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Urt Industries Inc – ‘10-K/A’ for 4/1/95

As of:  Wednesday, 8/2/95   ·   For:  4/1/95   ·   Accession #:  891554-95-96   ·   File #:  0-06882

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  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 8/02/95  Urt Industries Inc                10-K/A      4/01/95    2:10K                                    Document Techs Inc/FA

Amendment to Annual Report   —   Form 10-K
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 10-K/A      Amended Form 10-K                                      5     22K 
 2: EX-27       Financial Data Schedule                                1      7K 


10-K/A   —   Amended Form 10-K
Document Table of Contents

Page (sequential) | (alphabetic) Top
 
11st Page   -   Filing Submission
2Item 14. Exhibits, Financial Statement Schedules and Reports on Form 8-K
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SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 --------------------- FORM 10-K/A Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of l934 For the fiscal year ended April 1, 1995. Commission File No. 0-6882 URT INDUSTRIES, INC. (Exact name of registrant as specified in its charter) Florida 59-1167907 (State or other jurisdiction of (I.R.S. Employer incorporation or organization) Identification No.) 3451 Executive Way, Miramar, Florida 33025 (Address of principal executive offices) (Zip Code) Registrant's telephone number, including area code: (305) 432-4200 Securities registered pursuant to Section 12(b) of the Act: None Securities registered pursuant to Section 12(g) of the Act: Class A Common Stock, par value $.01 per share Class B Common Stock, par value $.01 per share Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of l934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. YES |X| NO |_| Indicate by check mark if disclosure of delinquent filers pursuant to Item 405 of Regulation S-K is not contained herein, and will not be contained, to the best of registrant's knowledge, in definitive proxy or information statements incorporated by reference in Part III of this Form 10-K or any amendment to this Form 10-K. YES |_| NO |X| The aggregate market value (based on the average high and low, bid and asked prices) of the voting stock held by non-affiliates of the registrant was, as of May 30, 1995, approximately $1,935,800. At May 30, 1995, the registrant's transfer agent reported as issued and outstanding: 11,191,293 Shares of Class A Common Stock 1,365,589 Shares of Class B Common Stock
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PART IV Item 14. EXHIBITS, FINANCIAL STATEMENT SCHEDULES AND REPORTS ON FORM 8-K (a) The following documents are filed as part of this report. Page ---- 1. Consolidated Financial Statements Independent Auditors' Report 14 URT Industries, Inc. and Subsidiaries Consolidated Financial Statements: Consolidated Balance Sheets as of April 1, 1995 and April 2, 1994. 15 Consolidated Statements of Operations for each of the years in the three year period ended April 1, 1995. 16 Consolidated Statements of Shareholders' Equity for each of the years in the three year period ended April 1, 1995. 17 Consolidated Statements of Cash Flows for each of the years in the three year period ended April 1, 1995. 18 Notes to Consolidated Financial Statements. 20 2. Financial Statement Schedules Schedules have been omitted which are not applicable or where the required information is shown in the financial statements or the notes thereto. 3. Exhibits. -43-
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Exhibit No. ----------- 3.1 Articles of Incorporation of URT Industries, Inc. ("URT") and all amendments thereto through January 11, 1973, incorporated by reference to Exhibit No. 3.1 to URT's Registration Statement No. 2-36263. 3.1-1 Amendment to URT's Articles of Incorporation dated January 2, 1975, incorporated by reference to Exhibit No. 3.1-1 to URT's Registration Statement No. 2-59153. 3.1-2 Amendment to URT's Articles of Incorporation dated November 10, 1976, incorporated by reference to Exhibit No. 3.1-2 to URT's Registration Statement No. 2-59153. 3.1-3 Amendment to URT's Articles of Incorporation dated September 21, 1979, incorporated by reference to Exhibit No. 3.1-3 to URT's Registration Statement No. 2-63747. 10 (ll) Lease dated July 1, 1984 between Shirley Wolk and Peaches Entertainment Corporation ("PEC") applicable to North Miami Beach, Florida premises, incorporated by reference to Exhibit No. 13.46 to URT's Registration Statement No. 2-63747. 10 (mm) Lease dated December 13, 1984 between Allan Wolk and Sheffield Wolk and PEC applicable to Orlando, Florida premises, incorporated by reference to Exhibit No. 13.47 to URT's Registration Statement No. 2-63747. 10 (ss) Amendment to Lease dated February 25, 1986 between Allan Wolk and Sheffield Wolk and PEC applicable to Orlando, Florida premises incorporated by reference to Exhibit 10(ss) to URT's Form 10-K Annual Report filed on June 27, 1986. 10 (kkk) Indemnification Agreement dated May 22, 1989 between Allan Wolk and URT, incorporated by reference to Exhibit 10(kkk) to URT's Form 10-K Annual Report dated June 27, 1989. 10 (lll) Indemnification Agreement dated May 22, 1989 between David Jackowitz and URT, incorporated by reference to Exhibit 10(lll) to URT's Form 10-K Annual Report dated June 27, 1989. -44-
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10 (nnn) Indemnification Agreement dated May 22, 1989 between Ann Krouse and URT, incorporated by reference to Exhibit 10(nnn) to URT's Form 10-K Annual Report dated June 27, 1989. 10 (ppp) By-Laws of URT, as amended and restated, incorporated by reference to Exhibit 10 (ppp) to URT's Form 10-K Annual Report dated June 28, 1990. 10 (xxx) Promissory Note dated March 31, 1992 made by Allan Wolk to URT, as payee, incorporated by reference to Exhibit 10(xxx) to URT's Form 10-K Annual Report dated June 25, 1992. 10 (bbbb) Promissory Note dated March 31, 1992 made by David Jackowitz to URT, as payee, incorporated by reference to Exhibit 10(bbbb) to URT's Form 10-K Annual Report dated June 25, 1992. 10 (dddd) Management and Intercorporate Agreement dated March 29, 1993 between URT and PEC, incorporated by reference to Exhibit 10(dddd) to URT's Form 10-K Annual Report dated June 25, 1993. 10 (eeee) Amended and Restated Employment Agreement, dated October 1, 1994, between Allan Wolk and URT. 10 (ffff) Amended and Restated Employment Agreement, dated December 14, 1994, between David Jackowitz and PEC. 10 (gggg) Second Amendment to Stock Purchase Agreement, dated as of October 1, 1994, between Allan Wolk and URT. 10 (hhhh Second Amendment to Stock Purchase Agreement, dated as of December 14, 1994, between David Jackowitz and URT. 10 (iiii) Amendment dated as of October 1, 1994 to Management and Intercorporate Agreement dated March 29, 1993 between URT and PEC. 22 Subsidiaries of URT. 27 Financial Data Schedule.* (b) Reports on Form 8-K. None. -------------- * This Form 10-K/A is being submitted for the purpose of including the Financial Data Schedule ("FDS") (Exhibit 27) which was omitted from the Form 10-K for the indicated period. Other than inclusion of such FDS and adding the appropriate cross-reference to the FDS in Item 14 above, there are no changes to the Form 10-K or the exhibits thereto. Page numbers have been left as in the Form 10-K, dated June 29, 1995, for the purpose of ease of cross-reference. -45-
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SIGNATURES Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. URT INDUSTRIES, INC. By: s/Allan Wolk --------------------- Allan Wolk, Chairman of the Board Dated: August 1, 1995 Pursuant to the requirements of the Securities Exchange Act of 1934, this report has been signed below by the following persons on behalf of the Registrant and in the capacities and on the dates indicated. Title Date ----- ---- By: s/Allan Wolk August 1, 1995 --------------------------- Allan Wolk, Chairman of the Board (Principal Executive Officer) and Director By: s/David Jackowitz August 1, 1995 --------------------------- David Jackowitz, President (Principal Financial and Accounting Officer) and Director By: s/Brian Wolk August 1, 1995 --------------------------- Brian Wolk, Director By: s/Jason Wolk August 1, 1995 --------------------------- Jason Wolk, Director -46-

Dates Referenced Herein   and   Documents Incorporated by Reference

Referenced-On Page
This ‘10-K/A’ Filing    Date First  Last      Other Filings
Filed on:8/2/95
8/1/955
6/29/954
5/30/951
For Period End:4/1/951210-K
12/14/944
10/1/944
4/2/942
6/25/934
3/29/934
6/25/924
3/31/924
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