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Ownership Document
|
| Schema Version: X0306 |
| Document Type: 4 |
| Period of Report: 4/13/21 |
| Not Subject to Section 16: 0 |
| Issuer: |
| Issuer CIK: 1537917 |
| Issuer Name: TYME TECHNOLOGIES, INC. |
| Issuer Trading Symbol: TYME |
| Reporting Owner: |
| Reporting Owner ID: |
| | Owner CIK: 1711342 |
| | Owner Name: Hoffman Steve |
| Reporting Owner Address: |
| | Owner Street 1: C/O TYME TECHNOLOGIES, INC. |
| | Owner Street 2: 1 PLUCKEMIN WAY, SUITE 103 |
| | Owner City: BEDMINSTER |
| | Owner State: NJ |
| | Owner ZIP Code: 07921 |
| | Owner State Description: |
| Reporting Owner Relationship: |
| | Is Director? Yes |
| | Is Officer? Yes |
| | Is Ten Percent Owner? Yes |
| | Is Other? No |
| | Officer Title: Chief Science Officer |
| Non-Derivative Table: |
| Non-Derivative Transaction: |
| | Security Title: |
| | | Value: Common Stock |
| | Transaction Date: |
| | | Value: 4/13/21 |
| | Deemed Execution Date: |
| | Transaction Coding: |
| | | Transaction Form Type: 4 |
| | | Transaction Code: S |
| | | Equity Swap Involved? No |
| | | Footnote ID: F1 |
| | Transaction Timeliness: |
| | | Value: |
| | Transaction Amounts: |
| | | Transaction Shares: |
| Value: 41,750 |
| | | Transaction Price Per Share: |
| Value: 1.51 |
| Footnote ID: F2 |
| | | Transaction Acquired-Disposed Code: |
| Value: D |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 24,447,998 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: D |
| Non-Derivative Transaction: |
| | Security Title: |
| | | Value: Common Stock |
| | Transaction Date: |
| | | Value: 4/14/21 |
| | Deemed Execution Date: |
| | Transaction Coding: |
| | | Transaction Form Type: 4 |
| | | Transaction Code: S |
| | | Equity Swap Involved? No |
| | | Footnote ID: F1 |
| | Transaction Timeliness: |
| | | Value: |
| | Transaction Amounts: |
| | | Transaction Shares: |
| Value: 41,750 |
| | | Transaction Price Per Share: |
| Value: 1.56 |
| Footnote ID: F2 |
| | | Transaction Acquired-Disposed Code: |
| Value: D |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 24,406,248 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: D |
| Footnotes: |
| Footnote - F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 16, 2020. |
| Footnote - F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.445 to $1.565, inclusive, on April 13, 2021, and prices ranging from $1.505 to $1.615, inclusive, on April 14, 2021. The reporting person undertakes to provide to Tyme Technologies, Inc., any security holder of Tyme Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. |
| Remarks: |
| Owner Signature: |
| Signature Name: /s/ Steve Hoffman |
| Signature Date: 4/15/21 |
