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McCormick Robert L – ‘4’ for 2/20/24 re: Douglas Dynamics, Inc.

On:  Tuesday, 2/20/24, at 4:35pm ET   ·   For:  2/20/24   ·   As:  Officer   ·   Accession #:  897069-24-401   ·   File #:  1-34728

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 2/20/24  McCormick Robert L                4          Officer     1:5K   Douglas Dynamics, Inc.            Foley & Lardner/FA

Statement of Changes in Beneficial Ownership of Securities by an Insider   —   Form 4   —   SEA’34

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 4           Statement of Changes in Beneficial Ownership of     HTML      6K 
                Securities by an Insider -- form4.xml/5.8


        

This ‘4’ Document is an XML Data File that may be rendered in various formats:

  Form 4    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 
 
SEC Info℠ rendering:  Statement of Changes in Beneficial Ownership of Securities by an Insider
 

The SEC has not released XSLT Stylesheets needed to render this File’s XML Data as a Form.

This is our “Plain Text” rendering:
 
                                                                                                                                                                                
Ownership Document
 
Schema Version:  X0508
Document Type:  4
Period of Report:  2/20/24
Issuer:
Issuer CIK:  1287213
Issuer Name:  DOUGLAS DYNAMICS, INC
Issuer Trading Symbol:  PLOW
Reporting Owner:
Reporting Owner ID:
Owner CIK:  1489528
Owner Name:  McCormick Robert L
Reporting Owner Address:
Owner Street 1:  C/O DOUGLAS DYNAMICS, INC.
Owner Street 2:  11270 W. PARK PLACE, SUITE 300
Owner City:  MILWAUKEE
Owner State:  WI
Owner ZIP Code:  53224
Owner State Description:
Reporting Owner Relationship:
Is Officer?  Yes
Officer Title:  President and CEO
Aff 10b5 One?  No
Non-Derivative Table:
Non-Derivative Transaction:
Security Title:
Value:  Common Stock
Transaction Date:
Value:  2/20/24
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  A
Equity Swap Involved?  No
Transaction Amounts:
Transaction Shares:
Value:  9,835
Footnote ID:  F1
Transaction Price Per Share:
Value:  0
Transaction Acquired-Disposed Code:
Value:  A
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  64,941
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Non-Derivative Holding:
Security Title:
Value:  Common Stock
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  131,034
Ownership Nature:
Direct or Indirect Ownership:
Value:  I
Nature of Ownership:
Value:  By Robert L. McCormick Revocable Trust
Non-Derivative Holding:
Security Title:
Value:  Common Stock
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  3,624.5581
Ownership Nature:
Direct or Indirect Ownership:
Value:  I
Nature of Ownership:
Value:  By 401(k) Plan
Footnotes:
Footnote - F1:  Represents performance shares earned based on the achievement of performance targets for the period beginning January 1, 2021 and ending on December 31, 2023.
Owner Signature:
Signature Name:  /s/ Jon J. Sisulak, Attorney-in-Fact for Robert L. McCormick
Signature Date:  2/20/24


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Filing Submission 0000897069-24-000401   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)
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