SEC Info - Rales Mitchell P - ‘4’ for 8/2/21 re: Colfax Corp.

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

1. Name and Address of Reporting Person^*

RALES MITCHELL P

(Last)

(First)

(Middle)

11790 GLEN ROAD

(Street)

POTOMAC

20854

(City)

(State)

(Zip)

2. Issuer Name and Ticker or Trading Symbol
Colfax CORP [ CFX ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
	Officer (give title below)	Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
8/2/21

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock, par value $.001	8/2/21		P		125,000	A	$45.9 ⁽¹⁾	1,045,201	D
Common Stock, par value $.001	8/2/21		P		100	A	$45.86	14,450	I	By trust for daughter
Common Stock, par value $.001	8/2/21		P		100	A	$45.86	2,950	I	By trust for daughter
Common Stock, par value $.001	8/3/21		P		27,476	A	$46.33 ⁽²⁾	1,072,677	D
Common Stock, par value $.001	8/3/21		P		35,024	A	$46.84 ⁽³⁾	1,107,701	D
Common Stock, par value $.001	8/4/21		P		59,340	A	$46.3 ⁽⁴⁾	1,167,041	D
Common Stock, par value $.001	8/4/21		P		3,160	A	$46.96 ⁽⁵⁾	1,170,201	D
Common Stock, par value $.001								6,000,000	I	By single member LLCs ⁽⁶⁾
Common Stock, par value $.001								11,500	I	By trust for daughter
Common Stock, par value $.001								28,000	I	By spouse ⁽⁷⁾
Common Stock, par value $.001								679,264	I	By the Mitchell P. Rales Family Trust ⁽⁸⁾

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

(1) The price reported is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $45.675 to $46.025, inclusive. The reporting person undertakes to provide to Colfax Corporation, any security holder of Colfax Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

(2) The price reported is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $45.68 to $46.67, inclusive. The reporting person undertakes to provide to Colfax Corporation, any security holder of Colfax Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

(3) The price reported is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $46.69 to $46.97, inclusive. The reporting person undertakes to provide to Colfax Corporation, any security holder of Colfax Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

(4) The price reported is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $45.92 to $46.91, inclusive. The reporting person undertakes to provide to Colfax Corporation, any security holder of Colfax Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

(5) The price reported is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $46.925 to $47.01, inclusive. The reporting person undertakes to provide to Colfax Corporation, any security holder of Colfax Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

(6) The reported shares are held through single-member LLCs, of which a revocable trust with the Reporting Person as the sole trustee and beneficiary is the sole member.

(7) The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Neither this filing nor anything contained herein shall be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 13 of the Securities Exchange Act of 1934 or otherwise.

(8) The reporting person is a trustee of the Mitchell P. Rales Family Trust.

Remarks:

	/s/ Mitchell P. Rales	8/4/21
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

____________ Transaction Code:
P	Open market or private purchase of non-derivative or derivative security.

Rales Mitchell P – ‘4’ for 8/2/21 re: Colfax Corp.

On: Wednesday, 8/4/21, at 6:16pm ET · For: 8/2/21 · Accession #: 899243-21-31641 · File #: 1-34045

Previous ‘4’: ‘4’ on 3/2/21 for 2/26/21 · Next: ‘4’ on 11/4/21 for 11/2/21 · Latest: ‘4’ on 2/5/24 for 2/1/24

Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 — SEA’34
Filing Table of Contents

This ‘4’ Document is an XML Data File that may be rendered in various formats:

Rales Mitchell P – ‘4’ for 8/2/21 re: Colfax Corp.

On: Wednesday, 8/4/21, at 6:16pm ET · For: 8/2/21 · Accession #: 899243-21-31641 · File #: 1-34045

Previous ‘4’: ‘4’ on 3/2/21 for 2/26/21 · Next: ‘4’ on 11/4/21 for 11/2/21 · Latest: ‘4’ on 2/5/24 for 2/1/24

Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 — SEA’34Filing Table of Contents

This ‘4’ Document is an XML Data File that may be rendered in various formats:

Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 — SEA’34
Filing Table of Contents