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Ameriprise Financial Inc. – ‘8-K’ for 1/24/24

On: Wednesday, 1/24/24, at 4:17pm ET · For: 1/24/24 · Accession #: 820027-24-3 · File #: 1-32525

  As Of               Filer                 Filing    For·On·As Docs:Size

 1/24/24  Ameriprise Financial Inc.         8-K:2,9     1/24/24   12:1.4M

Current Report — Form 8-K

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K         Current Report                                      HTML     38K 
 2: EX-99.1     Miscellaneous Exhibit                               HTML   1.08M 
 7: R1          Document and Entity Information Document            HTML     46K 
10: XML         IDEA XML File -- Filing Summary                      XML     12K 
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 9: EXCEL       IDEA Workbook of Financial Report Info              XLSX      8K 
 4: EX-101.DEF  XBRL Definitions -- amp-20240124_def                 XML     38K 
 5: EX-101.LAB  XBRL Labels -- amp-20240124_lab                      XML     79K 
 6: EX-101.PRE  XBRL Presentations -- amp-20240124_pre               XML     38K 
 3: EX-101.SCH  XBRL Schema -- amp-20240124                          XSD     11K 
11: JSON        XBRL Instance as JSON Data -- MetaLinks               13±    20K 
12: ZIP         XBRL Zipped Folder -- 0000820027-24-000003-xbrl      Zip     82K

‘8-K’ — Current Report

This is an HTML Document rendered as filed. [ Alternative Formats ]

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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549

FORM			i 8-K

CURRENT REPORT
Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934


Date of Report (Date of earliest event reported):			i January 24, 2024


i AMERIPRISE FINANCIAL, INC.
(Exact name of registrant as specified in its charter)

i Delaware

i 001-32525

i 13-3180631

(State or other jurisdiction of incorporation)

(Commission File Number)

(I.R.S. Employer Identification No.)

i 1099 Ameriprise Financial Center

i Minneapolis

i Minnesota

i 55474

(Address of principal executive offices)

(Zip Code)

Registrant’s telephone number, including area code

i 612

i 671-3131


Former name or former address, if changed since last report:			Not Applicable


Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
i ☐			Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
i ☐			Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
i ☐			Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
i ☐			Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of each class

Trading Symbol

Name of each exchange on which registered

i Common Stock (par value $.01 per share)

i AMP

i New York Stock Exchange


Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). Emerging growth company			i ☐


If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.			☐

Item 2.02 Results of Operations and Financial Condition.

Ameriprise Financial, Inc. furnishes herewith, on Exhibit 99.1, a press release issued January 24, 2024, announcing its financial results for the fourth quarter of 2023.

Item 9.01 Financial Statements and Exhibits.

(d) Exhibits.


Exhibit No.						Description

Exhibit 99.1						Press Release dated January 24, 2024 announcing financial results for the fourth quarter of 2023

Exhibit 104						Cover page Interactive Data File (embedded within the Inline eXtensible Business Reporting Language)

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

AMERIPRISE FINANCIAL, INC.

(Registrant)

Date:

January 24, 2024

By:

/s/ Walter S. Berman

Walter S. Berman

Executive Vice President and

Chief Financial Officer