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State Street Corp. – ‘8-K’ for 4/16/21

On:  Friday, 4/16/21, at 7:27am ET   ·   For:  4/16/21   ·   Accession #:  93751-21-534   ·   File #:  1-07511

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  As Of               Filer                 Filing    For·On·As Docs:Size

 4/16/21  State Street Corp.                8-K:2,7,9   4/16/21   16:7.4M

Current Report   —   Form 8-K   —   Sect. 13 / 15(d) – SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K         Current Report                                      HTML     36K 
 2: EX-99.1     Miscellaneous Exhibit                               HTML    158K 
 3: EX-99.2     Miscellaneous Exhibit                               HTML    878K 
 4: EX-99.3     Miscellaneous Exhibit                               HTML     53K 
11: R1          Cover page Entities                                 HTML     41K 
12: R2          Cover page Entity listing                           HTML     19K 
14: XML         IDEA XML File -- Filing Summary                      XML     15K 
10: XML         XBRL Instance -- stt-20210416_htm                    XML     31K 
13: EXCEL       IDEA Workbook of Financial Reports                  XLSX      7K 
 6: EX-101.CAL  XBRL Calculations -- stt-20210416_cal                XML     10K 
 7: EX-101.DEF  XBRL Definitions -- stt-20210416_def                 XML     25K 
 8: EX-101.LAB  XBRL Labels -- stt-20210416_lab                      XML     88K 
 9: EX-101.PRE  XBRL Presentations -- stt-20210416_pre               XML     46K 
 5: EX-101.SCH  XBRL Schema -- stt-20210416                          XSD     19K 
15: JSON        XBRL Instance as JSON Data -- MetaLinks               15±    22K 
16: ZIP         XBRL Zipped Folder -- 0000093751-21-000534-xbrl      Zip    128K 


‘8-K’   —   Current Report


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 iX:   C:  C: 
  stt-20210416  
 i false i 000009375100000937512021-04-162021-04-160000093751us-gaap:CommonStockMember2021-04-162021-04-160000093751stt:SeriesDPreferredStockDepositoryShareMember2021-04-162021-04-160000093751stt:SeriesGPreferredStockDepositoryShareMember2021-04-162021-04-16

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
______________________
FORM  i 8-K
_________________
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported):  i April 16, 2021
______________________
 i State Street Corporation
(Exact name of registrant as specified in its charter)
____________________
 i Massachusetts i 001-07511 i 04-2456637
(State or Other Jurisdiction of Incorporation)(Commission File Number)(IRS Employer Identification Number)
 i One Lincoln Street
 i Boston i Massachusetts i 02111
(Address of principal executive offices, and Zip Code)
Registrant’s telephone number, including area code:
 i (617)
 i 786-3000
________________
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
 i     Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 i     Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 i     Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
 i     Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:
Title of each classTrading Symbol(s)Name of each exchange on which registered
 i Common stock, $1 par value per share i STT i New York Stock Exchange
Depositary Shares, each representing a 1/4,000th ownership interest in a share of  i STT.PRD i New York Stock Exchange
 i Fixed-to-Floating Rate Non-Cumulative Perpetual Preferred Stock, Series D, without par value per share
Depositary Shares, each representing a 1/4,000th ownership interest in a share of  i STT.PRG i New York Stock Exchange
 i Fixed-to-Floating Rate Non-Cumulative Perpetual Preferred Stock, Series G, without par value per share
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company  i 
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  ¨



Item 2.02.    Results of Operations and Financial Condition.
On April 16, 2021, State Street Corporation issued a news release announcing its results of operations for the first-quarter of 2021. Copies of that news release and accompanying first-quarter 2021 financial information addendum are furnished herewith as Exhibits 99.1 and 99.2, respectively, and are incorporated herein by reference.
Item 7.01.    Regulation FD Disclosure.
On April 16, 2021, State Street Corporation made available a slide presentation providing highlights of its first-quarter 2021 results of operations and related information as of March 31, 2021, which is being made available in connection with an April 16, 2021 investor conference call. A copy of that slide presentation is furnished herewith as Exhibit 99.3 and is incorporated herein by reference.
Item 9.01.    Financial Statements and Exhibits.
(d)    Exhibits.
State Street Corporation's news release dated April 16, 2021, announcing its first-quarter 2021 results of operations and accompanying first-quarter 2021 financial information addendum are furnished herewith as Exhibits 99.1 and 99.2, respectively, and are incorporated by reference in Item 2.02 hereof; and a slide presentation providing highlights of State Street's first-quarter 2021 results of operations and related information as of March 31, 2021, which is being made available in connection with an April 16, 2021 investor conference call, is furnished herewith as Exhibit 99.3 and is incorporated by reference in Item 7.01 hereof.
Exhibit No.Description
*104Cover Page Interactive Data File (formatted as Inline XBRL)
*Submitted electronically herewith



SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

STATE STREET CORPORATION
By:
/s/ IAN W. APPLEYARD
Name:Ian W. Appleyard,
Title:Executive Vice President, Global Controller and Chief Accounting Officer
Date:April 16, 2021



Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘8-K’ Filing    Date    Other Filings
Filed on / For Period end:4/16/21None on these Dates
3/31/21
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