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Rocket Companies, Inc. – ‘8-K’ for 3/25/24

On:  Thursday, 3/28/24, at 4:06pm ET   ·   For:  3/25/24   ·   Accession #:  1805284-24-37   ·   File #:  1-39432

Previous ‘8-K’:  ‘8-K’ on / for 2/22/24   ·   Latest ‘8-K’:  This Filing

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  As Of               Filer                 Filing    For·On·As Docs:Size

 3/28/24  Rocket Companies, Inc.            8-K:5       3/25/24   10:143K

Current Report   —   Form 8-K

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K         Current Report                                      HTML     26K 
 5: R1          Cover                                               HTML     45K 
 7: XML         IDEA XML File -- Filing Summary                      XML     11K 
10: XML         XBRL Instance -- rkt-20240325_htm                    XML     14K 
 6: EXCEL       IDEA Workbook of Financial Report Info              XLSX      8K 
 3: EX-101.LAB  XBRL Labels -- rkt-20240325_lab                      XML     61K 
 4: EX-101.PRE  XBRL Presentations -- rkt-20240325_pre               XML     33K 
 2: EX-101.SCH  XBRL Schema -- rkt-20240325                          XSD     10K 
 8: JSON        XBRL Instance as JSON Data -- MetaLinks               12±    17K 
 9: ZIP         XBRL Zipped Folder -- 0001805284-24-000037-xbrl      Zip     13K 


‘8-K’   —   Current Report


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 i 0001805284 i false00018052842024-03-252024-03-28


UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM  i 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(D) OF
THE SECURITIES EXCHANGE ACT OF 1934
Date of report (Date of earliest event reported)  i March 25, 2024

 i Rocket Companies, Inc.
(Exact name of registrant as specified in its charter)
 i Delaware i 001-39432 i 84-4946470
(State or other jurisdiction(Commission(I.R.S. Employer
of incorporation)File Number)Identification No.)
 i 1050 Woodward Avenue
 i Detroit,  i MI  i 48226
(Address of principal executive offices) (Zip Code)
( i 313)  i 373-7990
(Registrant’s Telephone Number, Including Area Code)
(Former Name or Former Address, if Changed Since Last Report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 i      Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 i  i  /      Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 i      Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
 i  i  /      Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act:
Title of each classTrading SymbolName of each exchange on which registered
 i Class A common stock, par value $0.00001 per share i RKT i New York Stock Exchange

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2).

Emerging growth company  i 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐




Item 5.02     Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.

On March 25, 2024, Rocket Companies, Inc. (the “Company”) appointed Noah Edwards as the Company’s Chief Accounting Officer. Mr. Edwards will replace Brian Brown, who will continue as the Company’s Chief Financial Officer and Treasurer.

Mr. Edwards, age 40, has served as the Company’s Senior Vice President of Accounting since November 2022. Prior to then, Mr. Edwards served as Director of Accounting for Rocket Mortgage, LLC from March 2018 to August 2020, and Vice President of Accounting for the Company from August 2020 to November 2022. Prior to joining Rocket Mortgage, LLC, Mr. Edwards held various accounting and financial reporting leadership roles at large privately held and publicly traded companies, and also spent six years as a manager at Deloitte serving large publicly traded clients.

As Chief Accounting Officer, Mr. Edwards will receive a base salary of $358,000, will continue to vest in his outstanding equity awards and will be eligible for other compensation and benefits provided to similarly situated team members.

Neither Mr. Edwards nor any of his immediate family members has had (or proposes to have) a direct or indirect interest in a transaction in which the Company or any of the Company’s subsidiaries was (or is to be) a participant, that would be required to be disclosed under Item 404(a) of SEC Regulation S-K.






SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

Date: March 28, 2024


ROCKET COMPANIES, INC.
By:/s/ Tina V. John
Name:Tina V. John
Title:General Counsel and Secretary



Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘8-K’ Filing    Date    Other Filings
Filed on:3/28/24
For Period end:3/25/244
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