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Ownership Document
|
| Schema Version: X0306 |
| Document Type: 4 |
| Period of Report: 9/19/22 |
| Not Subject to Section 16: 0 |
| Issuer: |
| Issuer CIK: 1704711 |
| Issuer Name: Funko, Inc. |
| Issuer Trading Symbol: FNKO |
| Reporting Owner: |
| Reporting Owner ID: |
| | Owner CIK: 1784540 |
| | Owner Name: Fall Jung Jennifer |
| Reporting Owner Address: |
| | Owner Street 1: C/O FUNKO, INC. |
| | Owner Street 2: 2802 WETMORE AVENUE |
| | Owner City: EVERETT |
| | Owner State: WA |
| | Owner ZIP Code: 98201 |
| | Owner State Description: |
| Reporting Owner Relationship: |
| | Is Director? No |
| | Is Officer? Yes |
| | Is Ten Percent Owner? No |
| | Is Other? No |
| | Officer Title: CHIEF FINANCIAL OFFICER |
| Non-Derivative Table: |
| Non-Derivative Transaction: |
| | Security Title: |
| | | Value: Class A Common Stock |
| | Transaction Date: |
| | | Value: 9/19/22 |
| | Deemed Execution Date: |
| | Transaction Coding: |
| | | Transaction Form Type: 4 |
| | | Transaction Code: S |
| | | Equity Swap Involved? No |
| | Transaction Timeliness: |
| | | Value: |
| | Transaction Amounts: |
| | | Transaction Shares: |
| Value: 15,645 |
| Footnote ID: F1 |
| | | Transaction Price Per Share: |
| Value: 23.0442 |
| Footnote ID: F2 |
| Footnote ID: F3 |
| | | Transaction Acquired-Disposed Code: |
| Value: D |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 73,872 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: D |
| Non-Derivative Transaction: |
| | Security Title: |
| | | Value: Class A Common Stock |
| | Transaction Date: |
| | | Value: 9/19/22 |
| | Deemed Execution Date: |
| | Transaction Coding: |
| | | Transaction Form Type: 4 |
| | | Transaction Code: S |
| | | Equity Swap Involved? No |
| | Transaction Timeliness: |
| | | Value: |
| | Transaction Amounts: |
| | | Transaction Shares: |
| Value: 21,562 |
| Footnote ID: F1 |
| | | Transaction Price Per Share: |
| Value: 23.636 |
| Footnote ID: F2 |
| Footnote ID: F4 |
| | | Transaction Acquired-Disposed Code: |
| Value: D |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 52,310 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: D |
| Footnotes: |
| Footnote - F1: Shares were sold to cover taxes upon the vesting of restricted stock units on September 16, 2022 pursuant to a standing 10b5-1 instruction to cover withholding taxes adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. |
| Footnote - F2: Represents the Reporting Person's pro rata portion of the total shares sold on the transaction date within a single dollar range to cover taxes upon vesting of restricted stock units for certain employees of the Issuer. |
| Footnote - F3: The price reported in Column 4 is a weighted average price of all shares sold on the transaction date by the Issuer's broker within a single dollar range to cover taxes upon the vesting of restricted stock units for certain employees of the Issuer. These shares were sold in multiple transactions at prices ranging from $22.27 to $23.265, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| Footnote - F4: The price reported in Column 4 is a weighted average price of all shares sold on the transaction date by the Issuer's broker within a single dollar range to cover taxes upon the vesting of restricted stock units for certain employees of the Issuer. These shares were sold in multiple transactions at prices ranging from $23.27 to $23.91, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| Remarks: |
| Owner Signature: |
| Signature Name: /s/ Tracy Daw, as Attorney-in-Fact for Jennifer Fall Jung |
| Signature Date: 9/21/22 |
