SEC Info - Rocket Companies, Inc. - ‘8-K/A’ for 9/30/22

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Rocket Companies, Inc. – ‘8-K/A’ for 9/30/22

On: Friday, 10/21/22, at 4:06pm ET · For: 9/30/22 · Accession #: 1805284-22-250 · File #: 1-39432

  As Of               Filer                 Filing    For·On·As Docs:Size

10/21/22  Rocket Companies, Inc.            8-K/A:5     9/30/22   10:165K

Amendment to Current Report — Form 8-K

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K/A       Amendment to Current Report                         HTML     35K 
 5: R1          Cover                                               HTML     45K 
 8: XML         IDEA XML File -- Filing Summary                      XML     11K 
 6: XML         XBRL Instance -- rkt-20220930_htm                    XML     23K 
 7: EXCEL       IDEA Workbook of Financial Reports                  XLSX      8K 
 3: EX-101.LAB  XBRL Labels -- rkt-20220930_lab                      XML     66K 
 4: EX-101.PRE  XBRL Presentations -- rkt-20220930_pre               XML     33K 
 2: EX-101.SCH  XBRL Schema -- rkt-20220930                          XSD     10K 
 9: JSON        XBRL Instance as JSON Data -- MetaLinks               11±    16K 
10: ZIP         XBRL Zipped Folder -- 0001805284-22-000250-xbrl      Zip     15K

‘8-K/A’ — Amendment to Current Report

This is an HTML Document rendered as filed. [ Alternative Formats ]

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rkt-20220930

i 0001805284 i false00018052842022-09-302022-10-21




	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549
	FORM i 8-K/A
	CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934
	Date of report (Date of earliest event reported) i September 30, 2022
	i Rocket Companies, Inc.
	(Exact name of registrant as specified in its charter)
i Delaware	i 001-39432	i 84-4946470
(State or other jurisdiction	(Commission	(I.R.S. Employer
of incorporation)	File Number)	Identification No.)
	i 1050 Woodward Avenue
	i Detroit, i MI i 48226
	(Address of principal executive offices) (Zip Code)
	( i 313) i 373-7990
	(Registrant’s Telephone Number, Including Area Code)

	(Former Name or Former Address, if Changed Since Last Report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

i ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

i i ☐ / Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

i ☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

i i ☐ / Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of each class

Trading Symbol

Name of each exchange on which registered

i Class A common stock, par value $0.00001 per share

i RKT

i New York Stock Exchange

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2).

Emerging growth company i ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

Item 5.02 Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers.

As previously announced on October 3, 2022, Rocket Companies, Inc. (the “Company”) has appointed Brian Brown, the Company’s current Chief Accounting Officer, as the Company’s Chief Financial Officer and Treasurer, effective November 15, 2022. This Current Report on Form 8-K/A (“Amendment No. 1”) amends Item 5.02 of the Company’s Current Report on Form 8-K filed on October 3, 2022 (the “Original Filing”) to disclose certain compensation arrangements in connection with Mr. Brown’s appointment, which arrangements had not yet been determined when the Original Filing was filed. This Amendment No. 1 supplements the Original Filing and should be read in conjunction with the Original Filing.

On October 18, 2022, the Compensation Committee of the Board of Directors of the Company approved a cash bonus for Mr. Brown in the amount of $325,000, subject to applicable tax withholding, to be paid on or promptly following the approval date (the “Appointment Bonus”).

The Appointment Bonus was awarded to Mr. Brown in connection with his previously announced appointment as the Company’s Chief Financial Officer and Treasurer, effective November 15, 2022.

Additional compensation arrangements for Mr. Brown’s new role will be determined in the ordinary course following the Compensation Committee’s annual review of the compensation of the Company’s executive officers.

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

Date: October 21, 2022

ROCKET COMPANIES, INC.

By:

/s/ Tina V. John

Name:

Tina V. John

Title:

General Counsel & Secretary