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As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 2/08/23 Advs Disciplined Trust Series 1 N-8B-2/A 2/08/23 1:16K Quality Edgar - QES/FA |
Document/Exhibit Description Pages Size 1: N-8B-2/A Amendment to Form N-8B-2 HTML 15K
As filed with the Securities and Exchange Commission on February 8, 2023
Securities and Exchange Commission
Washington, D.C. 20549
Amendment No. 13
to
Form N-8B-2
File No. 811-21056
Registration Statement of Unit Investment Trust
Pursuant to Section 8(b) of the
Investment Company Act of 1940
Advisors Disciplined Trust
(and Subsequent Trusts and Similar Series of Trusts)
NOT THE ISSUER OF PERIODIC PAYMENT PLAN CERTIFICATES
C:
III. ORGANIZATION, PERSONNEL AND AFFILIATED PERSONS OF DEPOSITOR
Controlling Persons
| 30. | Furnish as at latest practicable date the following information with respect to any person, other than those covered by Items 28, 29 and 42 who directly or indirectly controls the depositor. ("Control" for the purposes of this item means "Control" as defined in Section 2(a)(9) of the Act, but without reference to the presumption created therein.)(If no such other person controls the depositor, indicate "none.") |
| NAME | BRIEF DESCRIPTION OF BASIS OF CONTROL |
| -------------------- | ---------------------------------------- |
| Sun Life (U.S.) Holdco 2020, Inc. | Owns over 50% of the shares of AAM Holdings, Inc.
|
| Sun Life Assurance Company of Canada—U.S. Operations Holdings, Inc. |
Owns 100% of the shares of Sun Life (U.S.) Holdco 2020, Inc. |
| Sun Life 2007-1 Financing Corp. | Owns over 50% of the shares of Sun Life Assurance Company of Canada—U.S. Operations Holdings, Inc. |
| Sun Life Global Investments Inc. | Owns 100% of the shares of Sun Life 2007-1 Financing Corp. |
| Sun Life Financial Inc. | Owns 100% of the shares of Sun Life Global Investments Inc. |
| S&LC Family LLC | Owns over 25% of the shares of AAM Holdings, Inc. which owns 100% of the securities of the depositor |
| S&LC Living Trust | Owns over 25% of the interests of S&LC Family LLC |
| J2KDLS Irrevocable Trust Dated July 15, 2021 |
Owns over 50% of the interests in S&LC Family LLC |
| Scott I. Colyer and Lisa C. Colyer |
Co-trustees of S&LC Living Trust and co-managers of S&LC Family LLC |
| South Dakota Trust Company, LLC |
Trustee of J2KDLS Irrevocable Trust Dated July 15, 2021 |
C:
Signatures
Pursuant to the requirements of the Investment Company Act of 1940, Advisors Asset Management, Inc., the Depositor of the registrant, has caused this Amendment No. 13 to the registration statement to be duly signed on behalf of the registrant in the city of Wichita and state of Kansas on the 8th day of February 2023.
Advisors Disciplined Trust
By: Advisors Asset Management, Inc.
Depositor
By: /s/ ALEX R. MEITZNER
Alex R. Meitzner
Senior Vice President
C:
| This ‘N-8B-2/A’ Filing | Date | Other Filings | ||
|---|---|---|---|---|
 | ||||
| Filed on / Effective on: | 2/8/23 | None on these Dates | ||
| 7/15/21 | ||||
| List all Filings | ||||