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Ownership Document
|
| Schema Version: X0306 |
| Document Type: 4 |
| Period of Report: 3/8/21 |
| Not Subject to Section 16: 0 |
| Issuer: |
| Issuer CIK: 928054 |
| Issuer Name: FLOTEK INDUSTRIES INC/CN/ |
| Issuer Trading Symbol: FTK |
| Reporting Owner: |
| Reporting Owner ID: |
| | Owner CIK: 1805598 |
| | Owner Name: Ezell Ryan Gillis |
| Reporting Owner Address: |
| | Owner Street 1: 8846 N. SAM HOUSTON PARKWAY W. |
| | Owner Street 2: SUITE 150 |
| | Owner City: HOUSTON |
| | Owner State: TX |
| | Owner ZIP Code: 77064 |
| | Owner State Description: |
| Reporting Owner Relationship: |
| | Is Director? No |
| | Is Officer? Yes |
| | Is Ten Percent Owner? No |
| | Is Other? No |
| | Officer Title: President, Chem. Technologies |
| | Other Text: |
| Non-Derivative Table: |
| Non-Derivative Transaction: |
| | Security Title: |
| | | Value: Common Shares |
| | Transaction Date: |
| | | Value: 3/8/21 |
| | Transaction Coding: |
| | | Transaction Form Type: 4 |
| | | Transaction Code: A |
| | | Equity Swap Involved? No |
| | Transaction Amounts: |
| | | Transaction Shares: |
| Value: 20,465 |
| Footnote ID: F1 |
| | | Transaction Price Per Share: |
| Value: 0 |
| | | Transaction Acquired-Disposed Code: |
| Value: A |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 173,141 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: D |
| Derivative Table: |
| Footnotes: |
| Footnote - F1: Granted as a portion of 2020 management incentive plan. Share number calculated based on the closing price on date of grant. Vests six months from date of grant. |
| Remarks: |
| Owner Signature: |
| Signature Name: /s/ Nicholas J. Bigney as attorney-in-fact |
| Signature Date: 3/10/21 |
