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Ownership Document |
Schema Version: X0306 |
Document Type: 4 |
Period of Report: 11/8/22 |
Not Subject to Section 16: 0 |
Issuer: |
| Issuer CIK: 1666071 |
| Issuer Name: Cardlytics, Inc. |
| Issuer Trading Symbol: CDLX |
Reporting Owner: |
| Reporting Owner ID: |
| | Owner CIK: 1617486 |
| | Owner Name: Grimes Scott D. |
| Reporting Owner Address: |
| | Owner Street 1: C/O CARDLYTICS, INC. |
| | Owner Street 2: 675 PONCE DE LEON AVENUE NE, SUITE 6000 |
| | Owner City: ATLANTA |
| | Owner State: GA |
| | Owner ZIP Code: 30308 |
| | Owner State Description: |
| Reporting Owner Relationship: |
| | Is Director? Yes |
| | Is Officer? No |
| | Is Ten Percent Owner? No |
| | Is Other? No |
| | Officer Title: |
| | Other Text: |
Non-Derivative Table: |
| Non-Derivative Transaction: |
| | Security Title: |
| | | Value: Common Stock |
| | Transaction Date: |
| | | Value: 11/8/22 |
| | Transaction Coding: |
| | | Transaction Form Type: 4 |
| | | Transaction Code: S |
| | | Equity Swap Involved? No |
| | | Footnote ID: F1 |
| | Transaction Amounts: |
| | | Transaction Shares: |
| Value: 6 |
| | | Transaction Price Per Share: |
| Value: 3.92 |
| | | Transaction Acquired-Disposed Code: |
| Value: D |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 248,779 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: D |
| Non-Derivative Holding: |
| | Security Title: |
| | | Value: Common Stock |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 55,832 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: I |
| | | Nature of Ownership: |
| Value: See Footnote |
| Footnote ID: F2 |
| Non-Derivative Holding: |
| | Security Title: |
| | | Value: Common Stock |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 53,112 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: I |
| | | Nature of Ownership: |
| Value: See Footnote |
| Footnote ID: F3 |
Derivative Table: |
Footnotes: |
| Footnote - F1: Shares sold to satisfy withholding tax obligations upon the delivery of shares of common stock for performance stock units that vested on October 6, 2022. |
| Footnote - F2: The reportable securities are held by the UTMA Custodial account fbo Pierce Grimes. |
| Footnote - F3: The reportable securities are held by the 2013 Scott Grimes GRAT UAD. |
Remarks: |
Owner Signature: |
| Signature Name: /s/ Jason Minio, Attorney-in-Fact |
| Signature Date: 11/10/22 |