| | | | | | | | | | | | | | | | | | | | | |
Ownership Document |
Schema Version: X0306 |
Document Type: 4 |
Period of Report: 10/3/22 |
Not Subject to Section 16: 0 |
Issuer: |
| Issuer CIK: 1098972 |
| Issuer Name: AGENUS INC |
| Issuer Trading Symbol: AGEN |
Reporting Owner: |
| Reporting Owner ID: |
| | Owner CIK: 1383313 |
| | Owner Name: Wright Timothy |
| Reporting Owner Address: |
| | Owner Street 1: C/O AGENUS INC. |
| | Owner Street 2: 3 FORBES ROAD |
| | Owner City: LEXINGTON |
| | Owner State: MA |
| | Owner ZIP Code: 02421 |
| | Owner State Description: |
| Reporting Owner Relationship: |
| | Is Director? Yes |
| | Is Officer? No |
| | Is Ten Percent Owner? No |
| | Is Other? No |
Derivative Table: |
| Derivative Transaction: |
| | Security Title: |
| | | Value: Deferred Stock Units |
| | Conversion or Exercise Price: |
| | | Footnote ID: F1 |
| | Transaction Date: |
| | | Value: 10/3/22 |
| | Deemed Execution Date: |
| | Transaction Coding: |
| | | Transaction Form Type: 4 |
| | | Transaction Code: A |
| | | Equity Swap Involved? No |
| | Transaction Timeliness: |
| | | Value: |
| | Transaction Amounts: |
| | | Transaction Shares: |
| Value: 3,608.154 |
| | | Transaction Price Per Share: |
| Footnote ID: F3 |
| | | Transaction Acquired-Disposed Code: |
| Value: A |
| | Exercise Date: |
| | | Footnote ID: F2 |
| | Expiration Date: |
| | | Footnote ID: F2 |
| | Underlying Security: |
| | | Underlying Security Title: |
| Value: Common Stock |
| | | Underlying Security Shares: |
| Value: 3,608.154 |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 146,977.743 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: D |
Footnotes: |
| Footnote - F1: Deferred Stock Units convert to shares of Common Stock on a 1 for 1 basis. |
| Footnote - F2: Acquired under the Agenus Inc. Amended and Restated Directors' Deferred Compensation Plan, as amended (the "Plan"). Deferred Stock Units represent an equal amount of the Company's common stock to be distributed under the terms of the Plan, typically once the director ceases to serve as a director of the Company. |
| Footnote - F3: $2.598 per Deferred Stock Unit acquired on October 3, 2022. The price of each Deferred Stock Unit acquired on October 3, 2022 is the average of the closing price for the Company's common stock for all trading days during the calendar quarter immediately preceding the date such Deferred Stock Unit was acquired pursuant to the Plan. |
Remarks: |
Owner Signature: |
| Signature Name: /s/Christine Klaskin as Attorney-in-Fact for Timothy R. Wright |
| Signature Date: 10/5/22 |