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EDGAR Submission
|
| Schema Version: X0708 |
| Submission Type: D/A |
| Test or Live: LIVE |
| Primary Issuer: |
| CIK: 1584553 |
| Entity Name: Gavea Fund Plus Ltd. |
| Issuer Address: |
| | Street 1: AV. ATAULFO DE PAIVA, 1.100 - 7 ANDAR |
| | City: RIO DE JANEIRO |
| | State or Country: D5 |
| | State or Country Description: BRAZIL |
| | ZIP Code: 22440-035 |
| Issuer Phone Number: 55 21 3526-9133 |
| Jurisdiction of Inc.: CAYMAN ISLANDS |
| Issuer Previous Name List: |
| | Value: None |
| EDGAR Previous Name List: |
| | Value: None |
| Entity Type: Other |
| Entity Type Other Desc: Exempted Company with Limited Liability |
| Year of Inc.: |
| | Over Five Years? Yes |
| Related-Persons List: |
| Related-Person Info: |
| | Related-Person Name: |
| | | First Name: Richard |
| | | Last Name: Crawshaw |
| | Related-Person Address: |
| | | Street 1: Maples Corporate Services Limited |
| | | Street 2: Ugland House |
| | | City: Grand Cayman |
| | | State or Country: E9 |
| | | State or Country Description: CAYMAN ISLANDS |
| | | ZIP Code: KY1-1104 |
| | Related-Person Relationship List: |
| | | Relationship: Director |
| | Relationship Clarification: |
| Related-Person Info: |
| | Related-Person Name: |
| | | First Name: Clive |
| | | Last Name: Harris |
| | Related-Person Address: |
| | | Street 1: Maples Corporate Services Limited |
| | | Street 2: Ugland House |
| | | City: Grand Cayman |
| | | State or Country: E9 |
| | | State or Country Description: CAYMAN ISLANDS |
| | | ZIP Code: KY1-1104 |
| | Related-Person Relationship List: |
| | | Relationship: Director |
| | Relationship Clarification: |
| Offering Data: |
| Industry Group: |
| | Industry Group Type: Pooled Investment Fund |
| | Investment Fund Info: |
| | | Investment Fund Type: Hedge Fund |
| | | Is '40 Act? No |
| Issuer Size: |
| | Aggregate Net Asset Value Range: Decline to Disclose |
| Federal Exemptions Exclusions: |
| | Item: 06b |
| | Item: 3C |
| | Item: 3C.7 |
| Type of Filing: |
| | New or Amendment: |
| | | Is Amendment? Yes |
| | | Previous Accession Number: 899140-18-460 |
| | Date of First Sale: |
| | | Value: 7/31/13 |
| Duration of Offering: |
| | More Than One Year? Yes |
| Types of Securities Offered: |
| | Is Equity Type? Yes |
| | Is Pooled Investment Fund Type? Yes |
| Business-Combination Transaction: |
| | Is Business-Combination Transaction? No |
| | Clarification of Response: |
| Minimum Investment Accepted: 100,000 |
| Sales Compensation List: |
| | Recipient: |
| | | Recipient Name: J.P. Morgan Securities LLC |
| | | Recipient CRD Number: 79 |
| | | Associated BD Name: J.P. Morgan Securities LLC |
| | | Associated BDCRD Number: 79 |
| | | Recipient Address: |
| Street 1: 270 Park Avenue |
| City: New York |
| State or Country: NY |
| State or Country Description: NEW YORK |
| ZIP Code: 10017 |
| | | States of Solicitation List: |
| Value: All States |
| | | Foreign Solicitation? No |
| Offering Sales Amounts: |
| | Total Offering Amount: Indefinite |
| | Total Amount Sold: 51,553,556 |
| | Total Remaining: Indefinite |
| | Clarification of Response: Responses in Items #13 and #14 are estimates. |
| Investors: |
| | Has Non-Accredited Investors? No |
| | Total Number Already Invested: 7 |
| Sales Commissions Finders Fees: |
| | Sales Commissions: |
| | | Dollar Amount: 223,741 |
| | | Is Estimate? Yes |
| | Finders Fees: |
| | | Dollar Amount: 0 |
| | Clarification of Response: Estimate includes fees that may be paid over the next 12 months. |
| Use of Proceeds: |
| | Gross Proceeds Used: |
| | | Dollar Amount: 0 |
| | Clarification of Response: |
| Signature Block: |
| | Authorized Representative? No |
| | Signature: |
| | | Issuer Name: Gavea Fund Plus Ltd. |
| | | Signature Name: Clive Harris |
| | | Name of Signer: Clive Harris |
| | | Signature Title: Director |
| | | Signature Date: 7/22/19 |
