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Newtyn Management, LLC – ‘13F-HR’ for 12/31/18 – ‘INFO-TABLE’

On:  Thursday, 2/14/19, at 4:07pm ET   ·   Effective:  2/14/19   ·   For:  12/31/18   ·   Accession #:  905718-19-204   ·   File #:  28-15390

Previous ‘13F-HR’:  ‘13F-HR’ on 11/14/18 for 9/30/18   ·   Next:  ‘13F-HR’ on 5/15/19 for 3/31/19   ·   Latest:  ‘13F-HR’ on 5/15/20 for 3/31/20

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  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 2/14/19  Newtyn Management, LLC            13F-HR     12/31/18    2:19K                                    Lowenstein Sandler PC/FA

Quarterly Holdings or Combination Report by an Institutional Money Manager   —   Form 13F
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 13F-HR      Quarterly Holdings or Combination Report by an      HTML      5K 
                          Institutional Money Manager --                         
                          primary_doc.xml                                        
 2: INFO-TABLE  Information Table of Securities Holdings -- Form    HTML     18K 
                          13F -- infotable.xml                                   


INFO-TABLE   —   Information Table of Securities Holdings — Form 13F — infotable.xml





This ‘INFO-TABLE’ Document is an XML Data File that may be rendered in various formats:

Information Table  –  Plain Text  –  EDGAR System  –  SEC Website  –  XML Data  –  <?xml?> File
 

 
SEC Info rendering:  Portfolio Securities Holdings Info Table — Form 13F
 

Newtyn Management, LLC  
 NY

Form 13F Holdings Report   ·   For:  12/31/18   ·   Assets:  $450,110,400   ·   History:  Assets Under Management
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Security Market ValueªShares or PrincipalInvestment
Discretion
Other 
Managersº
Voting Authority
Issuer NameIssue ClassOpt.CUSIP/CINS$1000sWeightAmountS/PPriceSoleSharedNone
Sort in ascending orderSort in ascending orderSort in ascending orderSort in ascending orderIn descending orderSort in ascending orderSort in descending orderSort in ascending order   List(S/P Amounts or For All)
PG&E CORPCOM69331C·10·869,231  15.38%2,915,000Sh.23.75   SoleSole
TILRAY INCDEBT 5.000%10/0U8961E·AA·445,183  10.04%62,000,000Pr.72.9%   Sole370,357
INDUSTRIAL LOGISTICS PPTYS TCOM SHS BEN INT456237·10·633,425  7.43%1,699,304Sh.19.67   SoleSole
ADTALEM GLOBAL ED INCCOM00737L·10·329,622  6.58%626,000Sh.47.32   SoleSole
EXACT SCIENCES CORPCOM30063P·10·529,583  6.57%468,828Sh.63.10   SoleSole
ALTABA INCCOM021346·10·122,655  5.03%391,000Sh.57.94   SoleSole
ADIENT PLCORD SHSG0084W·10·122,590  5.02%1,500,000Sh.15.06   SoleSole
SPIRIT AEROSYSTEMS HLDGS INCCOM CL A848574·10·919,825  4.40%275,000Sh.72.09   SoleSole
GARRETT MOTION INCCOM366505·10·516,560  3.68%1,342,000Sh.12.34   SoleSole
NETGEAR INCCOM64111Q·10·415,964  3.55%306,826Sh.52.03   SoleSole
ADIENT PLCORD SHSPutG0084W·10·115,120  3.36%1,004,000Sh.15.06   SoleNone
LIBERTY MEDIA CORP DELAWARECOM A SIRIUSXM531229·40·913,432  2.98%365,000Sh.36.80   SoleSole
RECRO PHARMA INCCOM75629F·10·911,360  2.52%1,600,000Sh.7.10   SoleSole
SPECTRUM BRANDS HLDGS INC NECOM84790A·10·510,560  2.35%249,937Sh.42.25   SoleSole
LIBERTY MEDIA CORP DELAWARECOM C SIRIUSXM531229·60·710,410  2.31%281,500Sh.36.98   SoleNone
RETAIL VALUE INCCOM76133Q·10·210,293  2.29%402,241Sh.25.59   SoleSole
NI HLDGS INCCOM65342T·10·69,010  2.00%572,800Sh.15.73   SoleSole
PARK ELECTROCHEMICAL CORPCOM700416·20·98,097  1.80%448,100Sh.18.07   SoleSole
TURTLE BEACH CORPCOM NEW900450·20·67,492  1.66%525,000Sh.14.27   SoleSole
TILRAY INCCOM CL 288688T·10·07,054  1.57%100,000Sh.70.54   SoleSole
VIRTUS INVT PARTNERS INCCOM92828Q·10·95,981  1.33%75,299Sh.79.43   SoleSole
CORPORACION AMER ARPTS S ACOML1995B·10·75,272  1.17%795,229Sh.6.63   SoleSole
PG&E CORPCOMCall69331C·10·84,216a0.94%1,775,000Sh.2.37   SoleNone
ARLO TECHNOLOGIES INCCOM04206A·10·14,162  0.92%417,006Sh.9.98   SoleSole
PETMED EXPRESS INCCOM716382·10·63,489  0.78%150,000Sh.23.26   SoleSole
MERRIMACK PHARMACEUTICALS INCOM NEW590328·20·93,430  0.76%888,620Sh.3.86   SoleSole
RAFAEL HLDGS INCCOM CL B75062E·10·63,370  0.75%425,000Sh.7.93   SoleSole
AURORA CANNABIS INCCOM05156X·10·82,480  0.55%500,000Sh.4.96   SoleSole
CAMPING WORLD HLDGS INCCL A13462K·10·92,294  0.51%200,000Sh.11.47   SoleSole
SKYLINE CHAMPION CORPORATIONCOM830830·10·52,012  0.45%136,941Sh.14.69   SoleSole
SPDR S&P 500 ETF TRTR UNITPut78462F·10·31,562a0.35%62,500Sh.24.99   SoleNone
TAHOE RES INCCOM873868·10·31,512  0.34%414,281Sh.3.65   SoleSole
TILRAY INCCOM CL 2Call88688T·10·0976a0.22%138,400Sh.7.05   SoleNone
FORWARD PHARMA A/SSPONSORED ADR34986J·10·5830  0.18%1,064,501Sh.0.78   SoleSole
ECHOSTAR CORPCL A278768·10·6774  0.17%21,079Sh.36.72   SoleSole
CUSTOMERS BANCORP INCCOM23204G·10·0228  0.05%12,505Sh.18.23   SoleSole
TILRAY INCCOM CL 2Put88688T·10·052a0.01%7,300Sh.7.05   SoleNone
WRIGHT MED GROUP N VRIGHT 03/01/2019N96617·12·65  0.00%374,531Sh.≈0.01   SoleNone
33 Issuers38 Issues38 Holdings:  $450,110,400ªSole Manager
____________
 ª  The market values of 4 Holdings (usually Options) were adjusted (a), due to conflicting security prices in other Filings.  [ Show Data As Filed ]
 º  Other Included Managers with whom investment discretion is shared as to any Holding:  No Other Included Managers

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Filing Submission 0000905718-19-000204   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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