SEC Info℠  
    Home      Search      My Interests      Help      Sign In      Please Sign In

Brown Stuart R – ‘4’ for 4/11/24 re: Brown-Forman Corp.

On:  Monday, 4/15/24, at 7:34pm ET   ·   For:  4/11/24   ·   As:  Director   ·   Accession #:  14693-24-26   ·   File #:  1-00123

Previous ‘4’:  ‘4’ on 1/9/24 for 1/5/24   ·   Latest ‘4’:  This Filing

Find Words in Filings emoji
 		  in    Show  and   ↓Hints

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 4/15/24  Brown Stuart R                    4          Director    2:26K  Brown-Forman Corp.                Brown-Forman Corp.

Statement of Changes in Beneficial Ownership of Securities by an Insider   —   Form 4   —   SEA’34

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 4           Statement of Changes in Beneficial Ownership of     HTML     14K 
                Securities by an Insider --                                      
                wk-form4_1713224043.xml/5.8                                      
 2: EX-24       Power of Attorney                                   HTML     12K

‘4’   —   Statement of Changes in Beneficial Ownership of Securities by an Insider — wk-form4_1713224043.xml/5.8



        

This ‘4’ Document is an XML Data File that may be rendered in various formats:

  Form 4    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 
 
SEC Info℠ rendering:  Statement of Changes in Beneficial Ownership of Securities by an Insider — wk-form4_1713224043.xml/5.8
 

The SEC has not released XSLT Stylesheets needed to render this File’s XML Data as a Form.

This is our “Plain Text” rendering:
 
                                                                                                                                                                                
Ownership Document
 
Schema Version:  X0508
Document Type:  4
Period of Report:  4/11/24
Not Subject to Section 16:  0
Issuer:
Issuer CIK:  14693
Issuer Name:  BROWN FORMAN CORP
Issuer Trading Symbol:  BFA, BFB
Reporting Owner:
Reporting Owner ID:
Owner CIK:  1549563
Owner Name:  Brown Stuart R
Reporting Owner Address:
Owner Street 1:  850 DIXIE HIGHWAY
Owner Street 2:
Owner City:  LOUISVILLE
Owner State:  KY
Owner ZIP Code:  40210
Owner State Description:
Reporting Owner Relationship:
Is Director?  Yes
Is Officer?  No
Is Ten Percent Owner?  No
Is Other?  No
Aff 10b5 One:  0
Non-Derivative Table:
Non-Derivative Transaction:
Security Title:
Value:  Class A Common
Transaction Date:
Value:  4/11/24
Transaction Coding:
Transaction Form Type:  5
Transaction Code:  G
Equity Swap Involved?  No
Transaction Timeliness:
Value:  E
Transaction Amounts:
Transaction Shares:
Value:  6,000
Transaction Price Per Share:
Value:  0
Transaction Acquired-Disposed Code:
Value:  A
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  29,745
Ownership Nature:
Direct or Indirect Ownership:
Value:  I
Nature of Ownership:
Value:  2020 Trust fbo Child-1
Non-Derivative Transaction:
Security Title:
Value:  Class A Common
Transaction Date:
Value:  4/11/24
Transaction Coding:
Transaction Form Type:  5
Transaction Code:  G
Equity Swap Involved?  No
Transaction Timeliness:
Value:  E
Transaction Amounts:
Transaction Shares:
Value:  6,000
Transaction Price Per Share:
Value:  0
Transaction Acquired-Disposed Code:
Value:  A
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  29,745
Ownership Nature:
Direct or Indirect Ownership:
Value:  I
Nature of Ownership:
Value:  2020 Trust fbo Child-2
Non-Derivative Transaction:
Security Title:
Value:  Class A Common
Transaction Date:
Value:  4/11/24
Transaction Coding:
Transaction Form Type:  5
Transaction Code:  G
Equity Swap Involved?  No
Transaction Timeliness:
Value:  E
Transaction Amounts:
Transaction Shares:
Value:  6,000
Transaction Price Per Share:
Value:  0
Transaction Acquired-Disposed Code:
Value:  A
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  29,745
Ownership Nature:
Direct or Indirect Ownership:
Value:  I
Nature of Ownership:
Value:  2020 Trust fbo Child-3
Non-Derivative Transaction:
Security Title:
Value:  Class A Common
Transaction Date:
Value:  4/11/24
Transaction Coding:
Transaction Form Type:  5
Transaction Code:  G
Equity Swap Involved?  No
Transaction Timeliness:
Value:  E
Transaction Amounts:
Transaction Shares:
Value:  6,000
Transaction Price Per Share:
Value:  0
Transaction Acquired-Disposed Code:
Value:  A
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  29,745
Ownership Nature:
Direct or Indirect Ownership:
Value:  I
Nature of Ownership:
Value:  2020 Trust fbo Child-4
Non-Derivative Transaction:
Security Title:
Value:  Class A Common
Transaction Date:
Value:  4/11/24
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  G
Equity Swap Involved?  No
Transaction Amounts:
Transaction Shares:
Value:  24,000
Transaction Price Per Share:
Value:  0
Transaction Acquired-Disposed Code:
Value:  D
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  0
Footnote ID:  F1
Ownership Nature:
Direct or Indirect Ownership:
Value:  I
Nature of Ownership:
Value:  GRAT-3
Non-Derivative Holding:
Security Title:
Value:  Class A Common
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  331,823
Footnote ID:  F2
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Non-Derivative Holding:
Security Title:
Value:  Class A Common
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  313,676
Footnote ID:  F3
Ownership Nature:
Direct or Indirect Ownership:
Value:  I
Nature of Ownership:
Value:  2023 GRAT
Non-Derivative Holding:
Security Title:
Value:  Class A Common
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  150,000
Ownership Nature:
Direct or Indirect Ownership:
Value:  I
Nature of Ownership:
Value:  2023 GRAT #2
Non-Derivative Holding:
Security Title:
Value:  Class A Common
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  40,878
Ownership Nature:
Direct or Indirect Ownership:
Value:  I
Nature of Ownership:
Value:  2015 Trust
Non-Derivative Holding:
Security Title:
Value:  Class A Common
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  10,624
Ownership Nature:
Direct or Indirect Ownership:
Value:  I
Nature of Ownership:
Value:  Hebe Trust
Non-Derivative Holding:
Security Title:
Value:  Class A Common
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  36,104
Ownership Nature:
Direct or Indirect Ownership:
Value:  I
Nature of Ownership:
Value:  Hedge Street Partners LLC
Non-Derivative Holding:
Security Title:
Value:  Class A Common
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  228,302
Ownership Nature:
Direct or Indirect Ownership:
Value:  I
Nature of Ownership:
Value:  SKCJ Investments LLC
Non-Derivative Holding:
Security Title:
Value:  Class A Common
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  47,500
Ownership Nature:
Direct or Indirect Ownership:
Value:  I
Nature of Ownership:
Value:  2021 Trust fbo Child-1
Non-Derivative Holding:
Security Title:
Value:  Class A Common
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  47,500
Ownership Nature:
Direct or Indirect Ownership:
Value:  I
Nature of Ownership:
Value:  2021 Trust fbo Child-2
Non-Derivative Holding:
Security Title:
Value:  Class A Common
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  47,500
Ownership Nature:
Direct or Indirect Ownership:
Value:  I
Nature of Ownership:
Value:  2021 Trust fbo Child-3
Non-Derivative Holding:
Security Title:
Value:  Class A Common
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  47,500
Ownership Nature:
Direct or Indirect Ownership:
Value:  I
Nature of Ownership:
Value:  2021 Trust fbo Child-4
Derivative Table:
Footnotes:
Footnote - F1:  Total updated to reflect the transfer of 102,360 Class A shares to direct holdings.
Footnote - F2:  Total updated to reflect the transfer of 102,360 Class A shares from GRAT-3 and 186,324 Class A shares from 2023 GRAT to direct holdings.
Footnote - F3:  Total updated to reflect the transfer of 186,324 Class A shares to direct holdings.
Remarks:  Includes Exhibit 24 - Power of Attorney
Owner Signature:
Signature Name:  Nancie Oliver Mauffray, Attorney in Fact for Stuart R. Brown
Signature Date:  4/15/24


↑Top
Filing Submission 0000014693-24-000026   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)
Copyright © 2024 Fran Finnegan & Company LLC – All Rights Reserved.
About — Privacy — Redactions — Help — Mon., Apr. 29, 6:47:11.2pm ET