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Ownership Document |
Schema Version: X0508 |
Document Type: 4 |
Period of Report: 2/23/24 |
Not Subject to Section 16: 0 |
Issuer: |
| Issuer CIK: 93751 |
| Issuer Name: STATE STREET CORP |
| Issuer Trading Symbol: STT |
Reporting Owner: |
| Reporting Owner ID: |
| | Owner CIK: 1180495 |
| | Owner Name: O HANLEY RONALD P |
| Reporting Owner Address: |
| | Owner Street 1: STATE STREET CORPORATION |
| | Owner Street 2: ONE CONGRESS STREET |
| | Owner City: BOSTON |
| | Owner State: MA |
| | Owner ZIP Code: 02114 |
| | Owner State Description: |
| Reporting Owner Relationship: |
| | Is Director? Yes |
| | Is Officer? Yes |
| | Is Ten Percent Owner? No |
| | Is Other? No |
| | Officer Title: Chairman, CEO and President |
Aff 10b5 One: 0 |
Non-Derivative Table: |
| Non-Derivative Transaction: |
| | Security Title: |
| | | Value: Common Stock |
| | Transaction Date: |
| | | Value: 2/23/24 |
| | Transaction Coding: |
| | | Transaction Form Type: 4 |
| | | Transaction Code: A |
| | | Equity Swap Involved? No |
| | Transaction Amounts: |
| | | Transaction Shares: |
| Value: 41,988 |
| Footnote ID: F1 |
| | | Transaction Price Per Share: |
| Value: 0 |
| | | Transaction Acquired-Disposed Code: |
| Value: A |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 229,583 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: D |
| Non-Derivative Holding: |
| | Security Title: |
| | | Value: Common Stock |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 152,656 |
| Footnote ID: F2 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: I |
| | | Nature of Ownership: |
| Value: By a Trust |
Derivative Table: |
| Derivative Transaction: |
| | Security Title: |
| | | Value: 2024 Cash Settled Restricted Stock Units |
| | Conversion or Exercise Price: |
| | | Footnote ID: F3 |
| | Transaction Date: |
| | | Value: 2/23/24 |
| | Transaction Coding: |
| | | Transaction Form Type: 4 |
| | | Transaction Code: A |
| | | Equity Swap Involved? No |
| | Transaction Amounts: |
| | | Transaction Shares: |
| Value: 39,665 |
| | | Transaction Price Per Share: |
| Footnote ID: F3 |
| | | Transaction Acquired-Disposed Code: |
| Value: A |
| | Exercise Date: |
| | | Footnote ID: F4 |
| | Expiration Date: |
| | | Value: 2/15/27 |
| | Underlying Security: |
| | | Underlying Security Title: |
| Value: Common Stock |
| | | Underlying Security Shares: |
| Value: 39,665 |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 39,665 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: D |
| Derivative Holding: |
| | Security Title: |
| | | Value: 2023 Cash Settled Restricted Stock Units |
| | | Footnote ID: F5 |
| | Conversion or Exercise Price: |
| | | Footnote ID: F3 |
| | Exercise Date: |
| | | Footnote ID: F6 |
| | Expiration Date: |
| | | Value: 2/15/26 |
| | Underlying Security: |
| | | Underlying Security Title: |
| Value: Common Stock |
| | | Underlying Security Shares: |
| Value: 10,740 |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 10,740 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: D |
| Derivative Holding: |
| | Security Title: |
| | | Value: 2022 Cash Settled Restricted Stock Units |
| | | Footnote ID: F5 |
| | Conversion or Exercise Price: |
| | | Footnote ID: F3 |
| | Exercise Date: |
| | | Footnote ID: F7 |
| | Expiration Date: |
| | | Value: 2/15/25 |
| | Underlying Security: |
| | | Underlying Security Title: |
| Value: Common Stock |
| | | Underlying Security Shares: |
| Value: 10,064 |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 10,064 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: D |
Footnotes: |
| Footnote - F1: Restricted stock units granted pursuant to State Street Corporation Amended and Restated 2017 Stock Incentive Plan. |
| Footnote - F2: By a trust. The reporting person continues to report beneficial ownership of STT common stock held by the trust but disclaims beneficial ownership except to the extent of his pecuniary interest therein. |
| Footnote - F3: Each Unit is the equivalent of one share of State Street Corporation common stock. |
| Footnote - F4: Quarterly installment of award granted on February 23, 2024 with one-half of the units vesting in three equal quarterly installments commencing May 15, 2024 and remaining units vesting in nine equal quarterly installments commencing February 15, 2025. |
| Footnote - F5: Represents current holdings of previously granted award. No new activity to report on this Form 4. |
| Footnote - F6: Quarterly installment of award granted on February 24, 2023 with one-half of the units vesting in three equal quarterly installments commencing May 15, 2023 and remaining units vesting in nine equal quarterly installments commencing February 15, 2024. |
| Footnote - F7: Quarterly installment of award granted on February 25, 2022 with one-half of the units vesting in three equal quarterly installments commencing May 15, 2022 and remaining units vesting in nine equal quarterly installments commencing February 15, 2023. |
Remarks: |
Owner Signature: |
| Signature Name: /s/ Shannon C. Stanley, Attorney-in-fact |
| Signature Date: 2/27/24 |