SEC Info - Newtyn Management, LLC - ‘13F-HR/A’ for 3/31/18

Newtyn Management, LLC – ‘13F-HR/A’ for 3/31/18

On: Wednesday, 5/16/18, at 11:40am ET · Effective: 5/16/18 · For: 3/31/18 · Accession #: 905718-18-524 · File #: 28-15390

As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 5/16/18 Newtyn Management, LLC 13F-HR/A 3/31/18 2:13K Lowenstein Sandler PC/FA

Document/Exhibit Description Pages Size 1: 13F-HR/A Amendment to Quarterly Holdings and Combination HTML 3K Report by a Money Manager -- primary_doc.xml 2: INFO-TABLE Portfolio Securities Holdings Info Table -- HTML 3K infotable.xml

EDGAR Submission

Header Data:

Submission Type: 13F-HR/A

Filer Info:

Live-Test Flag: LIVE

Flags:

Confirming Copy Flag? No

Return Copy Flag? No

Override Internet Flag? No

Filer:

Credentials:

CIK: 1569241

CCC: XXXXXXXX

Period of Report: 3/31/18

Form Data:

Cover Page:

Report Calendar or Quarter: 3/31/18

Is Amendment? Yes

Amendment No.: 1

Amendment Info:

Amendment Type: RESTATEMENT

Conf. Denied Expired? No

Filing Manager:

Name: Newtyn Management, LLC

Address:

Street 1: 405 Park Avenue

Street 2: Suite 1104

City: New York

State or Country: NY

ZIP Code: 10022-9409

Report Type: 13F HOLDINGS REPORT

Form 13F File Number: 028-15390

Provide Info for Instruction 5? No

Signature Block:

Name: Eugene Dozortsev

Title: Managing Member

Phone: 212-446-2460

Signature: /s/ Eugene Dozortsev

City: New York

State or Country: NY

Signature Date: 5/16/18

Summary Page:

Other Included Managers Count: 0

Table Entry Total: 23

Table Value Total: 560,148

Newtyn Management, LLC – ‘13F-HR/A’ for 3/31/18

On: Wednesday, 5/16/18, at 11:40am ET · Effective: 5/16/18 · For: 3/31/18 · Accession #: 905718-18-524 · File #: 28-15390

Previous ‘13F-HR’: ‘13F-HR’ on 5/15/18 for 3/31/18 · Next: ‘13F-HR’ on 8/14/18 for 6/30/18 · Latest: ‘13F-HR’ on 2/14/24 for 12/31/23

Amendment to Quarterly Holdings and Combination Report by a Money Manager — Form 13F
Filing Table of Contents

‘13F-HR/A’ — Amendment to Quarterly Holdings and Combination Report by a Money Manager — primary_doc.xml

This ‘13F-HR/A’ Document is an XML Data File that may be rendered in various formats:

Newtyn Management, LLC – ‘13F-HR/A’ for 3/31/18

On: Wednesday, 5/16/18, at 11:40am ET · Effective: 5/16/18 · For: 3/31/18 · Accession #: 905718-18-524 · File #: 28-15390

Previous ‘13F-HR’: ‘13F-HR’ on 5/15/18 for 3/31/18 · Next: ‘13F-HR’ on 8/14/18 for 6/30/18 · Latest: ‘13F-HR’ on 2/14/24 for 12/31/23

Amendment to Quarterly Holdings and Combination Report by a Money Manager — Form 13FFiling Table of Contents

‘13F-HR/A’ — Amendment to Quarterly Holdings and Combination Report by a Money Manager — primary_doc.xml

This ‘13F-HR/A’ Document is an XML Data File that may be rendered in various formats:

Amendment to Quarterly Holdings and Combination Report by a Money Manager — Form 13F
Filing Table of Contents