SEC Info - Quantum Corp./DE - ‘8-K’ for 11/2/22

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Quantum Corp./DE – ‘8-K’ for 11/2/22

On: Wednesday, 11/2/22, at 4:23pm ET · For: 11/2/22 · Accession #: 709283-22-47 · File #: 1-13449

  As Of               Filer                 Filing    For·On·As Docs:Size

11/02/22  Quantum Corp./DE                  8-K:2,9    11/02/22   11:480K

Current Report — Form 8-K

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K         Current Report                                      HTML     35K 
 2: EX-99.1     Miscellaneous Exhibit                               HTML    268K 
 6: R1          Cover Page                                          HTML     47K 
 9: XML         IDEA XML File -- Filing Summary                      XML     12K 
 7: XML         XBRL Instance -- qtm-20221102_htm                    XML     22K 
 8: EXCEL       IDEA Workbook of Financial Reports                  XLSX      8K 
 4: EX-101.LAB  XBRL Labels -- qtm-20221102_lab                      XML     69K 
 5: EX-101.PRE  XBRL Presentations -- qtm-20221102_pre               XML     34K 
 3: EX-101.SCH  XBRL Schema -- qtm-20221102                          XSD     10K 
10: JSON        XBRL Instance as JSON Data -- MetaLinks               12±    17K 
11: ZIP         XBRL Zipped Folder -- 0000709283-22-000047-xbrl      Zip     43K

‘8-K’ — Current Report

This is an HTML Document rendered as filed. [ Alternative Formats ]

iX: C: C:

qtm-20221102

i 0000709283 i FALSE00007092832022-11-022022-11-02

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM i 8-K

CURRENT REPORT

Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): i November 2, 2022


i Quantum Corporation
(Exact name of registrant as specified in its charter)

i Delaware

i 001-13449

i 94-2665054

(State or other jurisdiction of incorporation or organization)

(Commission File No.)

(I.R.S. Employer Identification No.)

i 224 Airport Parkway

i Suite 550

i San Jose

i CA

i 95110

(Address of Principal Executive Offices)

(Zip Code)


i (408)			i 944-4000
Registrant's telephone number, including area code



(Former name, former address and former fiscal year, if changed since last report)

Securities registered pursuant to Section 12(b) of the Act:

Title of each class

Trading Symbol

Name of each exchange on which registered

i Common Stock, $0.01 par value per share

i QMCO

i Nasdaq Global Market

Check the appropriate box below if the Form 8-K ﬁling is intended to simultaneously satisfy the ﬁling obligation of the registrant under any of the following provisions:

i ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

i ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

i ☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

i ☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company i ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

Item 2.02. Results of Financial Operations and Financial Condition.

On November 2, 2022, we reported our financial results for the quarter ended September 30, 2022. A copy of our earnings release is furnished as Exhibit 99.1 to this report.

Item 9.01. Financial Statements and Exhibits.


Exhibit Number						Description
99.1						Press Release dated November 2, 2022

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

Quantum Corporation

(Registrant)

November 2, 2022

/s/ J. Michael Dodson

(Date)

J. Michael Dodson

Chief Financial Officer