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JPMorgan Chase & Co. – ‘8-K’ for 5/22/23

On:  Monday, 5/22/23, at 4:41pm ET   ·   For:  5/22/23   ·   Accession #:  19617-23-388   ·   File #:  1-05805

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  As Of               Filer                 Filing    For·On·As Docs:Size

 5/22/23  JPMorgan Chase & Co.              8-K:7,9     5/22/23   14:36M

Current Report   —   Form 8-K

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K         Current Report                                      HTML     63K 
 2: EX-99.1     Jpmorgan Chase & Co. 2023 Investor Day Cover Page   HTML      7K 
 3: EX-99.2     Jpmorgan Chase & Co. 2023 Investor Day              HTML    285K 
                Presentation Slides                                              
 4: EX-99.3     Jpmorgan Chase & Co. 2023 Investor Day Speaker      HTML      9K 
                Biographies                                                      
 9: R1          Document and Entity Information Statement           HTML     71K 
12: XML         IDEA XML File -- Filing Summary                      XML     13K 
10: XML         XBRL Instance -- jpm-20230522_htm                    XML     53K 
11: EXCEL       IDEA Workbook of Financial Report Info              XLSX      9K 
 6: EX-101.DEF  XBRL Definitions -- jpm-20230522_def                 XML     50K 
 7: EX-101.LAB  XBRL Labels -- jpm-20230522_lab                      XML    115K 
 8: EX-101.PRE  XBRL Presentations -- jpm-20230522_pre               XML     51K 
 5: EX-101.SCH  XBRL Schema -- jpm-20230522                          XSD     18K 
13: JSON        XBRL Instance as JSON Data -- MetaLinks               16±    27K 
14: ZIP         XBRL Zipped Folder -- 0000019617-23-000388-xbrl      Zip    132K 


‘8-K’   —   Current Report


This is an HTML Document rendered as filed.  [ Alternative Formats ]



 iX:   C:  C: 
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 i false i 000001961700000196172023-05-222023-05-220000019617us-gaap:CommonStockMember2023-05-222023-05-220000019617jpm:DepositarySharesOneFourHundredthInterestinaShareof5.75NonCumulativePreferredStockSeriesDDMember2023-05-222023-05-220000019617jpm:DepositarySharesOneFourHundredthInterestinaShareof6.00NonCumulativePreferredStockSeriesEEMember2023-05-222023-05-220000019617jpm:DepositarySharesOneFourHundredthInterestinaShareof4.75NonCumulativePreferredStockSeriesGGMember2023-05-222023-05-220000019617jpm:DepositarySharesOneFourHundredthInterestInAShareOf455NonCumulativePreferredStockSeriesJJMember2023-05-222023-05-220000019617jpm:DepositarySharesOneFourHundredthInterestInAShareOf4625NonCumulativePreferredStockSeriesLLMember2023-05-222023-05-220000019617jpm:DepositarySharesOneFourHundredthInterestInAShareOf420NonCumulativePreferredStockSeriesMMMember2023-05-222023-05-220000019617jpm:AlerianMLPIndexETNsDueMay242024Member2023-05-222023-05-220000019617jpm:GuaranteeOfCallableFixedRateNotesDueJune102032OfJPMorganChaseFinancialCompanyLLCMember2023-05-222023-05-22

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM  i 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (date of earliest event reported):  i May 22, 2023
 i JPMorgan Chase & Co.
(Exact name of registrant as specified in its charter)
 i Delaware i 1-5805 i 13-2624428
(State or other jurisdiction of
incorporation or organization)
(Commission File Number)(I.R.S. employer
identification no.)
 i 383 Madison Avenue,
 i New York, i New York i 10179
(Address of principal executive offices)(Zip Code)
Registrant’s telephone number, including area code: ( i 212 i 270-6000
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
 i  Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 i  Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 i  Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
 i  Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act:
Title of each classTrading Symbol(s)Name of each exchange on which registered
 i Common stock i JPM i The New York Stock Exchange
 i Depositary Shares, each representing a one-four hundredth interest in a share of 5.75% Non-Cumulative Preferred Stock, Series DD
 i JPM PR D i The New York Stock Exchange
 i Depositary Shares, each representing a one-four hundredth interest in a share of 6.00% Non-Cumulative Preferred Stock, Series EE
 i JPM PR C i The New York Stock Exchange
 i Depositary Shares, each representing a one-four hundredth interest in a share of 4.75% Non-Cumulative Preferred Stock, Series GG
 i JPM PR J i The New York Stock Exchange
 i Depositary Shares, each representing a one-four hundredth interest in a share of 4.55% Non-Cumulative Preferred Stock, Series JJ i JPM PR K i The New York Stock Exchange
 i Depositary Shares, each representing a one-four hundredth interest in a share of 4.625% Non-Cumulative Preferred Stock, Series LL
 i JPM PR L
 i The New York Stock Exchange
 i Depositary Shares, each representing a one-four hundredth interest in a share of 4.20% Non-Cumulative Preferred Stock, Series MM i JPM PR M i The New York Stock Exchange
 i Alerian MLP Index ETNs due May 24, 2024 i AMJ i NYSE Arca, Inc.
 i Guarantee of Callable Fixed Rate Notes due June 10, 2032 of JPMorgan Chase Financial Company LLC
 i JPM/32 i The New York Stock Exchange
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company  i 
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.



Item 7.01 Regulation FD Disclosure
On May 22, 2023, JPMorgan Chase & Co. (“JPMorgan Chase” or the “Firm”) held an Investor Day presentation during which it provided information to investors about the Firm and its various lines of business. Exhibit 99 is a copy of the slides furnished at, and posted on the Firm’s website in connection with, the presentation.
The slides are being furnished pursuant to Item 7.01, and the information contained therein shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, or otherwise subject to the liabilities under that Section. Furthermore, the information contained in Exhibit 99 shall not be deemed to be incorporated by reference into the filings of the Firm under the Securities Act of 1933.
This Current Report on Form 8-K (including the Exhibit hereto) contains forward-looking statements within the meaning of the Private Securities Litigation Reform Act of 1995. These statements are based on the current beliefs and expectations of JPMorgan Chase’s management and are subject to significant risks and uncertainties. Actual results may differ from those set forth in the forward-looking statements. Factors that could cause JPMorgan Chase’s actual results to differ materially from those described in the forward-looking statements can be found in JPMorgan Chase’s Annual Report on Form 10-K for the year ended December 31, 2022, and Quarterly Report on Form 10-Q for the quarter ended March 31, 2023, which have been filed with the Securities and Exchange Commission and are available on JPMorgan Chase’s website (https://jpmorganchaseco.gcs-web.com/financial-information/sec-filings) and on the Securities and Exchange Commission’s website (www.sec.gov). JPMorgan Chase does not undertake to update any forward-looking statements.









Item 9.01 Financial Statements and Exhibits

(d)    Exhibit
Exhibit No.Description of Exhibit
99.1
99.2
99.3
101Pursuant to Rule 406 of Regulation S-T, the cover page is formatted in Inline XBRL (Inline eXtensible Business Reporting Language).
104Cover Page Interactive Data File (embedded within the Inline XBRL document and included in Exhibit 101).

2


SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
JPMorgan Chase & Co.
(Registrant)

By:/s/ Jordan A. Costa
Jordan A. Costa
Managing Director

Dated:May 22, 2023

3

Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘8-K’ Filing    Date    Other Filings
6/10/32
5/24/24
Filed on / For Period end:5/22/23424B2,  FWP
3/31/2310-Q,  13F-HR,  13F-HR/A,  4,  424B2,  424B3,  FWP
12/31/2210-K,  13F-HR,  4,  ARS
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Filing Submission 0000019617-23-000388   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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