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Cryo Cell International Inc., et al. – ‘4’ for 6/4/20 re: CBA Florida, Inc.

On:  Monday, 6/8/20, at 5:21pm ET   ·   For:  6/4/20   ·   Accession #:  899243-20-15642   ·   File #:  0-50746

Previous ‘4’:  ‘4’ on 6/2/20 for 5/28/20   ·   Latest ‘4’:  This Filing

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 6/08/20  Cryo Cell International Inc.      4                      1:10K  CBA Florida, Inc.                 Donnelley Fin’l S… 06/FA
          Portnoy David
          Portnoy Mark L.

Statement of Changes in Beneficial Ownership of Securities by an Insider   —   Form 4   —   SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 4           Form 4 Submission -- doc4.xml/3.6                   HTML      3K


        

This ‘4’ Document is an XML Data File that may be rendered in various formats:

  Form 4    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 
 
Plain Text rendering:  Form 4 Submission
 
                                                                                                                                                                                
Ownership Document
 
Schema Version:  X0306
Document Type:  4
Period of Report:  6/4/20
Not Subject to Section 16:  0
Issuer:
Issuer CIK:  1289496
Issuer Name:  CBA Florida, Inc.
Issuer Trading Symbol:  CBAI
Reporting Owner:
Reporting Owner ID:
Owner CIK:  862692
Owner Name:  CRYO CELL INTERNATIONAL INC
Reporting Owner Address:
Owner Street 1:  700 BROOKER CREEK BLVD., SUITE 1800
Owner Street 2:
Owner City:  OLDSMAR
Owner State:  FL
Owner ZIP Code:  34677
Owner State Description:
Reporting Owner Relationship:
Is Director?  No
Is Officer?  No
Is Ten Percent Owner?  Yes
Is Other?  No
Reporting Owner:
Reporting Owner ID:
Owner CIK:  1315416
Owner Name:  PORTNOY DAVID
Reporting Owner Address:
Owner Street 1:  700 BROOKER CREEK BLVD., SUITE 1800
Owner Street 2:
Owner City:  OLDSMAR
Owner State:  FL
Owner ZIP Code:  34677
Owner State Description:
Reporting Owner Relationship:
Is Director?  No
Is Officer?  Yes
Is Ten Percent Owner?  Yes
Is Other?  No
Officer Title:  Co-Chief Executive Officer
Reporting Owner:
Reporting Owner ID:
Owner CIK:  1529249
Owner Name:  Portnoy Mark L.
Reporting Owner Address:
Owner Street 1:  700 BROOKER CREEK BLVD.
Owner Street 2:  ST. 1800
Owner City:  OLDSMAR
Owner State:  FL
Owner ZIP Code:  34677
Owner State Description:
Reporting Owner Relationship:
Is Director?  No
Is Officer?  Yes
Is Ten Percent Owner?  Yes
Is Other?  No
Officer Title:  Co-Chief Executive Officer
Non-Derivative Table:
Non-Derivative Holding:
Security Title:
Value:  Common Stock
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  114,207,446
Footnote ID:  F1
Footnote ID:  F4
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Non-Derivative Holding:
Security Title:
Value:  Common Stock
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  5,614,932
Footnote ID:  F2
Footnote ID:  F4
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Non-Derivative Holding:
Security Title:
Value:  Common Stock
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  4,061,770
Footnote ID:  F3
Footnote ID:  F4
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Non-Derivative Transaction:
Security Title:
Value:  Common Stock
Transaction Date:
Value:  6/4/20
Deemed Execution Date:
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  S
Equity Swap Involved?  No
Transaction Timeliness:
Value:
Transaction Amounts:
Transaction Shares:
Value:  530,000
Footnote ID:  F2
Transaction Price Per Share:
Value:  0.0076
Transaction Acquired-Disposed Code:
Value:  D
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  4,663,572
Footnote ID:  F2
Footnote ID:  F4
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Non-Derivative Transaction:
Security Title:
Value:  Common Stock
Transaction Date:
Value:  6/5/20
Deemed Execution Date:
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  S
Equity Swap Involved?  No
Transaction Timeliness:
Value:
Transaction Amounts:
Transaction Shares:
Value:  1,230,089
Footnote ID:  F2
Transaction Price Per Share:
Value:  0.0074
Transaction Acquired-Disposed Code:
Value:  D
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  3,433,483
Footnote ID:  F2
Footnote ID:  F4
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Footnotes:
Footnote - F1:  Shares owned solely by Cryo-Cell International, Inc.
Footnote - F2:  Shares owned solely by David I. Portnoy.
Footnote - F3:  Shares owned solely by Mark L. Portnoy.
Footnote - F4:  Messrs. Portnoy and Portnoy, along with CRYO-CELL International, Inc. are deemed to be members of a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended.
Remarks:
Owner Signature:
Signature Name:  /s/ David Portnoy, Individual, and Chief Executive Officer and Authorized Representative of Cryo-Cell, International, Inc.
Signature Date:  6/8/20
Owner Signature:
Signature Name:  /s/ David Portnoy
Signature Date:  6/8/20
Owner Signature:
Signature Name:  /s/ Mark Portnoy
Signature Date:  6/8/20


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