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Ball David Edward – ‘4’ for 9/6/22 re: Avanos Medical, Inc.

On:  Thursday, 9/8/22, at 5:11pm ET   ·   For:  9/6/22   ·   As:  Officer   ·   Accession #:  1775747-22-3   ·   File #:  1-36440

Previous ‘4’:  ‘4’ on 3/8/22 for 3/4/22   ·   Latest ‘4’:  This Filing

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer

 9/08/22  Ball David Edward                 4          Officer     1:8K   Avanos Medical, Inc.

Statement of Changes in Beneficial Ownership of Securities by an Insider   —   Form 4   —   SEA’34

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 4           Statement of Changes in Beneficial Ownership of     HTML      8K 
                Securities by an Insider --                                      
                wf-form4_166267146379122.xml/3.6


        

This ‘4’ Document is an XML Data File that may be rendered in various formats:

  Form 4    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 
 
Plain Text rendering:  Statement of Changes in Beneficial Ownership of Securities by an Insider — wf-form4_166267146379122.xml/3.6
 
                                                                                                                                                                                
Ownership Document
 
Schema Version:  X0306
Document Type:  4
Period of Report:  9/6/22
Not Subject to Section 16:  0
Issuer:
Issuer CIK:  1606498
Issuer Name:  AVANOS MEDICAL, INC.
Issuer Trading Symbol:  AVNS
Reporting Owner:
Reporting Owner ID:
Owner CIK:  1775747
Owner Name:  Ball David Edward
Reporting Owner Address:
Owner Street 1:  5405 WINDWARD PKWY
Owner Street 2:
Owner City:  ALPHARETTA
Owner State:  GA
Owner ZIP Code:  30004
Owner State Description:
Reporting Owner Relationship:
Is Director?  No
Is Officer?  Yes
Is Ten Percent Owner?  No
Is Other?  No
Officer Title:  SVP - Global Supply Chain
Other Text:
Non-Derivative Table:
Non-Derivative Transaction:
Security Title:
Value:  Common Stock
Transaction Date:
Value:  9/6/22
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  F
Equity Swap Involved?  No
Transaction Amounts:
Transaction Shares:
Value:  2015
Footnote ID:  F1
Transaction Price Per Share:
Value:  23.87
Transaction Acquired-Disposed Code:
Value:  D
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  11,968
Footnote ID:  F2
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Non-Derivative Transaction:
Security Title:
Value:  Common Stock
Transaction Date:
Value:  9/6/22
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  F
Equity Swap Involved?  No
Transaction Amounts:
Transaction Shares:
Value:  733
Footnote ID:  F3
Transaction Price Per Share:
Value:  23.87
Transaction Acquired-Disposed Code:
Value:  D
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  11,235
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Non-Derivative Transaction:
Security Title:
Value:  Common Stock
Transaction Date:
Value:  9/6/22
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  F
Equity Swap Involved?  No
Transaction Amounts:
Transaction Shares:
Value:  599
Footnote ID:  F4
Transaction Price Per Share:
Value:  23.87
Transaction Acquired-Disposed Code:
Value:  D
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  10,636
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Derivative Table:
Footnotes:
Footnote - F1:  Reflects shares surrendered to the Issuer to satisfy tax withholding obligations upon the accelerated vesting of certain time-based restricted stock units ("TRSUs") granted to the Reporting Person on May 7, 2020. Pursuant to the terms of the Retention Incentive Agreement dated as of May 20, 2022 by and between the Issuer and the Reporting Person (the "Retention Incentive Agreement"), certain of the TRSUs granted to the Reporting Person on May 7, 2020, March 17, 2021 and March 4, 2022 vested upon the termination of the Reporting Person's employment with the Issuer on September 6, 2022.
Footnote - F2:  Reflects the forfeiture of a total of 13,586 unvested TRSUs on September 6, 2022. Pursuant to the terms of the Retention Incentive Agreement, all the TRSUs granted on May 7, 2020, March 17, 2021 and March 4, 2022 that did not vest on September 6, 2022 as described in footnote 1 were forfeited. Such forfeited TRSUs were previously reported as beneficially owned in the Form 4s filed by the Reporting Person.
Footnote - F3:  Reflects shares surrendered to the Issuer to satisfy tax withholding obligations upon the accelerated vesting, pursuant to the terms of the Retention Incentive Agreement, of certain TRSUs granted to the Reporting Person on March 17, 2021, as described in footnote 1.
Footnote - F4:  Reflects shares surrendered to the Issuer to satisfy tax withholding obligations upon the accelerated vesting, pursuant to the terms of the Retention Incentive Agreement, of certain TRSUs granted to the Reporting Person on March 4, 2022, as described in footnote 1.
Remarks:
Owner Signature:
Signature Name:  /s/ Mojirade James, as attorney-in-fact for David E. Ball
Signature Date:  9/8/22


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