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Fradkin Steven L – ‘144’ on 2/22/24 re: Northern Trust Corp.

On:  Thursday, 2/22/24, at 4:14pm ET   ·   Accession #:  1959173-24-1293   ·   File #:  1-36609

Previous ‘144’:  None   ·   Next & Latest:  ‘144’ on 5/1/24

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 2/22/24  Fradkin Steven L                  144                    1:4K   Northern Trust Corp.              Fidelity Brokera… LLC/FA

Notice of a Proposed Sale of Securities by an Insider   —   Form 144   —   Rule 144

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 144         Notice of a Proposed Sale of Securities by an       HTML      5K 
                Insider -- primary_doc.xml                                       




        

This ‘144’ Document is an XML Data File that may be rendered in various formats:

  Form 144    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 

 
Plain Text rendering:  Notice of a Proposed Sale of Securities by an Insider
 
                                                                                                                                                                                
EDGAR Submission
 
Header Data:
Submission Type:  144
Filer Info:
Filer:
Filer Credentials:
CIK:  1214324
CCC:  XXXXXXXX
Live-Test Flag:  LIVE
Form Data:
Issuer Info:
Issuer CIK:  73124
Issuer Name:  NORTHERN TRUST CORP
SEC File Number:  001-36609
Issuer Address:
Street 1:  50 S LASALLE ST
City:  CHICAGO
State or Country:  IL
ZIP Code:  60603
Issuer Contact Phone:  312-630-6000
Name of Person for Whose Account The Securities Are to Be Sold:  FRADKIN STEVEN L
Relationships to Issuer:
Relationship to Issuer:  Officer
Securities Information:
Securities Class Title:  Common
Broker or Marketmaker Details:
Name:  Fidelity Brokerage Services LLC
Address:
Street 1:  900 Salem Street
City:  Smithfield
State or Country:  RI
ZIP Code:  02917
No of Units Sold:  30,392
Aggregate Market Value:  2,434,689.68
No of Units Outstanding:  207,036,370
Approx Sale Date:  2/22/24
Securities Exchange Name:  NASDAQ
Securities to Be Sold:
Securities Class Title:  Common
Acquired Date:  2/22/24
Nature of Acquisition Transaction:  Option Granted - 2/16/16
Name of Personfrom Whom Acquired:  Issuer
Is Gift Transaction?  No
Amount of Securities Acquired:  30,392
Payment Date:  2/22/24
Nature of Payment:  Cash
Nothing to Report Flag on Securities Sold in Past 3 Months?  Yes
Notice Signature:
Notice Date:  2/22/24
Signature:  /s/ Gary Redman, as a duly authorized representative of Fidelity Brokerage Services LLC, as attorney-in-fact for Steve Fradkin


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Filing Submission 0001959173-24-001293   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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