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Ownership Document |
Schema Version: X0306 |
Document Type: 4 |
Period of Report: 3/4/21 |
Not Subject to Section 16: 0 |
Issuer: |
| Issuer CIK: 1420520 |
| Issuer Name: Atomera Inc |
| Issuer Trading Symbol: ATOM |
Reporting Owner: |
| Reporting Owner ID: |
| | Owner CIK: 1680617 |
| | Owner Name: Mears Robert J |
| Reporting Owner Address: |
| | Owner Street 1: C/O ATOMERA, INC. |
| | Owner Street 2: 750 UNIVERSITY AVENUE, SUITE 280 |
| | Owner City: LOS GATOS |
| | Owner State: CA |
| | Owner ZIP Code: 95032 |
| | Owner State Description: |
| Reporting Owner Relationship: |
| | Is Director? No |
| | Is Officer? Yes |
| | Is Ten Percent Owner? No |
| | Is Other? No |
| | Officer Title: Chief Technology Officer |
| | Other Text: |
Non-Derivative Table: |
| Non-Derivative Transaction: |
| | Security Title: |
| | | Value: Common Stock |
| | Transaction Date: |
| | | Value: 3/4/21 |
| | Deemed Execution Date: |
| | Transaction Coding: |
| | | Transaction Form Type: 4 |
| | | Transaction Code: A |
| | | Equity Swap Involved? No |
| | Transaction Timeliness: |
| | Transaction Amounts: |
| | | Transaction Shares: |
| Value: 6,256 |
| Footnote ID: F1 |
| | | Transaction Price Per Share: |
| Value: 0 |
| | | Transaction Acquired-Disposed Code: |
| Value: A |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 128,065 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: D |
| Non-Derivative Holding: |
| | Security Title: |
| | | Value: Common Stock |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 2,666 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: I |
| | | Nature of Ownership: |
| Value: By Spouse |
Derivative Table: |
| Derivative Transaction: |
| | Security Title: |
| | | Value: Stock Options (Right to Buy) |
| | Conversion or Exercise Price: |
| | | Value: 22.38 |
| | Transaction Date: |
| | | Value: 3/4/21 |
| | Deemed Execution Date: |
| | Transaction Coding: |
| | | Transaction Form Type: 4 |
| | | Transaction Code: A |
| | | Equity Swap Involved? No |
| | Transaction Timeliness: |
| | Transaction Amounts: |
| | | Transaction Shares: |
| Value: 13,904 |
| | | Transaction Price Per Share: |
| Value: 0 |
| | | Transaction Acquired-Disposed Code: |
| Value: A |
| | Exercise Date: |
| | | Footnote ID: F1 |
| | Expiration Date: |
| | | Value: 3/4/31 |
| | Underlying Security: |
| | | Underlying Security Title: |
| Value: Common Stock |
| | | Underlying Security Shares: |
| Value: 13,904 |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 13,904 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: D |
Footnotes: |
| Footnote - F1: 6.25% shall vest each quarter for the next 48 months commencing on June 1, 2021 |
Owner Signature: |
| Signature Name: /s/ Robert J. Mears, by Mindi Zimmer, as Attorney-in-Fact |
| Signature Date: 3/5/21 |