National Financial Services LLC – ‘ATS-N/OFA’ from 11/17/23

On:  Friday, 11/17/23, at 2:24pm ET   ·   Delayed-Release:  Filing ¶  –  Release Delayed to:  11/17/23   ·   Accession #:  356628-23-19   ·   File #:  13-00118

in

this entire Filing. an “Entity” Search.

Show

Documents searched

and

each “hit”. the 1st “hit”.

↓↑Hints

Order Display or Fair Access Amendment   —   Form ATS-N   —   Rule 304(a)(2)(i)(D)   —   Delayed-Release

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: ATS-N/OFA   Order Display or Fair Access Amendment --           HTML     85K 
                primary_doc.xml                                                  
 2: ATS-N EX-1 SCHD A BD  Direct Owners and Executive Officers --    PDF     90K 
                Form BD - Sch. A -- NFS_Form_BD_Schedule_A                       
 3: ATS-N EX-2 SCHD B BD  Indirect Owners -- Form BD - Sch. B --     PDF     75K 
                NFS_Form_BD_Schedule_B                                           
 4: ATS-N EX-3 REDLINE  Redline Changes -- Form BD - Sch. A & B --   PDF    569K 
                Part_3_Item_25_Amendment                                         

        

To view the SGML, please refresh this page.