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As Of Filer Filing For·On·As Docs:Size Issuer 9/11/20 Thrivent Financial for Lutherans SC 13G 1:46K Nine Energy Service, Inc. |
Document/Exhibit Description Pages Size 1: SC 13G Statement of Acquisition of Beneficial Ownership HTML 31K by a "Passive" Investor
Nine Energy Service, Inc.
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(Name of Issuer)
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Common Stock
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(Title of Class of Securities)
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65441V101 |
(CUSIP Number) |
December 31, 2019 |
(Date of Event Which Requires Filing of this Statement) |
CUSIP No. 65441V101
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1
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NAMES OF REPORTING PERSONS.
Thrivent Financial for Lutherans
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
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(a) ☐
(b) ☐ |
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF ORGANIZATION
Wisconsin |
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NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH REPORTING PERSON WITH |
5
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SOLE VOTING POWER
196,616(1) |
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6
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SHARED VOTING POWER
1,605,468(2)
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7
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SOLE DISPOSITIVE POWER
196,616(1) |
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8
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SHARED DISPOSITIVE POWER
1,605,468(2)
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9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,802,084(1), (2) |
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10
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions)
☐
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11
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
5.9%(3) |
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12
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TYPE OF REPORTING PERSON (See Instructions)
IC, IA |
(1)
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Represents shares held by Thrivent Financial for Lutherans in its general account and shares held in the Thrivent Defined Benefit Plan Trust for which Thrivent Financial for Lutherans serves as investment adviser.
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(2)
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Represents 955,320 shares held by registered investment companies for which Thrivent Financial for Lutherans serves as investment adviser, and 650,148 shares held by registered investment companies for which Thrivent Asset Management, LLC, a Delaware limited liability company and a wholly-owned subsidiary of Thrivent Financial for Lutherans, serves as investment adviser.
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(3)
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The percentage calculations used herein are based on the statement in the Company's Quarterly Report on Form 10-Q for the quarter ended September 30, 2019, as filed with the Securities and Exchange Commission on November 12, 2019, that were 30,569,546 shares of Nine Energy Service, Inc. Common Stock outstanding at November 8, 2019.
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Item 1.
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(a) Name of Issuer:
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Nine Energy Service, Inc.
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(b) Address of Issuer’s Principal Executive Offices:
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2001 Kirby Drive, Suite 200
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Item 2. | (a) Name of Person Filing: | |
Thrivent Financial for Lutherans | ||
(b) Address of Principal Business Office or, if None, Residence: | ||
901 Marquette Avenue, Suite 2500
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(c) Citizenship:
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Thrivent Financial for Lutherans is a Wisconsin fraternal benefit society. | ||
(d) Title of Class of Securities: | ||
Common Stock | ||
(e) CUSIP Number: | ||
Item 3.
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If this statement is filed pursuant to Rule 13d-1(b), or 13d-2(b) or (c), check whether the person filing is a:
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(a)
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☐
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Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
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(b)
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Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
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(c)
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Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
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(d)
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Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
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(e)
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Investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
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(f) | ☐ |
An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
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(g) | ☐ |
A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
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(h) | ☐ |
A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
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(i) | ☐ |
A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
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(j) | ☐ |
Group, in accordance with § 240.13d-1(b)(1)(ii)(J).
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Item 7. |
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person.
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(1)
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See Note 1 on the cover page. Thrivent Financial for Lutherans disclaims beneficial ownership of the 25,659 shares held in the Thrivent Defined Benefit Plan Trust.
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(2)
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See Note 2 on the cover page. Thrivent Financial for Lutherans and Thrivent Asset Management, LLC disclaim beneficial ownership of these shares.
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(3)
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The percentage calculations used herein are based on the statement in the Company's Quarterly Report on Form 10-Q for the quarter ended September 30, 2019 as filed with the Securities and Exchange Commission on November 12, 2019, that there were 30,569,546 shares of Nine Energy Service, Inc. Common Stock outstanding as of November 8, 2019.
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Item 10.
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Certifications.
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By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under §240.14a-11.
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Thrivent Financial for Lutherans
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By: /s/ David S. Royal
Name: David S. Royal
Title: Chief Investment Officer
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This ‘SC 13G’ Filing | Date | Other Filings | ||
---|---|---|---|---|
Filed on: | 9/11/20 | SC 13G, SC 13G/A | ||
12/31/19 | 10-K, 13F-HR, SD | |||
11/12/19 | 10-Q, CORRESP | |||
11/8/19 | 8-K, S-3/A | |||
9/30/19 | 10-Q, 13F-HR | |||
2/11/19 | ||||
List all Filings |