Amendment to Current Report — Form 8-K — Sect. 13 / 15(d) – SEA’34 Filing Table of Contents
Document/ExhibitDescriptionPagesSize 1: 8-K/A Amendment to Current Report HTML 23K
2: EX-99.1 Miscellaneous Exhibit HTML 42K
3: EX-99.2 Miscellaneous Exhibit HTML 8K
(Registrant’s telephone number, including area code)
Not Applicable
(Former name or former address, if changed since last report)
___________________________________________
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
¨ Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act:
Title
of each class(1)
Trading
Symbol(s)
Name of each exchange
on which registered
Class A Common Stock $0.0001 par value
“BE”
New York Stock Exchange
(1)
Our
Class B Common Stock is not registered but is convertible into shares of Class A Common Stock at the election of the holder.
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company þ
If an emerging growth company, indicate by check mark if the registrant has elected not to use the
extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨
Explanatory Note
On August 12, 2019, Bloom Energy Corporation filed a current report on Form 8-K announcing its financial results for the second quarter ended June
30, 2019 and issued a Letter to Shareholders and a press release that were attached thereto as Exhibit 99.1 and Exhibit 99.2, respectively. The Letter to Shareholders contained a typographical error in the last line in the Condensed Consolidated Statement of Operations on page 14. The “weighted average shares used to compute net loss per share attributable to Class A and Class B common stockholders, basic and diluted” (in thousands) was listed as 133,622 and the correct number is 113,622. No other changes to the original filing are contained herein. Attached as Exhibit 99.1 to this Form 8-K/A is a corrected Exhibit
99.1.
Item 2.02 Results of Operations and Financial Condition
On August 12, 2019, Bloom Energy Corporation announced its financial results for the second quarter ended June 30, 2019 and issued a Letter to Shareholders and press release, copies of which are attached hereto as Exhibits 99.1 and 99.2, respectively. The Letter to Shareholders discloses certain non-GAAP financial measures. A reconciliation to the nearest comparable GAAP equivalent of these non-GAAP measures is contained in tabular form in Exhibit 99.1.
The
information contained in this Item 2.02 and in the accompanying Exhibit 99.1 and Exhibit 99.2 shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of that section, nor shall it be deemed incorporated by reference in any filing under the Securities Act of 1933, as amended, or the Exchange Act, regardless of any general incorporation language in such filing, unless expressly incorporated by specific reference in such filing.
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.