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Gallen Jonathan – ‘SC 13G/A’ on 2/13/04 re: Allstream Inc

On:  Friday, 2/13/04, at 3:51pm ET   ·   Accession #:  905718-4-76   ·   File #:  5-78364

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  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 2/13/04  Gallen Jonathan                   SC 13G/A               1:10K  Allstream Inc                     Lowenstein Sandler PC/FA

Amendment to Statement of Beneficial Ownership   —   Schedule 13G
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: SC 13G/A    Sc13Gam1                                               5     20K 


Document Table of Contents

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11st Page   -   Filing Submission
3Item 1(a). Name Of Issuer: Allstream Inc
"Item 1(b). Address of Issuer's Principal Executive Offices: 200 Wellington Street West, Suite 1600, Toronto, Ontario Canada, M5V 3G2
"Item 2(a). Name of Person Filing: Jonathan Gallen
"Item 2(c). Citizenship: United States
"Item 2(d). Title of Class of Securities: Class A Voting Shares
"Item 2(e). CUSIP No.: 04650D106
"Item 3. If This Statement Is Filed Pursuant to Sections 240.13d-1(b) or 240.13d-2(b) or (c), check whether the Person Filing is a:
4Item 4. Ownership
"Item 5. Ownership of Five Percent or Less of a Class
"Item 6. Ownership of More Than Five Percent on Behalf of Another Person
"Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person
"Item 8. Identification and Classification of Members of the Group
"Item 9. Notice of Dissolution of Group
5Item 10. Certification
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* ALLSTREAM INC. -------------------------------------------------------------------------------- (Name of Issuer) CLASS A VOTING SHARES -------------------------------------------------------------------------------- (Title of Class of Securities) 04650D106 -------------------------------------------------------------------------------- (CUSIP Number) December 31, 2003 -------------------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule 13G is filed: [ ] Rule 13d-1(b) [X] Rule 13d-1(c) [ ] Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
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CUSIP No. 04650D106 -------------------------------------------------------------------------------- (1) Names of Reporting Persons. I.R.S. Identification Nos. of Above Persons (entities only): Jonathan Gallen -------------------------------------------------------------------------------- (2) Check the Appropriate Box if a Member of a Group (See Instructions) (a) (b) -------------------------------------------------------------------------------- (3) SEC Use Only -------------------------------------------------------------------------------- (4) Citizenship or Place of Organization: United States -------------------------------------------------------------------------------- Number of Shares Beneficially Owned by Each Reporting Person With (5) Sole Voting Power: 50,000* ------------------------------------ (6) Shared Voting Power: 0 ------------------------------------ (7) Sole Dispositive Power: 50,000* ------------------------------------ (8) Shared Dispositive Power: 0 ------------------------------------ -------------------------------------------------------------------------------- (9) Aggregate Amount Beneficially Owned by Each Reporting Person: 50,000* -------------------------------------------------------------------------------- (10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions): N/A -------------------------------------------------------------------------------- (11) Percent of Class Represented by Amount in Row (9): 4.6%* -------------------------------------------------------------------------------- (12) Type of Reporting Person (See Instructions): IA, IN -------------------------------------------------------------------------------- * As of December 31, 2003, Ahab Partners, L.P. ("Ahab") and Ahab International, Ltd. ("International") held in the aggregate 50,000 shares of Class A Voting Shares (the "Shares") of Allstream Inc. Jonathan Gallen possesses sole power to vote and direct the disposition of all Shares held by Ahab and International. Accordingly, for the purposes of Rule 13d-3 under the Securities Exchange Act of 1934, as amended, Mr. Gallen is deemed to beneficially own such 50,000 Shares, or 4.6%, of the Shares issued and outstanding as of December 31, 2003.
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Item 1(a). Name Of Issuer: Allstream Inc. Item 1(b). Address of Issuer's Principal Executive Offices: 200 Wellington Street West, Suite 1600, Toronto, Ontario Canada, M5V 3G2 Item 2(a). Name of Person Filing: Jonathan Gallen Item 2(b). Address of Principal Business Office or, if None, Residence: 299 Park Avenue, 21st Floor, New York, New York 10171 Item 2(c). Citizenship: United States Item 2(d). Title of Class of Securities: Class A Voting Shares Item 2(e). CUSIP No.: 04650D106 Item 3. If This Statement Is Filed Pursuant to Sections 240.13d-1(b) or 240.13d-2(b) or (c), check whether the Person Filing is a: (a) [ ] Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o). (b) [ ] Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c). (c) [ ] Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c). (d) [ ] Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C 80a-8). (e) [ ] An investment adviser in accordance with Section 240.13d-1(b) (1)(ii)(E); (f) [ ] An employee benefit plan or endowment fund in accordance with Section 240.13d-1(b)(1)(ii)(F); (g) [ ] A parent holding company or control person in accordance with Section 240.13d-1(b)(1)(ii)(G); (h) [ ] A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); (i) [ ] A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); (j) [ ] Group, in accordance with Section 240.13d-1(b)(1)(ii)(J).
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Item 4. Ownership (a) Amount Beneficially Owned (as of December 31, 2003): 50,000* (b) Percent of Class (as of December 31, 2003): 4.6%* (c) Number of Shares as to which the person has: (i) sole power to vote or to direct the vote 50,000* (ii) shared power to vote or to direct the vote 0 (iii) sole power to dispose or to direct the disposition of 50,000* (iv) shared power to dispose or to direct the disposition of 0 Item 5. Ownership of Five Percent or Less of a Class If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than 5 percent of the class of securities, check the following [X]. Item 6. Ownership of More Than Five Percent on Behalf of Another Person Not Applicable. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person Not Applicable. Item 8. Identification and Classification of Members of the Group Not Applicable. Item 9. Notice of Dissolution of Group Not Applicable. ---------------------- * As of December 31, 2003, Ahab Partners, L.P. ("Ahab") and Ahab International, Ltd. ("International") held in the aggregate 50,000 shares of the Class A Voting Shares (the "Shares") of Allstream Inc. Jonathan Gallen possesses sole power to vote and direct the disposition of all Shares held by Ahab and International. Accordingly, for the purposes of Rule 13d-3 under the Securities Exchange Act of 1934, as amended, Mr. Gallen is deemed to beneficially own such 50,000 Shares, or 4.6%, of the Shares issued and outstanding as of December 31, 2003.
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Item 10. Certification By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 10, 2004 /s/ Jonathan Gallen --------------------------------------- Jonathan Gallen, in his capacity as the investment manager for Ahab Partners, L.P. and Ahab International, Ltd. Attention: Intentional misstatements or omissions of fact constitute Federal criminal violations (See 18 U.S.C. 1001)

Dates Referenced Herein   and   Documents Incorporated by Reference

Referenced-On Page
This ‘SC 13G/A’ Filing    Date First  Last      Other Filings
Filed on:2/13/04SC 13D/A,  SC 13G/A
2/10/045SC 13G
12/31/031440-F,  6-K
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Filing Submission 0000905718-04-000076   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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