i0000072971ifalseiWELLS
FARGO & COMPANY/MNiCAiDEiDep
Shr, 1/1000th int. per shr of 5.85% Fix-to-Float Non-Cum. Perpetual Class A Pref. Stock, Ser. QiDep Shr, 1/1000th int. per shr of 6.625% Fix-to-Float Non-Cum. Perpetual Class A Pref. Stock, Ser. Rifalseifalseifalseifalseifalse00000729712021-04-142021-04-140000072971us-gaap:CommonStockMember2021-04-142021-04-140000072971wfc:A7.5NonCumulativePerpetualConvertibleClassAPreferredStockSeriesLMember2021-04-142021-04-140000072971wfc:NonCumulativePerpetualClassAPreferredStockSeriesNMember2021-04-142021-04-140000072971wfc:NonCumulativePerpetualClassAPreferredStockSeriesOMember2021-04-142021-04-140000072971wfc:NonCumulativePerpetualClassAPreferredStockSeriesPMember2021-04-142021-04-140000072971wfc:FixedtoFloatingRate5.85NonCumulativePerpetualClassAPFDStockSeriesQMember2021-04-142021-04-140000072971wfc:FixedtoFloatingRate6.625NonCumulativePerpetualClassAPFDStockSeriesRMember2021-04-142021-04-140000072971wfc:NonCumulativePerpetualClassAPreferredStockSeriesWMember2021-04-142021-04-140000072971wfc:NonCumulativePerpetualClassAPreferredStockSeriesXMember2021-04-142021-04-140000072971wfc:NonCumulativePerpetualClassAPreferredStockSeriesYMember2021-04-142021-04-140000072971wfc:NonCumulativePerpetualClassAPreferredStockSeriesZMember2021-04-142021-04-140000072971wfc:NonCumulativePerpetualClassAPreferredStockSeriesAAMember2021-04-142021-04-140000072971wfc:NonCumulativePerpetualClassAPreferredStockSeriesCCMember2021-04-142021-04-140000072971wfc:Guaranteeof5.80FixedtoFloatingRateNormalWachoviaIncomeTrustSecuritiesofWachoviaCapitalTrustIIIMember2021-04-142021-04-140000072971wfc:GuaranteeofMediumTermNotesSeriesAdueOctober302028ofWellsFargoFinanceLLCMember2021-04-142021-04-14
UNITED
STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM i8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (date of earliest event reported): iApril 14,
2021
WELLS FARGO & COMPANY
(Exact name of registrant as specified in its charter)
(Address of principal executive offices) (Zip Code)
Registrant's telephone number, including area code: 1-i866-i249-3302
Check the appropriate box below if the Form 8-K
filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
i☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
i☐ Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
i☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
i☐ Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act:
Title of Each Class
Trading Symbol
Name of Each Exchange on Which Registered
iCommon
Stock, par value $1-2/3
iWFC
iNYSE
i7.5%
Non-Cumulative Perpetual Convertible Class A Preferred Stock, Series L
iWFC.PRL
iNYSE
iDepositary
Shares, each representing a 1/1000th interest in a share of Non-Cumulative Perpetual Class A Preferred Stock, Series N
iWFC.PRN
iNYSE
iDepositary
Shares, each representing a 1/1000th interest in a share of Non-Cumulative Perpetual Class A Preferred Stock, Series O
iWFC.PRO
iNYSE
iDepositary
Shares, each representing a 1/1000th interest in a share of Non-Cumulative Perpetual Class A Preferred Stock, Series P
iWFC.PRP
iNYSE
Depositary Shares, each representing a 1/1000th interest in a
share of 5.85% Fixed-to-Floating Rate Non-Cumulative Perpetual Class A Preferred Stock, Series Q
iWFC.PRQ
iNYSE
Depositary Shares, each representing a 1/1000th interest in a share of 6.625% Fixed-to-Floating
Rate Non-Cumulative Perpetual Class A Preferred Stock, Series R
iWFC.PRR
iNYSE
iDepositary
Shares, each representing a 1/1000th interest in a share of Non-Cumulative Perpetual Class A Preferred Stock, Series W
iWFC.PRW
iNYSE
iDepositary
Shares, each representing a 1/1000th interest in a share of Non-Cumulative Perpetual Class A Preferred Stock, Series X
iWFC.PRX
iNYSE
iDepositary
Shares, each representing a 1/1000th interest in a share of Non-Cumulative Perpetual Class A Preferred Stock, Series Y
iWFC.PRY
iNYSE
iDepositary
Shares, each representing a 1/1000th interest in a share of Non-Cumulative Perpetual Class A Preferred Stock, Series Z
iWFC.PRZ
iNYSE
iDepositary
Shares, each representing a 1/1000th interest in a share of Non-Cumulative Perpetual Class A Preferred Stock, Series AA
iWFC.PRA
iNYSE
iDepositary
Shares, each representing a 1/1000th interest in a share of Non-Cumulative Perpetual Class A Preferred Stock, Series CC
iWFC.PRC
iNYSE
iGuarantee
of 5.80% Fixed-to-Floating Rate Normal Wachovia Income Trust Securities of Wachovia Capital Trust III
iWFC/TP
iNYSE
iGuarantee
of Medium-Term Notes, Series A, due October 30, 2028 of Wells Fargo Finance LLC
iWFC/28A
iNYSE
Indicate by check mark
whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act (17 CFR 230.405) or Rule 12b-2 of the Exchange Act (17 CFR 240.12b‑2).
Emerging growth company i☐
If an emerging growth company, indicate by check mark if the registrant
has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. o
Item 2.02 Results of Operations and Financial Condition.
On April 14, 2021, Wells Fargo & Company (the “Company”) issued a news release regarding its results of operations and financial condition for the quarter ended March 31, 2021, and posted on its website
its 1Q21 Quarterly Supplement, which contains certain additional information about the Company’s financial results for the quarter ended March 31, 2021. The news release is included as Exhibit 99.1 and the 1Q21 Quarterly Supplement is included as Exhibit 99.2 to this report, and each is incorporated by reference into this Item 2.02. The information included in Exhibit 99.1 and Exhibit 99.2 is considered to be “filed” for purposes of Section 18 under the Securities Exchange
Act of 1934.
Item 7.01 Regulation FD Disclosure
On iApril 14, 2021, the Company intends to host a live conference call that will also be available by webcast to discuss the
Company’s first quarter 2021 financial results and other matters relating to the Company. In connection therewith, the Company has posted on its website presentation materials containing certain historical and forward-looking information relating to the Company. The presentation materials are included as Exhibit 99.3 to this report and are incorporated by reference into this Item 7.01. Exhibit 99.3
shall not be considered “filed” for purposes of Section 18 under the Securities Exchange Act of 1934 and shall not be deemed to be incorporated by reference into the filings of the Company under the Securities Act of 1933.
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
