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FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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OMB APPROVAL
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| Estimated average burden hours per response... | 0.5 |
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(Print or Type Responses)
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1. Name and Address of Reporting Person *
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Lawrence Steven Paul |
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2. Date of Event Requiring Statement (Month/Day/Year)
10/02/2020 |
3. Issuer Name and Ticker or Trading Symbol
Academy Sports & Outdoors, Inc. [ASO]
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C/O ACADEMY SPORTS AND OUTDOORS, INC., 1800 NORTH MASON ROAD |
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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_____ Director
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_____ 10% Owner
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__X__ Officer (give title below)
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_____ Other (specify below)
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See Remarks
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5. If Amendment, Date Original Filed
(Month/Day/Year)
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KATY, TX 77449 |
6. Individual or Joint/Group Filing
(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security
(Instr. 4)
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2. Amount of Securities Beneficially Owned
(Instr. 4)
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3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
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4. Nature of Indirect Beneficial Ownership
(Instr. 5)
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| Common Stock | 178,992 (1) |
D
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| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) |
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 4)
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2. Date Exercisable and Expiration Date
(Month/Day/Year)
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3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
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4. Conversion or Exercise Price of Derivative Security
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5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
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6. Nature of Indirect Beneficial Ownership
(Instr. 5)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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| Stock Options (Right to Buy) |
(2) | 03/07/2029 | Common Stock | 130,561 |
$16.57 | D |
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| Stock Options (Right to Buy) |
(3) | 03/07/2029 | Common Stock | 33,925 |
$16.57 | D |
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| Stock Options (Right to Buy) |
(4) | 03/05/2030 | Common Stock | 69,107 |
$17.3 | D |
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Reporting Owners
| Reporting Owner Name / Address | Relationships |
| Director | 10% Owner | Officer | Other |
Lawrence Steven Paul
C/O ACADEMY SPORTS AND OUTDOORS, INC.
1800 NORTH MASON ROAD
KATY, TX 77449 |
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See Remarks |
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Signatures
| /s/ Rene G. Casares, Attorney-in-Fact | | 10/02/2020 |
| **Signature of Reporting Person | Date |
Explanation of Responses:
| * | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| (1) | Reflects: (a) 154,923 time-based restricted stock units, and (b) 24,069 performance-based restricted stock units that vest if certain performance criteria and/or Issuer stock price conditions are met. |
| (2) | These time-based options vest in four equal annual installments beginning on March 7, 2020. |
| (3) | These performance-based options vest as follows: (a) 8,481 have vested, and (b) the remaining portion shall vest in three equal annual installments beginning on February 1, 2021. |
| (4) | These time-based options vest in four equal annual installments beginning on March 5, 2021. |
Remarks:
EVP & Chief Merchandising Officer Exhibit List: Exhibit 24 - Power of Attorney. |
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, See Instruction 6 for procedure.
Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.
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