corporate Investments, a division of EGI.                                       

           The principal occupation of Mr. Cohen is private personal investment.
The principal occupation of Mr. Levin is attorney and partner in the law firm of
Levin & Schreder  Ltd.  Kellie Zell is currently  not  employed.  The  principal
occupation of JoAnn Zell is a physician.  The principal  occupation of Leah Zell
Wanger is co-owner  and  co-manager  of Wanger  Asset  Management,  a registered
investment advisor for the Acorn Mutual Funds. The principal  occupation Matthew
Zell is president of Pro-Net  Solutions,  Inc. The  principal  occupation of Mr.
Zoeller is vice president-taxes of EGI.                                         

           The  business   address  of  Messrs.   Samuel  Zell,   Matthew  Zell,
Liebentritt, Dammeyer and Zoeller and Mss. Rosenberg, Kellie Zell and JoAnn Zell
is c/o Equity Group  Investments,  L.L.C.,  Two North Riverside Plaza,  Chicago,
Illinois  60606.  Mr. Cohen resides at 181 North Carolina  Avenue,  Los Angeles,
California  90049.  The business  address of Mr. Levin is Levin & Schreder,  120
North LaSalle Street, Suite 3800, Chicago, Illinois 60602 . The business address
of Leah Zell Wanger is Wanger Asset  Management,  227 West Monroe Street,  Suite
300, Chicago, Illinois 60603.                                                   

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                                                                       Exhibit 1

JOINT FILING AGREEMENT AND POWER OF ATTORNEY

          (i) Joint Filing. Each of the undersigned persons does hereby agree to
jointly  file with the  Securities  and  Exchange  Commission  a Schedule 13D on
behalf of each of them with respect to their  beneficial  ownership of shares of
class A common stock, par value $.01 per share, of Capital Trust, Inc.          

         (ii) Power of Attorney.  Know all persons by these  presents  that each
person  whose  signature  appears  below  constitutes  and  appoints  Donald  J.
Liebentritt,  Alisa M. Singer and John R. Klopp, and each of them, as his or her
true and lawful attorneys-in-fact and agents with full power of substitution and
resubstitution,  for such person and in such person's name,  place and stead, in
any and all capacities, to sign any and all amendments to the Schedule 13D filed
on  behalf  of each of them  with  respect  to  their  beneficial  ownership  of
securities  of Capital  Trust,  Inc.,  and to file the same,  with all  exhibits
thereto and all  documents in  connection  therewith,  with the  Securities  and
Exchange Commission,  granting unto said  attorneys-in-fact and agents, and each
of them, full power and authority to do and perform each and every act and thing
requisite and  necessary to be done in and about the  premises,  as fully to all
intents  and  purposes  as such  person  might  or could  do in  person,  hereby
ratifying and  confirming all that said  attorneys-in-fact  and agents or any of
them,  or such person or their  substitute  or  substitutes,  may lawfully do or
cause to be done by virtue hereof.                                              

Dated:     February 2, 2000                                                     

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Veqtor Finance Company, L.L.C.                    

By:        Zell General Partnership, Inc.,        
its managing member         

  By:  /s/ Donald J. Liebentritt
           -----------------------------
             Name:     Donald J. Liebentritt
      Title:    Vice President

Samstock, L.L.C.                                  

By:        SZ Investments, LLC,                   
its member                  

             By:       Zell General Partnership, Inc.,
           its managing member

                         By: /s/ Donald J. Liebentritt
                                 -----------------------------
                                    Name:      Donald J. Liebentritt
                             Title:     Vice President

SZ Investments, LLC                               

By:        Zell General Partnership, Inc.,        
its managing member         

  By:  /s/ Donald J. Liebentritt
           -----------------------------
             Name:     Donald J. Liebentritt
      Title:    Vice President

Zell General Partnership, Inc.                    

By:   /s/ Donald J. Liebentritt                   
-----------------------------         
Name:     Donald J. Liebentritt       
Title:    Vice President              

Sam Investment Trust                              

By:        Chai Trust Company, L.L.C., trustee    

  By:  /s/ Donald J. Liebentritt
           -----------------------------
          Name:  Donald J. Liebentritt
   Title: Vice President

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Chai Trust Company, L.L.C.                        

By:   /s/ Donald J. Liebentritt                   
-----------------------------         
Name:  Donald J. Liebentritt          
Title: Vice President                 

Equity Group Investments, L.L.C.                  

By:   /s/ Donald J. Liebentritt                   
-----------------------------         
Name:     Donald J. Liebentritt       
Title:    Chief Operating Officer     

CMH Investment Partnership LP                     

By:   /s/ Craig M. Hatkoff                        
-----------------------------         
Name:  Craig M. Hatkoff               
Title: General Partner                

Craig M. Hatkoff                                  

/s/ Craig M. Hatkoff                  
-----------------------------         
Craig M. Hatkoff                      

JRK Investment Partnership LP                     

By:   /s/ John R. Klopp                           
-----------------------------         
Name:  John R. Klopp                  
Title: General Partner                

John R. Klopp                                     

/s/ John R. Klopp                     
-----------------------------         
John R. Klopp                         

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Dates Referenced Herein and Documents Incorporated by Reference

		Referenced-On Page
This ‘SC 13D/A’ Filing	Date	First	Last	Other Filings

Filed on:	2/2/00	1	23
	1/1/00	15	17
	12/9/99	17
	12/8/99	16
	12/7/99	16
	12/6/99	16
	12/2/99	1	16
	9/30/99	13	15
	8/19/99	13		SC 13D/A
	7/2/98	13		SC 13D/A
	12/22/97	13
	7/25/97	13		SC 13D
	7/15/97	13		8-K
				List all Filings

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Filing Submission 0000903112-00-000055 – Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

SZ Investments LLC, et al. – ‘SC 13D/A’ on 2/2/00 re: Capital Trust

On: Wednesday, 2/2/00 · Accession #: 903112-0-55 · File #: 5-39821

Previous ‘SC 13D’: ‘SC 13D’ on 8/20/99 · Next: ‘SC 13D/A’ on 5/23/00 · Latest: ‘SC 13D/A’ on 12/1/21

Amendment to General Statement of Beneficial Ownership — Schedule 13DFiling Table of Contents

Document Table of Contents

Dates Referenced Herein and Documents Incorporated by Reference

Amendment to General Statement of Beneficial Ownership — Schedule 13D
Filing Table of Contents